Development and validation of a nonalcoholic fatty liver disease-based self-diagnosis tool for diabetes
Introduction
Type 2 diabetes mellitus (DM) is one of the most prevalent human diseases globally that can lead to a number of health issues in terms of morbidity, death, and economic loss (1). DM is recognized as a serious, global public health concern and will continue to pose a major challenge for healthcare systems since its prevalence is expected to nearly double by 2030 (2). DM has been identified to be associated with unhealthy lifestyles such as sedentarism and no physical activity, and other concomitant chronic conditions, such as obesity and liver diseases (3,4).
In general, three standard tests are used in asymptomatic patients to diagnose impaired glucose metabolism or DM: the hemoglobin A1c (HbA1c) test, the fasting plasma glucose (FPG) test, and the 2-hour 75 g oral glucose tolerance test (OGTT) (5). While the sensitivities and specificities of these tests vary, the OGTT is considered the gold standard for the diagnosis of DM. The OGTT detects DM more effectively than FPG because it recognizes altered postprandial metabolism (6). Nonetheless, all of these diagnostics require a hospital visit and undergo tests.
Nonalcoholic fatty liver disease (NAFLD) has gained greater prominence as one of the major factors contributing to the pathogenesis of DM (7,8). NAFLD is a condition characterized by excess fat in the liver caused by nonalcoholic reasons (9) and is regarded as the hepatic component of metabolic syndrome due to its similarities to metabolic disorders such as obesity, inflammation, insulin resistance, and DM (10,11).
Generally, NAFLD is diagnosed using clinical history, lab data, radiographic data, and histologic information (12). Liver biopsy is regarded as trustworthy and, in certain cases, essential for diagnosing NAFLD by grading various histological features, such as steatosis, hepatocellular ballooning, lobular inflammation, and fibrosis. However, due to the invasiveness and high cost of liver biopsy, it is not commonly performed for all individuals at risk of NAFLD (13). Therefore, experts have recommended its selective use in NAFLD patients with a higher likelihood of progression to nonalcoholic steatohepatitis (NASH). Hence, there has been a growing interest in non-invasive diagnostic strategies for NAFLD, such as transient elastography, abdomen ultrasound, computed tomography, or magnetic resonance imaging. Despite their noninvasive nature, these methods have lower sensitivity than a liver biopsy and are associated with radiation hazards or contrast-related risks, which limit their availability (12). As a result, further simplified methods without imaging approaches are becoming increasingly necessary. Following the initial development of the NAFLD liver fat score by Kotronen et al. [2009], there have been ongoing efforts to develop a simplified NAFLD score that is applicable to the general population and health examination datasets (13,14). Jeong et al. [2020] have suggested the K-NAFLD (Korea National Health and Nutrition Examination Survey-derived nonalcoholic fatty liver disease) score, which detects the presence of NAFLD based on sex, waist circumference (WC), systolic blood pressure (SBP), fasting serum glucose (FSG), triglyceride (TG), and alanine aminotransferase (ALT) (13). This score is unique in that it excludes variables such as fasting serum insulin which hampered availability and cost-effectiveness, thereby enhancing its diagnostic applicability. The K-NAFLD was developed with an area under the curve (AUC) value of 0.929 in the Korea National Health and Nutrition Examination Survey (KNHANES) database, which is a Korea-representative cohort, and the positive and negative predictive values were 0.990 and 0.860, respectively (13).
In particular, many studies have clearly demonstrated that NAFLD is responsible for roughly doubling the incidence of DM, regardless of obesity or other common risk factors (15). For example, a meta-analysis of 20 observational studies including over 115,000 nondiabetic people found that NAFLD was associated with a 1.6- to 2.0-fold elevated risk of DM over a median follow-up of 5 years (16). Another large-scale prospective study, which includes more than 130,000 Asian nondiabetic people, had shown that NAFLD was significantly associated with a 2.0-fold increase in incident DM risk independently of confounding factors (17).
