Changes of blood gas analysis in moderate-to-severe acute respiratory distress syndrome patients during long-term prone position ventilation: a retrospective cohort study
Original Article

Changes of blood gas analysis in moderate-to-severe acute respiratory distress syndrome patients during long-term prone position ventilation: a retrospective cohort study

Qiuxue Deng1#^, Baozhu Zhang1#, Wenjing Li1#, Hanwen Liang1, Zhenjie Jiang1^, Jiesen Zhang1, Yonghao Xu1, Weiqun He1, Xiaoqing Liu1, Ling Sang1, Huiqing Zeng2, Yuanda Xu1

1Department of Critical Care Medicine, the First Affiliated Hospital of Guangzhou Medical University, Guangzhou, China; 2Department of Pulmonary and Critical Care Medicine, Zhongshan Hospital Xiamen University, Xiamen, China

Contributions: (I) Conception and design: Yuanda Xu, L Sang, H Zeng; (II) Administrative support: None; (III) Provision of study materials or patients: Yuanda Xu, L Sang, H Zeng, X Liu, W He, Yonghao Xu; (IV) Collection and assembly of data: Q Deng, B Zhang, W Li, Z Jiang, J Zhang; (V) Data analysis and interpretation: Q Deng, B Zhang, H Liang; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contributed equally to this work.

^ORCID: Qiuxue Deng, 0000-0003-0132-9222; Zhenjie Jiang, 0000-0002-0389-0286.

Correspondence to: Yuanda Xu. Department of Critical Care Medicine, the First Affiliated Hospital of Guangzhou Medical University, 151 West Yanjiang Road, Yuexiu District, Guangzhou 510120, China. Email: xuyuanda@sina.com; Huiqing Zeng. Department of Pulmonary and Critical Care Medicine, Zhongshan Hospital Xiamen University, Xiamen, China. Email: 13606080893@139.com; Ling Sang. Department of Critical Care Medicine, the First Affiliated Hospital of Guangzhou Medical University, 151 West Yanjiang Road, Yuexiu District, Guangzhou 510120, China. Email: sonysang999@aliyun.com.

Background: Prone position ventilation (PPV) has been recommended for patients with acute respiratory distress syndrome (ARDS) to improve oxygenation. However, whether prolonged prone ventilation will aggravate hyperoxia and whether abdominal compression will aggravate permissive hypercapnia acidosis are topics of concern. We carried out a retrospective analysis to investigate the issues above.

Methods: Clinical data were collected from 97 moderate-to-severe ARDS patients who received PPV as part of their treatment in the intensive care unit (ICU) of the First Affiliated Hospital of Guangzhou Medical University from November 2015 to May 2021. We collected arterial blood gas of patients according to the 3 periods: supine position ventilation (SPV), PPV early stage (within 4 hours), and PPV middle and late stage (6 hours or later). We established a linear mixed-effects models with “body position changes, times of PPV, gender, age, baseline SOFA, and baseline APACHE II” as fixed effects, and individual and the number of prone positions as random intercept and random slope to investigate the effect of body position changes on blood gas analysis.

Results: Among the 97 patients received PPV included, 51 were ICU survivors. Arterial partial pressure of oxygen (PaO2) and PaO2/fraction of inspired oxygen (FiO2) ratio were significantly higher at the early, middle and late stages of PPV than those in SPV [PFR (mmHg): 158 (118.00, 203.00) vs. 161 (129.00, 202.75) vs. 123 (91.75, 163.00), P<0.05]. Despite the synchronized reduction of FiO2, the incidence of hyperoxia in the prone position was still significantly higher than that in the supine position [hyperoxia (%):33.33 vs. 33.56 vs. 12.42, P<0.05]; there was no significant change in arterial carbon dioxide partial pressure (PaCO2) at each stage of PPV, but there was a significant increase in PH at PPV middle and late stages than those at early stage [PH: 7.39 (7.34, 7.42) vs. 7.37 (7.31, 7.41), P<0.05].

