Review on endobronchial therapies—current status and future
Review Article | Emerging Therapeutics

Review on endobronchial therapies—current status and future

Joyce W. Y. Chan1, Ivan C. H. Siu1, Aliss T. C. Chang1, Molly S. C. Li2, Rainbow W. H. Lau1, Tony S. K. Mok2, Calvin S. H. Ng1

1Division of Cardiothoracic Surgery, Department of Surgery, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong, China; 2Department of Clinical Oncology, Prince of Wales Hospital, The Chinese University of Hong Kong, Hong Kong, China

Contributions: (I) Conception and design: JWY Chan, CSH Ng; (II) Administrative support: CSH Ng, RWH Lau, MSC Li, TSK Mok; (III) Provision of study materials or patients: RWH Lau, JWY Chan, ICH Siu, ATC Chang; (IV) Collection and assembly of data: JWY Chan, ICH Siu, ATC Chang; (V) Data analysis and interpretation: JWY Chan, ATC Chang; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Dr. Calvin S. H. Ng, MD, FRCS. Professor, Division of Cardiothoracic Surgery, Department of Surgery, The Chinese University of Hong Kong, Prince of Wales Hospital, 30-32 Ngan Shing Street, Sha Tin, New Territories, Hong Kong, China. Email: calvinng@surgery.cuhk.edu.hk.

Abstract: There is a growing demand for lung parenchymal-sparing localized therapies due to the rising incidence of multifocal lung cancers and the growing number of patients who cannot undergo surgery. Lung cancer screening has led to the discovery of more pre-malignant or early-stage lung cancers, and the focus has shifted from treatment to prevention. Transbronchial therapy is an important tool in the local treatment of lung cancers, with microwave ablation showing promise based on early and mid-term results. To improve the precision and efficiency of transbronchial ablation, adjuncts such as mobile C-arm platforms, software to correct for computed tomography (CT)-to-body divergence, metal-containing nanoparticles, and robotic bronchoscopy are useful. Other forms of energy such as steam vapor therapy, pulsed electric field, and photodynamic therapy are being intensively investigated. In addition, the future of transbronchial therapies may involve the intratumoral injection of novel agents such as immunomodulating agents, gene therapies, and chimeric antigen receptor T cells. Extensive pre-clinical and some clinical research has shown the synergistic abscopal effect of combination of these agents with ablation. This article aims to provide the latest updates on these technologies and explore their most likely future applications.

Keywords: Transbronchial ablation; microwave ablation; robotic bronchoscopy; pulsed electric field; photo dynamic therapy


Submitted Mar 24, 2023. Accepted for publication Jul 11, 2023. Published online Aug 11, 2023.

doi: 10.21037/atm-23-1430


Introduction

Despite lobectomy remaining the gold standard treatment for resectable lung cancer, there are increasing indications for local treatment of lung malignancies. One of which is the rising prevalence of multifocal lung cancers, as multiple ground glass opacities with or without solid components demonstrating varying invasiveness exist in the same patient. Many of these subsolid nodules represent pre-malignant or very early stage cancers without regional spread, thus potentially eradicable with locoregional treatment rather than anatomical surgical resection. Nowadays, not uncommonly we encounter patients who have had major lung resection performed for primary lung cancers previously, and upon follow up other suspicious lung nodules in the remaining lung either enlarged or increased in solidity, leading to the need of lung parenchymal sparing strategies (1). These include sublobar resection, stereotactic body radiation therapy (SBRT), and local ablation (2). The aging population also increased the proportion of elderly patients who suffer from multiple comorbidities, poor lung function or high clinical frailty score, making them high risk for major lung resection and more suited to locoregional treatment.

As in the lung adenocarcinoma sequence, recent studies have shown that lung adenocarcinomas progress in a stepwise manner from pre-malignant lesions, to adenocarcinoma-in-situ or minimally invasive adenocarcinoma, to invasive adenocarcinoma (3,4). The extent of invasiveness can be estimated by the consolidation to tumour ratio (>0.25) and size of lesions (>2 cm) on computed tomography (CT) scans (5), thus providing a basis for biopsying and treating the most “risky” nodules in patients with multiple lung nodules.