Diabetes is a debilitating chronic epidemic, so early detection, diagnosis, and treatment are important. Identifying those at high risk for diabetes is key to preventive strategies (18). Several studies have shown that early detection and treatment of diabetes can delay the progression of the disease and prevent complications (18-20). Therefore, it is essential to develop a feasible and accurate screening tool to identify those at high risk of diabetes onset, which will aid in diabetes prevention programs. Risk prediction models can contribute to the clinical management of a patient. Models can screen individuals to identify those at an increased risk of having an undiagnosed condition, allowing for earlier diagnosis, management, and treatment, improving patient outcomes (19). Yet, most current prediction models are for western populations (18), and there are few diabetes risk nomograms for Korean population. Also, the presence of NAFLD has largely been alienated in earlier prediction models. Moreover, the existing diabetes risk prediction models incorporate a large number of laboratory variables that are inconvenient to apply (18).
Therefore, in this cross-sectional study, we explored the predictive impact of NAFLD on DM, testified NAFLD-based prediction model for DM, and simplified the NAFLD-based prediction model by excluding laboratory variables that require a hospital visit. Considering that most Korean adults are aware of the presence of NAFLD by undergoing biennial health screening of the Korean National Health Insurance Service, NAFLD-based prediction of DM may be a novel approach for the development of a self-diagnosis tool for DM. In addition, we evaluated the difference in predictive performance for the diagnosis of DM between the full and simplified models. We present the following article in accordance with the TRIPOD reporting checklist (21) (available at https://atm.amegroups.com/article/view/10.21037/atm-22-2195/rc).
Methods
Study population
The study population was derived from the KNHANES (http://knhanes.cdc.go.kr) dataset, which is a nationally representative cross-sectional surveillance system that has been evaluating the health and nutritional status of noninstitutionalized Korean civilians residing in Korea since 1998 (22). The training cohort consisted of participants aged 20 or older who underwent health examinations between 2017 to 2018 (n=16,119). We excluded participants who had missing information for medical doctor-diagnosed DM (n=791), age below 20 (n=3,025), missing information for potential covariates (n=807), and alcohol consumption at least 2 times per week (n=3,977). Finally, a total of 7,519 participants were included in the training cohort (Figure 1). The validation cohort included 7,564 patients from KNHANES who underwent examination between 2019 to 2020, using the same inclusion criteria. All participants provided informed consent to the KNHANES before participation. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the Institutional Review Board of Bundang CHA Hospital (IRB No. CHAMC 2022-04-041).
Outcome variable
DM was defined as a previous physician diagnosis of diabetes based on self-reports in the KNHANES cohort. KNHANES is a national surveillance system in Korea that has been assessing the health and nutritional status of the noninstitutionalized Korean population since. This consists of three surveys: a health interview survey, a health examination survey, and a nutrition survey. The survey is conducted annually by the Korea Centers for Disease Control and Prevention (22). DM is defined as answering “Yes” to the survey question “Have you ever been diagnosed with diabetes by a physician?”. In South Korea, the following criteria are used to diagnose DM: HbA1c level ≥6.5% or FPG of ≥126 mg/dL for more than 8 hours or 2 hours plasma glucose of ≥200 mg/dL during 75 g OGTT or classic symptoms of hyperglycemia (polyuria, polydipsia, unexplained weight loss) with a random plasma glucose of ≥200 mg/dL (5). In addition, the doctor-diagnosed DM in the KNHANES database has been used in a number of studies (23,24).