Conclusions: Although PPV improves the patients’ oxygenation, the associated incidence of hyperoxia exceeds 33%. Down-regulate FiO2 more sharply after PPV is necessary, if oxygenation conditions permit. PPV may alleviate the acidosis associated with permissive hypercapnia in ARDS patients treated with lung protective ventilation strategy (LPVS).

Keywords: Acute respiratory distress syndrome (ARDS); prone position ventilation (PPV); permissive hypercapnia; hyperoxia


Submitted Oct 21, 2022. Accepted for publication Jan 06, 2023. Published online Jan 31 2023.

doi: 10.21037/atm-22-5907


Highlight box

Key findings

• Prone position ventilation (PPV) improves the patients’ oxygenation, however, the associated incidence of hyperoxia exceeds 33%. PPV may alleviate the acidosis associated with permissive hypercapnia in acute respiratory distress syndrome (ARDS) patients treated with lung protective ventilation strategy (LPVS).

What is known and what is new?

• PPV is widely used to improve the oxygenation and prognosis of patients with moderate-to-severe ARDS.

• We report that the incidence of hyperoxia after PPV is as high as 33%, which deserves attention. With increasing elastic resistance in the chest and abdomen in the prone position, the acidosis associated with permissive hypercapnia do not aggravate.

What is the implication, and what should change now?

• On the premise of ensuring tissue oxygenation, it is necessary to down-regulate FiO2 more sharply in accordance with patients’ conditions after PPV. Prolonged PPV can improve oxygenation in moderate-to-severe ARDS patients without exacerbating permissive hypercapnia caused by LPVS.


Introduction

Prone position ventilation (PPV), which has been shown to be able to improve the prognosis of acute respiratory distress syndrome (ARDS) patients (1), has good social and economic benefits (2). The ARDS prone position network (APRONET) cross-sectional survey conducted in 2017 showed that the utilization rate of PPV in ARDS patients had already reached 32.9% (3). PPV helps to increase the arterial partial pressure of oxygen (PaO2) in most ARDS patients (by up to 70%) (4-6). Furthermore, oxygenation tends to be improved within the first hour in most cases (7). Even for pulmonary ARDS, the improvement in oxygenation reaches a steady state in about 3 hours. Lee et al.’s research findings (8) suggest that oxygenation was improved by over 53% in patients during the first application of PPV, and that oxygenation would continue to be improved for several hours after the implementation of supine position ventilation (SPV). When PPV was repeated, oxygenation would be further improved. Regarding the concept of lung protective ventilation (LPV), the PROSEVA study (1) suggests conducting PPV when PaO2/fraction of inspired oxygen (FiO2) ratio (PFR) is lower than 150 mmHg. For patients with a good response, a concern is whether the incidence of hyperoxia may increase, making it worthwhile to retrospectively analyze the rule of improvement in oxygenation during long-term PPV. The prone position is an unconventional body position. With increasing elastic resistance in the chest and abdomen in the prone position, whether it is necessary to urgently adjust the tidal volume and respiratory rate or not is unclear. Owing to the impact of hypercapnia on all visceral organs, PPV may match ventilation/blood perfusion and improve the right heart function later than the improvement of oxygenation—thus, the effect of early PPV on carbon dioxide partial pressure (PaCO2) is poorly understood. Given low tidal volume LPVS, it is worthwhile to evaluate the effect of prolonged PPV on permissive hypercapnia (9,10); at present, there is no study on the dynamic changes of hyperoxia and permissive hypercapnia during prolonged PPV. In this study, all blood gas indexes were collected before and after each application of PPV in patients to investigate their dynamic change rule in order to offer better guidance on clinical adjustment. We present the following article in accordance with the STROBE reporting checklist (available at https://atm.amegroups.com/article/view/10.21037/atm-22-5907/rc).