Local therapies for early lung cancers are gaining evidence support, especially in patients with high surgical risks or those who decline surgery. The JCOG 0802 trial is a recently published phase 3 randomized controlled trial comparing segmentectomy versus lobectomy in small sized peripheral non-small cell lung carcinomas (NSCLC) less than 2 cm in diameter and >0.5 consolidation to tumour ratio. It showed that the 5-year overall survival was higher in the segmentectomy group than the lobectomy group (94.3% vs. 91.1%, P=0.0082), the forced expiratory volume in 1 second was higher in the segmentectomy group, while local relapse was lower in the lobectomy group (5.4% vs. 10.5%) (6). The CALGB 140503 investigators recently further reported non-inferiority of sublobar resection (59% wedge resection and 41% segmentectomy) with respect to disease-free survival and overall survival in stage 1 NSCLC <2 cm (7). In tumours less than 2 cm in diameter and consolidation tumour ratio 0.25 or less, the JCOG 0804 trial further suggested that wedge resection is sufficient, yielding a 5-year relapse-free survival of 99.7% (8). This is further supported by a recent randomized controlled trial by Altorki et al., reporting similar 5-year disease-free survival (63.6% vs. 64.1%) and 5-year overall survival (80.3% vs. 78.9%) between groups treated with sublobar and lobar resection, for stage I lung cancers less than 2 cm in size (9). SBRT is targeted towards patients with stage I or II NSCLC without lymph node involvement and who are medically inoperable. SBRT has a local control rate of more than 80% in multiple retrospective series (10), and disease-free survival of 26% and overall survival of 40% at 4 years in a multicentre phase II study (11). However, sublobar resection still carries surgical risks while SBRT has up to 22.3% risk of radiation pneumonitis and pneumonia. Since the early 2000s, percutaneous ablation of lung tumours have been attempted (12) following reports of efficacy of local ablation in liver cancers. The subsequent decade saw the blossom of image-guided local ablative therapies of lung tumours, first with radiofrequency ablation (RFA), later with microwave ablation (MWA) and cryoablation.

This article aims to examine the current progress and application of transbronchial therapies for peripheral lung cancers, encompassing various energy modalities (13), effective add-ons to enhance precision and efficiency, promising non-thermal ablation methods, and the relatively novel approach of transbronchial intratumoral injection of therapeutic agents.


Transbronchial microwave ablation

In contrast to the percutaneous route, transbronchial ablation has gained popularity in recent years. A Japanese group pioneered a bronchoscopy-guided cooled RFA technique for lung tumours in humans in 2010 (14,15), followed by a Chinese group using electromagnetic navigation bronchoscopy (ENB) guidance (16). More recently, a first-in-human dose escalation study involving 8 patients using an external cooled bronchoscopic RFA catheter revealed adequate ablation zone coverage in all cases, with more uniform necrosis observed at higher energy levels (17). Compared to percutaneous approach, a major advantage of bronchoscopic ablation is absence of pleural puncture, and hence fewer pleural-based complications. The Japanese group reported no pneumothorax, bronchopleural fistula nor pleural effusion in 28 cases of bronchoscopic RFA (15), while the rate of pneumothorax for percutaneous ablation ranges from 3.5–54%. Similarly, bronchoscopic ablation also eliminates the chance of needle tract seeding. Another edge of bronchoscopic ablation is its ability to reach certain regions of lung which are otherwise difficult or dangerous for percutaneous access, for instance areas near mediastinal pleura, diaphragm, lung apex, or areas shielded by scapula.

The author’s institute is one of the first to perform ENB-guided microwave ablation on patients in the hybrid operating room (18). Microwave energy is utilized rather than RFA because it directly heats tissue to lethal temperatures greater than 150 ℃ through dielectric hysteresis (19), therefore independent from electrical conductance. Since the aerated lung has a relatively high impedance among all solid organs, microwave energy more ideal as it is less susceptible to tissue impedance, being able to produce faster, larger and more predictable ablation zones than RFA (20). Selected patients had high surgical risks, either due to underlying medical comorbidities or due to inadequate respiratory reserve. Ablated nodules were less than 3 cm in size, and away from large blood vessels which may lead to under-ablation due to heat-sink effect, and from structures that may suffer from thermal injury, including the phrenic nerve, brachial plexus, heart and esophagus.