Key variables
The presence of NAFLD was operationally defined when K-NAFLD >0.884 as defined previously (13). The K-NAFLD score is an estimation tool for diagnosis of NAFLD, which is calculated as follows: 0.913 × sex (2 if female; 1 if male) + 0.089 × WC + 0.032 (SBP + FSG) + TG × 0.007 + ALT × 0.105 − 20.929). The following variables were evaluated as a covariate for the development of prediction model: age (continuous; years), sex (categorical; male and female), body mass index (BMI) (continuous; kg/m2), WC (continuous; cm), SBP (continuous; mmHg), diastolic blood pressure (DBP) (continuous; mmHg), total cholesterol (continuous; mg/dL), TG (continuous; mg/dL), aspartate aminotransferase (AST) (continuous; IU/L), ALT (continuous; IU/L), blood urea nitrogen (BUN) (continuous; mg/dL), creatinine (continuous; mg/dL), urinary protein (categorical; −, ±, +, ++, +++, ++++), urinary glucose (categorical; −, ±, +, ++, +++, ++++), urinary pH (continuous), and NAFLD (categorical; yes and no).
Statistical analysis
Data are presented with a mean [standard deviation (SD)] and number (%) for continuous and categorical variables, respectively. The logistic regression model was used for univariable and multivariable analyses, and the results were provided as odds ratio (OR) with 95% confidence interval (CI). Significant variables identified in the univariate analysis were considered significant predictors for DM, and were enrolled for the multivariable analysis. Significant variables in the multivariable analysis were considered independent predictors for DM, which formed the prediction model for DM. As for overlapping or correlated variables, such as SBP and DBP, only one variable with a higher C-index was chosen if both variables were found statistically significant. The full prediction model consisted of all independent predictors for DM, whereas a simplified model was developed using hospital visit-free variables.
To improve usability, nomograms for both the full model and the simplified model were presented. The total point derived from the nomogram was defined as the nomogram score. The performance of the nomograms was independently validated in receiver operating characteristic (ROC) curves with AUC values and in calibration curves. Furthermore, we then developed the prediction model based on the NAFLD Ridge Score (NRS)-defined NAFLD as a sensitivity analysis. The NRS has been found an adequate diagnostic strategy with an AUC value of 0.87 for NAFLD. The cut-off values for NAFLD and no NAFLD were NRS >0.44 and <0.24, respectively, as described in their study (25). Statistical significance was defined as a two-sided P value of <0.05. SAS version 9.4 (SAS Institute Inc.) and R Project for Statistical Computing (https://www.r-project.org/) were used for all statistical analyses.
Results
Participant characteristics
Detailed descriptive characteristics of the participants included in the training cohort are shown in Table 1. Briefly, there was a total of 7,519 participants with a mean age of 50.4 years and a female distribution of 59.4% (n=4,464). In addition, 12.4% (n=929) of the participants had NAFLD.
Table 1
Characteristics | Participant (n=7,519) |
---|---|
Age, years | 50.4 (16.3) |
Sex, female, n (%) | 4,464 (59.4) |
Body mass index, kg/m2 | 23.9 (3.6) |
Waist circumference, cm | 81.5 (10.3) |
Systolic blood pressure, mmHg | 117.2 (16.6) |
Diastolic blood pressure, mmHg | 74.9 (9.9) |
Total cholesterol, mg/dL | 192.8 (37.8) |
Triglyceride, mg/dL | 125.9 (91.6) |
Aspartate aminotransferase, IU/L | 22.5 (9.9) |
Alanine aminotransferase, IU/L | 22.1 (17.2) |
Blood urea nitrogen, mg/dL | 14.7 (4.6) |
Creatinine, mg/dL | 0.8 (0.2) |
Urinary protein, n (%) | |
Negative | 6,390 (85.0) |
Positive | 1,129 (15.0) |
Urinary glucose, n (%) | |
Negative | 7,213 (96.2) |
Positive | 288 (3.8) |
Urine pH | 5.9 (0.8) |
Nonalcoholic fatty liver disease, n (%) | |
Yes | 929 (12.4) |
No | 6,590 (87.6) |
Data are mean (standard deviation) unless indicated otherwise.