Methods

This was a retrospective observational cohort study of adult patients (≥18 years) with ARDS. The inclusion criteria were as follows: (I) adult patients (age ≥18 years) who accepted treatment in the intensive care unit (ICU) of the First Affiliated Hospital of Guangzhou Medical University from November 2015 to May 2021; (II) patients who were diagnosed with ARDS according to the Berlin definition; (III) during hospitalization, underwent PPV at least once. The exclusion criteria were as follows: (I) inability to tolerate the PPV treatment and the duration of PPV was less than 4 hours; (II) patients did not undergo blood analysis during PPV or the blood gas analysis results could not be traced. During the study period, 10,126 patients were admitted to our ICU ward, 620 patients with moderate to severe ARDS were diagnosed, and 103 of these patients received PPV. A total of 6 patients who received PPV for less than 4 hours or whose blood gas analysis results were unable to be obtained were excluded from the study. A total of 97 patients receiving PPV were included in this study (Figure 1). The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). This study was approved by the Medical Ethics Committee of the First Affiliated Hospital of Guangzhou Medical University (Document No. 34 [2017]). Individual consent for this retrospective analysis was waived. The chief clinician decided whether to continue or stop PPV. PPV was terminated immediately if any patient experienced unstable hemodynamics, arrhythmia, tracheal displacement, or other types of life-threatening deterioration during the treatment. In our study, most of patients involved received PPV for 12–16 hours in total each day, and PPV was performed at an interval of 8 hours.

Figure 1 Flowchart of the study. ICU, intensive care unit; ARDS, acute respiratory distress syndrome.

A total of 885 blood gas analyses were collected from the 97 patients included, which were grouped into SPV, PPV early stage (within 4 hours), and PPV middle and late stage (4–16 hours) according to patients’ body positions and duration of PPV when blood gas analysis was conducted (Figure S1).

Data collection

The following general information of patients was collected: gender, age, date of admission, date of transfer to ICU, acute physiological and chronic health evaluation II (APACHE II), sequential organ failure assessment (SOFA), Richmond Agitation-Sedation Scale (RASS), whether neuromuscular blockade was applied or not, principal diagnosis, outcome, and so on. The results of blood gas analysis including PH, PaCO2, PaO2, FiO2, and PFR were collected before (SPV) and after (PPV) each body position change, including PPV early stage and PPV middle and late stage.

Statistical methods

Linear mixed-effects models, taken from LmerTest (v. 3.1-3) and lme4 (v. 1.1.27-1) in R language (v. 4.1.2; Te R Foundation of Statistical Computing, Vienna, Austria), were used to test the effect of body position changes on the blood gas indexes. Then, Satterthwaite’s method was used to generate P values for the mixed models. This method can be used to explore multiple factors and covariates simultaneously with the variance among cases taken into consideration. The models were initially fitted with a random intercept and random slope taken for every case. Model comparisons were made using the maximum likelihood (ML) method to compare the models under different stochastic effects, which were finally trimmed into those containing significantly improved model fitting performance only. After random-effects models were determined, the same method was applied to the selection of fixed effects. The function was used to identify or rule out a singular fit. We finally selected “body position changes, times of PPV, gender, age, baseline SOFA, and baseline APACHE II” as fixed effects for optimal mixed-effects models. There was a random intercept and random slope for individuals when they were affected by the number of prone positions. Blood gas analysis indicators such as “PH, PaCO2, PaO2, FiO2, PFR” are dependent variables. The enumeration data were checked using the chi-squared test. Further, unless otherwise stated, a 2-tailed P value of <0.05 was considered statistically significant.


Results

Baseline data

Among the 97 patients, 68 were male while 29 were female; the average age was (56.52±14.13); 11 cases were diagnosed with septic shock, 26 were diagnosed with connective tissue disease (CTD), 33 were diagnosed with pulmonary infection, 12 were postoperative patients, 9 were diagnosed with the hematologic disease, 4 with chronic obstructed pulmonary disease (COPD), and 2 with barotrauma. The overall survival rate of patients was 53% (Table 1).