For the validation cohort, there were 7,564 participants with a mean age of 50.6 years and a female distribution of 58.2% (n=4,405). NAFLD was present in 14.4% (n=1,086) participants.
Identification of independent prognostic factors
In the univariable analyses, age, sex, BMI, WC, SBP, DBP, FSG, total cholesterol, TG, AST, ALT, BUN, creatinine, urinary protein, urinary glucose, urinary pH, and NAFLD were identified as significant predictors for DM (Table S1). In the multivariable analysis, age, sex, WC, SBP, total cholesterol, TG, AST, BUN, urinary protein, urinary glucose, and NAFLD were found as independent predictors for DM (Table S2).
Derivation of the full and simplified prediction models for DM
Results of the multivariable analysis of all independent predictors for DM are shown in Table S3. Age (OR, 1.072; 95% CI: 1.062 to 1.081; P<0.001), female (OR, 1.350; 95% CI: 1.089 to 1.674; P=0.006), WC (OR, 1.026; 95% CI: 1.014 to 1.039; P<0.001), SBP (OR, 0.992; 95% CI: 0.986 to 0.998; P=0.013), total cholesterol (OR, 0.976; 95% CI: 0.973 to 0.979; P<0.001), TG (OR, 1.002; 95% CI: 1.001 to 1.003; P=0.002), AST (OR, 0.986; 95% CI: 0.975 to 0.997; P=0.017), BUN (OR, 1.028; 95% CI: 1.007 to 1.048; P=0.007), urinary protein (OR, 1.238; 95% CI: 1.051 to 1.458; P=0.011), urinary glucose (OR, 2.478; 95% CI: 2.215 to 2.772; P<0.001), and NAFLD (OR, 3.063; 95% CI: 2.210 to 4.244; P<0.001) consisted the full prediction model for DM.
Among independent predictors for DM, age, sex, WC, SBP, and NAFLD were considered self-evaluable, which composed the simplified prediction model for self-diagnosis of DM (Table 2).
Table 2
Covariate | Estimate | OR (95% CI) | P value |
---|---|---|---|
Intercept | −8.222 | – | <0.001 |
Age, years | 0.077 | 1.080 (1.072–1.088) | <0.001 |
Sex, female (vs. male) | −0.140 | 0.869 (0.723–1.045) | 0.136 |
Waist circumference, cm | 0.027 | 1.027 (1.016–1.038) | <0.001 |
Systolic blood pressure, mmHg | −0.009 | 0.991 (0.985–0.996) | 0.001 |
NAFLD, yes (vs. no) | 1.430 | 4.178 (3.318–5.260) | <0.001 |
OR calculated using logistic regression. All variables are continuous, unless indicated otherwise. OR, odd ratio; CI, confidence interval; NAFLD, nonalcoholic fatty liver disease.
A calibration plot of the predicted and actual probabilities for DM and ROC curve (AUC, 0.902) revealed that the full prediction model was derived excellently (Figure S1). A nomogram involving variables from laboratory tests is also shown in Figure 2A. A calibration plot and ROC curve of the simplified model are shown in Figure S2. The AUC was 0.830, which is 0.072 lower than the full prediction model. The simplified nomogram is provided in Figure 2B.
Validation of the full and simplified prediction model for DM
The calibration plot (Figure 3A) and ROC curve (AUC, 0.903; Figure 3B) of the full prediction model in the validation cohort had shown the excellent performance of the nomogram. In addition, the simplified model was revealed to be well-calibrated with a slope close to 1 in the calibration plot (Figure 3C) and satisfactorily predict DM in a ROC (AUC, 0.824; Figure 3D).
Sensitivity analysis of the operational definition for NAFLD using the NRS
The full prediction model based on the NRS-defined NAFLD (Table S4) revealed that it was derived excellently, with an AUC value of 0.896. Also, the AUC value of the ROC curve for the simplified model (Table S5) was 0.811, indicating satisfactory performance. In the validation cohort, the calibration plot and ROC curve (AUC, 0.897; Figure S3) of the full prediction model had shown excellent performance. In addition, the simplified model was found to be well-calibrated, with a slope close to 1 in the calibration plot, and to predict DM satisfactorily in a ROC (AUC, 0.810; Figure S4).
Consequently, we were able to confirm that the performance of both the full and simplified models was comparable to that of models developed using the K-NAFLD score. Further detailed information regarding the sensitivity analysis based on the NRS index is provided in the Supplementary section.
Discussion
This study has developed and validated a well-performing DM prediction model based on the following variables: age, sex, WC, SBP, total cholesterol, TG, AST, BUN, urinary protein, urinary glucose, and NAFLD. This study also highlights a unique and accurate simplified model that supports self-diagnosis of DM, which was developed based on the hospital visit-free data (i.e., age, sex, WC, SBP) and NAFLD. Given the growing population and high incidence of DM, as well as the clinical and socioeconomic burden that it entails, the availability of self-diagnosis would be useful for early detection and management of DM. Both the full and simplified models were validated to be well-calibrated and accurate. We further provided a nomogram, an easily adopted tool that allows direct estimation of DM risk without the need for complex calculation. The derived nomogram may be promising in promoting early diagnosis and reducing the socioeconomic burden of DM.
Although numerous DM risk prediction models have been established, the vast majority are developed in non-Asian populations and rely heavily on laboratory variables (18). Besides, the presence of NAFLD was not accounted for. However, other risk predictors included in our models, such as age, sex, BMI (or WC), SBP, total cholesterol, TG, and AST, have been widely recognized as attributes related to DM (19,20) and were thus commonly included in previous DM prediction models (1,19). Furthermore, after validation, our model demonstrated comparable performance to earlier models (1), with an AUC value greater than 0.80.
DM has long been recognized as a complicated and multifactorial metabolic disease characterized by hyperglycemia caused by defects in insulin production, insulin action, or both (26). Abnormalities in carbohydrate, fat, and protein metabolism in DM are deficient action of insulin on target tissues (26), resulting in elevated levels of glucose and lipids within the blood (5). Chronic exposure to a high level of glucose and lipids triggers a number of pathways that result in impaired insulin secretion from the pancreatic β-cells, insulin resistance and decreased glucose utilization in peripheral tissues, and aberrant hepatic glucose production (27). Growing lines of evidence suggest that reactive oxygen species and oxidative stress are among the primary causal factors responsible for these pathogeneses (28). The predictive effects of the predictors for DM identified in this study have been evaluated in previous studies (1,29). Older age, for example, is a risk factor for the onset of DM since aging causes a decline of glucose sensitivity and impaired insulin secretion in pancreatic β-cells (18). In addition, obesity, as measured by higher WC or BMI, has been found to increase the liver and pancreatic fat content, damaging pancreatic β-cells and potentially leading to insulin resistance via metabolic derangements (18,30).
As high serum glucose levels, insulin resistance, and damaged islet cell function characterize DM, patients with NAFLD may be more vulnerable to the risk of incident DM (4,9,15). This owes to the disruption of key physiological functions of the liver, including glucose and lipid metabolism, in the setting of NAFLD, which may be accompanied with a systemic inflammation triggered in part by liver-secreted cytokines and molecules (4,31). According to the lipotoxic hypothesis, the influx of free fatty acid from the excessive adipose tissue to peripheral tissues would induce insulin resistance (10,32,33). Excessive intrahepatic fat content may deter muscle insulin sensitivity, leading to impaired peripheral insulin resistance (31,32). Also, the accumulation of lipid intermediates in the liver, such as diacylglycerol and ceramides, causes hepatic insulin resistance, increased hepatic gluconeogenesis, and exhaustion of pancreatic β-cells (34). Hence, NAFLD exacerbates hepatic/peripheral insulin resistance, predisposes to atherogenic dyslipidemia and releases inflammatory mediators, such as interleukin-6, tumor necrosis factor-α, and fetuin-A, all of which can be provoked by increased oxidative stress (34). In addition, a variety of procoagulant, thrombogenic and profibrogenic factors may together engage in the onset of DM (31). Therefore, we attempted to apply the strong association between NAFLD and DM in development of a NAFLD-based hospital visit-free self-diagnostic prediction model for DM since most individuals are aware of self-status regarding the presence of NAFLD.