Table 1

Characteristics of the patients at baseline

Baseline data Value
Age (years), mean ± SD 56.52±14.13
Male, n (%) 68 (70.10)
Neuromuscular blockade, n (%) 48 (49.48)
APACHE II, mean ± SD 20.14±6.88
RASS, median (1st–3rd quartile) −4 (−4, −4)
Pre-prone blood gases, median (1st–3rd quartile)
   PH 7.37 (7.30, 7.41)
   PaCO2 (mmHg) 50.10 (43.85, 60)
   PaO2 (mmHg) 81.90 (68.55, 103.50)
   FiO2 0.80 (0.63, 1.00)
   PaO2/FiO2 (mmHg) 102.35 (81.05, 146.25)
Principal diagnosis, n [%]
   Septic shock 11 [11]
   CTD 26 [27]
   Pulmonary infection 33 [34]
   Postoperative patient 12 [12]
   Blood disease 9 [9]
   COPD 4 [4]
   Barotrauma 2 [2]
   ICU outcome, survival 51 [53]

SD, standard deviation; APACHE, acute physiological and chronic health evaluation; RASS, Richmond Agitation-Sedation Scale; CTD, connective tissue disease; ICU, intensive care unit.

Incidence rate of hyperoxia

Compared with SPV, PPV early stage and PPV middle and late stage saw higher incidence of hyperoxia (P<0.05) (Table 2, Figure 2).

Table 2

Proportion of patients with hyperoxia before and after PPV

Stage
SPV [1] PPV early stage [2] PPV middle and late stage [3]
Hyperoxia 39 (12.42%) 93 (33.33%) 98 (33.56%)
Non-hyperoxia 275 (87.58%) 186 (66.67%) 194 (66.44%)
Total 314 279 292

P value: 1 vs. 2, P<0.001; 1 vs. 3, P<0.001; 2 vs. 3, P=0.954. PPV, prone position ventilation; SPV, supine position ventilation.

Figure 2 Proportion of patients with hyperoxia with body position. SPV, supine position ventilation; PPV, prone position ventilation.

Blood gas analysis changes before and after PPV

PH was significantly higher at PPV middle and late stage than in SPV (P<0.05); there was no significant difference in PaCO2 among SPV, PPV early stage, and PPV middle and late stage (P>0.05); compared with SPV, PaO2 was significantly higher at PPV early stage and PPV middle and late stage, and the difference was statistically significant (P<0.05); compared SPV, FiO2 was significantly lower at PPV early stage and PPV middle and late stage, and it further decreased at PPV middle and late stage compared to PPV early stage (P<0.05); PaO2/FiO2 was significantly higher at PPV early stage and PPV middle and late stage than SPV, and the difference was statistically significant (P<0.05) (Table 3, Figure 3).

Table 3

Effects of PPV on blood gas (n=97)

Blood gases Stage P value
SPV PPV early stage PPV middle and late stage
PH 7.38 [7.32, 7.41] 7.37 [7.31, 7.41] 7.39 [7.34, 7.42]b <0.05
PaCO2 51.00 [45.35, 59.13] 51.50 [45.30, 61.00] 50.20 [44.30, 58.80] >0.05
PaO2 84.65 [70.85, 104.85] 103.00 [86.10, 128.00]a 108.10 [88.53, 128.00]a <0.05
FiO2 0.70 [0.60, 0.85] 0.70 [0.57, 0.80]a 0.66 [0.60, 0.80]a,b <0.05
PFR 123.00 [91.75, 163.00] 158.00 [118.00, 203.00]a 161.00 [129.00, 202.75]a <0.05

Data are expressed as median [interquartile range]. a, P<0.05 vs. SPV; b, P<0.05 vs. early PPV. PPV, prone position ventilation; SPV, supine position ventilation; PaCO2, carbon dioxide partial pressure; PaO2, partial pressure of oxygen; FiO2, fraction of inspired oxygen; PFR, PaO2/FiO2.

Figure 3 Changes of blood gas with body position. PaO2, partial pressure of oxygen; SPV, supine position ventilation; PPV, prone position ventilation; PFR, PaO2/FiO2; FiO2, fraction of inspired oxygen.