To the best of our knowledge, this is the first study to develop and validate a NAFLD-based hospital visit-free self-diagnosis tool for DM. Unlike the majority of current predictive models that necessitates a hospital visit for the evaluation of DM, we could confirm that non-laboratory variables could also well-predict the risk of DM. The derived simplified model for DM may allow early diagnosis of DM, which is vital in reducing DM complications and economic burden. Especially in the pandemic era where clinical services have experienced a significant decline worldwide, digitalized health care such as telehealth has been advocated as one of the major solutions to overcome the lack of elective care (35). Thus, the use of self-diagnosis tool to predict the risk of DM would relieve the burden of hospital visits and could promote better management of the disease, regardless of the socioeconomic status of individuals or public health issues.
However, there are some limitations that need to be considered. First, because it is a cross-sectional study, we could not identify causal relationships. Second, NAFLD was operationally defined using the K-NAFLD score. Therefore, we have adopted the NRS as a sensitivity analysis for the operational definition of NAFLD. However, future studies with imaging or liver biopsy-based diagnosis of NAFLD would still be helpful to support our results. In addition, since the presence of NAFLD was operationally defined using the K-NAFLD score after excluding those with alcohol consumption, some participants with NAFLD may had fatty liver. Further studies with information regarding medication use and history of diseases are required to confirm whether either NAFLD or fatty liver is better predictive of DM. Third, the derived prediction models lack external validation. Therefore, we have stratified the cohort into training and validation cohorts with independent participants to evaluate the performance of the prediction models. Fourth, individuals without a history of hospital visits may not be able to use the simplified prediction model for DM since it is based on the presence of NAFLD, which requires prior health screening that involved imaging modalities, such as ultrasound and computed tomography. Fifth, prognostic variables such as WC may vary depending on the location or method to measure waist or whether participants had meal. Therefore, variables such as BMI could be substituted in order to reduce bias and improve the diagnostic tool’s accuracy.
This study found that age, sex, WC, SBP, total cholesterol, TG, AST, BUN, urinary protein, urinary glucose, and NAFLD were all good predictors of DM risk. The simplified model, which only included variables that did not necessitate hospital visits, had a marginally lower AUC value after validation, but its performance was still satisfactory. Consideration of the presence of NAFLD may have allowed for reliable prediction of DM in the simplified model. We believe that our model could alleviate the clinical and economic burden of DM by promoting its prevention and effective management. Future external validation is warranted for this self-diagnosis tool to be widely used in a real-world.
Acknowledgments
Funding: This work was supported by the Bio Industry Technology Development Program (No. 20015086); funded by the Ministry of Trade, Industry, & Energy (MOTIE, Korea); supported by Basic Science Research Program through the National Research Foundation of Korea (NRF); funded by the Ministry of Education (No. 2020R1F1A1068423); and funded by the Promotion of Innovative Businesses for Regulation-Free Special Zones funded by the Ministry of SMEs and Startups (MSS, Korea; No. P0011221).
Footnote
Reporting Checklist: The authors have completed the TRIPOD reporting checklist. Available at https://atm.amegroups.com/article/view/10.21037/atm-22-2195/rc
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://atm.amegroups.com/article/view/10.21037/atm-22-2195/coif). The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. All participants provided informed consent to the KNHANES before participation. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the Institutional Review Board of Bundang CHA Hospital (IRB No. CHAMC 2022-04-041).
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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