Multivariate analysis and blood gas indexes

PH and PaO2/FiO2 were positively correlated with times of PPV and negatively correlated with FiO2, namely, with the passage of time, PH and PaO2/FiO2 showed an increasing trend whereas FiO2 showed a decreasing trend (P<0.05); FiO2 was positively correlated with the baseline SOFA score and negatively correlated with PH, namely, the higher the baseline SOFA score, the higher FiO2, and the lower PH (P<0.05); blood gas indexes were not significantly correlated with gender, age, and baseline APACHE II (Table 4).

Table 4

Effects of multivariate analysis on blood gas (n=97)

Blood gases Times Baseline SOFA Sex, male Age Baseline APACHE II
PH 0.011c 0.003d >0.05 >0.05 >0.05
PaCO2 >0.05 >0.05 >0.05 >0.05 >0.05
PaO2 >0.05 >0.05 >0.05 >0.05 >0.05
FiO2 <0.001d 0.003c >0.05 >0.05 >0.05
PFR 0.007c >0.05 >0.05 >0.05 >0.05

c, estimate >0; d, estimate <0. Time represents the frequency of PPV. SOFA, sequential organ failure assessment; APACHE, acute physiological and chronic health evaluation; PaCO2, carbon dioxide partial pressure; PaO2, partial pressure of oxygen; FiO2, fraction of inspired oxygen; PFR, PaO2/FiO2; PPV, prone position ventilation.


Discussion

Compared with SPV, there was an average rise of 35 and 38 mmHg in patients’ PFR at PPV early and middle-and-late stage, suggesting the continuous improvement of oxygenation in long-term PPV, which was consistent with the results of a previous study (1). The incidence of hyperoxia in the ICU could reach 50% according to previous studies, which was closely related to the length of stay and mortality rate (11,12), but clinicians pay far less attention to hyperoxia than to hypoxia, especially when FiO2 has dropped below 60% (13). In this study, PaO2 rose after the patients underwent PPV, with the median PaO2 fluctuating from 84.65 to 108.10 mmHg. Some 33.3% of the patients were diagnosed with hyperoxia (PaO2 ≥120 mmHg) (14) at the PPV early stage, whereas 33.6% were diagnosed with hyperoxia at PPV middle and late stage, both significantly higher than those at SPV; hyperoxia makes it possible to generate reactive oxygen species (ROS) and free radicals, which have pro-inflammatory and cytotoxic effects, causing oxidative stress and neuron injuries, which may aggravate the damage to multiple organs including the heart, lung, kidney, and brain (15-17). A recent observational study indicated a U-shaped relationship between PaO2 and mortality in ARDS patients, with a minimum mortality risk when PaO2 was at 93.8–105 mmHg (18); moreover, at PPV early stage and PPV middle and late stage in this study, the chief physician took the initiative to down-regulate FiO2 with the improvement of oxygenation, but the median remained above 0.7. Hyperoxia can directly damage bronchial alveolar epithelium, aggravating mechanical ventilation-related lung injuries (19,20), increasing the risk of oxygen poisoning and ventilator-associated pneumonia (VAP) (21). Especially at PPV middle and late stage, median FiO2 further decreased to 0.66, but there was still a slow increase in the proportion of patients with hyperoxia.

There is a long controversy over the research on liberal oxygen therapy and conservative oxygen therapy. ARDS patients mostly experience hypoxemia-related complications at the early stage. Although a clear recommendation on PaO2 from ARDSnet (22), clinicians, who are still concerned about histanoxia, risk taking hyperoxia as a means of raising oxygen reserves (23), but actually, there are many factors affecting oxygen delivery. Despite the lack of evidence for a significant dose-effect relationship between PaO2 and mortality, the number of days with PaO2 >120 mmHg is an independent risk factor for VAP (17). The HYPER2S randomized controlled trial (RCT) suggests that patients with hyperoxia experience more severe ICU-acquired weakness, and the mortality increases on day 28 after complication with lactic acid elevation (24,25). Most of the cases included in this study were pulmonary ARDS patients with septic shock. The data suggested that FiO2 was positively correlated with the baseline SOFA score and negatively correlated with PH. In other words, the higher the baseline SOFA score, the higher FiO2 and the lower PH. This might be related to the difference in SpO2 and SaO2 in response to peripheral tissue perfusion during septic shock (26). Clinicians often use higher FiO2 to avoid histanoxia (13), whereas the target of oxygen therapy is relatively free. After primary diseases gradually came under control, the proportion of hyperoxia caused by PPV reached 33.6%.

Low tidal volume LPVS is normally adopted for moderate-to-severe ARDS patients, with a sedative and analgesic or even neuromuscular blocking agents used in combination to reduce abnormal central respiratory drive (27). The results of this study suggest that the median PaCO2 in the patients was 50.1 mmHg before PPV, reaching the standard of permissive hypercapnia. During PPV, the anterior chest wall and abdomen were restricted, with elastic resistance increasing and minute volume decreasing. PaCO2 inevitably rose further when lung homogeneity had not yet been optimally achieved after a change in the body position (9). Severe hypercapnia or a rapid rise in PaCO2 could cause myocardial depression, leading to an increase in pulmonary vascular resistance (PVR), aggravating right heart insufficiency, thereby increasing the risk of inpatient death in patients with cerebral injury (28), and exacerbating concomitant symptoms such as renal injury, pulmonary injury, and so on (29,30). Is there a need to adjust the tidal volume and respiratory rate as early as possible? This study indicated that PaCO2 rose slightly at PPV early stage, but there was no significant difference from SPV, and PaCO2 even decreased gradually at PPV middle and late stage; at the same time, PH showed a downward trend at PPV early stage compared with SPV, but there was no significant difference. PH tended to rise significantly at the middle-and-late stage compared with PPV early stage. A previous study revealed that the PaCO2 responders had a better prognosis after PPV (31). For patients with pulmonary ARDS included in this study, a long-term prone position helped to promote systemic venous return and reduce PVR while improving oxygenation and enhancing pulmonary reexpansion, leading to an increase in cardiac output (32), thereby improving ventilation/blood flow ratio, and finally relieving acidosis.


Conclusions

This study holds that on the premise of ensuring tissue oxygenation, it is necessary to down-regulate FiO2 more sharply in accordance with patients’ conditions after PPV, and select a recommended target of oxygen therapy (33) to decrease FiO2 to or below 60%, so as to reduce the incidence of hyperoxia and its impact on the lung and other organs for better efficacy of PPV; prolonged PPV can improve oxygenation in moderate-to-severe ARDS patients without exacerbating permissive hypercapnia caused by LPVS.

Limitations

There are still some shortcomings in this study, as follows: In the single-center retrospective study, blood gas indexes were primarily analyzed without any reference to oxygen toxicity-related biological indicators and cytokines; efficacy comparisons were not performed for patients with ARDS caused by different etiological factors; the outcome of patients was not taken into account, and so on.


Acknowledgments

Funding: This study was supported by the Guangzhou Science and Technology Planning Project (No. 202102010353), Zhongnanshan Medical Foundation of Guangdong Province (No. ZNSA-2020003), Guangzhou Institute of Respiratory Health/2019 Clinical Independent Exploration Project of National Clinical Research Center of the First Hospital of Guangzhou Medical University (No. 2019GIRHZ10), and the Project of Cultivating High-level Clinical Research launched by the Guangzhou Medical University.


Footnote

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at https://atm.amegroups.com/article/view/10.21037/atm-22-5907/rc

Data Sharing Statement: Available at https://atm.amegroups.com/article/view/10.21037/atm-22-5907/dss

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://atm.amegroups.com/article/view/10.21037/atm-22-5907/coif). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). This study was approved by the Medical Ethics Committee of the First Affiliated Hospital of Guangzhou Medical University (Document No. 34 [2017]). Individual consent for this retrospective analysis was waived.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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(English Language Editor: J. Jones)

Cite this article as: Deng Q, Zhang B, Li W, Liang H, Jiang Z, Zhang J, Xu Y, He W, Liu X, Sang L, Zeng H, Xu Y. Changes of blood gas analysis in moderate-to-severe acute respiratory distress syndrome patients during long-term prone position ventilation: a retrospective cohort study. Ann Transl Med 2023;11(2):86. doi: 10.21037/atm-22-5907

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