By using ENB navigation systems such as SuperDimensionTM (Covidien, Plymouth, MN, USA), along with confirmation of position through fluoroscopy and cone-beam CT (CBCT), the accuracy of navigation is significantly increased. The EmprintTM Ablation Catheter with ThermosphereTM technology (Covidien, Plymouth, MN, USA) is placed inside the lung tumor through bronchoscopy and specific tunneling tools, then ablated for up to 10 minutes at 100W per burn. To ensure that sufficient ablation margins are achieved for larger tumors, double or triple ablation may be performed either in the same position or with adjustments made to the catheter’s position.

Our institute contributed to the NAVABLATE study, which presented findings for 30 nodules that underwent transbronchial MWA. The nodules had a median size of 12.5 mm, and the technical success rate on the day of the procedure was 100%. The average ablative margin was 9.9 mm, as assessed on day 0 CBCT, and the technique’s efficiency was 100%, as evidenced by satisfactory ablation observed on CT scans taken one month after the procedure (21). The technique was found to be safe, with a device-related adverse event rate of only 3.3%, consisting of mild hemoptysis. There were no serious adverse events reported during the 30-day follow-up period (21).

Since the beginning of 2019, the author’s institute has treated 122 cases using a transbronchial MWA approach with a technical success rate of 100% (22) (Figure 1). Similar to the percutaneous approach, patients had a short median length of stay of only 1 day. Pneumothorax requiring chest drainage occurred in only 3.4% of cases, and there were 2 cases of bronchopleural fistula that were successfully treated with an endobronchial valve (23). In 8.9% of cases, patients experienced post-ablation reaction and fever, while minor hemoptysis or hemorrhage occurred in 4.4% of cases, pleural effusion in 1.7%, and chest or pleural space infection in 2.6%. Updated mid-term data since the early results published in 2021 (18) showed that 5 cases (4.0%) had local ablation site recurrence over a median follow-up period of 507 days. In contrast, a Chinese group using different instruments for transbronchial MWA treated 13 patients and reported a complete ablation rate of 78.6%, a 2-year local control rate of 71.4%, and a median progression-free survival of 33 months (24,25). Despite the success of reported ENB ablation series, ENB itself carries inherent error margins that can at times be larger than the target nodule. The accuracy of ENB can be affected by nearby interference, for example the position of CBCT or certain electronic devices close to the field. Therefore, in practice another modality of imaging, either CBCT or EBUS, should be used in adjunct with ENB to provide double confirmation of catheter location before ablating nodule.

Figure 1 Pre- and post-ablation cone-beam CT images of a right lower lobe nodule. Column (A) is a pre-ablation cone-beam CT in two axes showing a 7 mm right lower lobe solid colorectal lung metastasis in a patient who had undergone right upper and middle lobectomy. Column (B) shows the post-ablation CT after microwave ablation (100W × 10 minutes × 2), the lesion (yellow outline) is covered adequately by surrounding ground glass opacity which represents the ablation zone, with minimal margin of 8 mm. CT, computed tomography.

The ablation workflow is still in need of improvement, and further enhancements are currently being developed to streamline the process and reduce radiation dosage. In our case series, the average number of CBCT scans per nodule ablation was 7.1 (18), although a minimum of four scans—pre-procedure, needle position confirmation, ablation catheter position confirmation, and post-ablation—are theoretically required. The extra scans required are mostly in the navigation stage, and this is mainly due to the CT-to-body divergence, caused by the discrepancy between the static pre-operative planning CT scan and the dynamic breathing lung. This may necessitate needle renavigation or redeployment. The IllumisiteTM platform is the first navigation system available that corrects for CT-to-body divergence. This digital tomosynthesis-based navigation correction is achieved using fluoroscopic navigation technology, which creates a 3D image to enhance the visibility of the nodule and to update its position. Throughout the procedure, the platform provides real-time confirmation that the catheter is aligned with the nodule, and this alignment can be maintained even after the locatable guide (LG) is removed, thanks to the position sensor coils embedded in the tip of the extended working channel (EWC) (Figure 2A,2B). This continuous positional data allows for multidirectional sampling and more thorough biopsy, as demonstrated in biopsy series that have utilized this platform (26,27).

Figure 2 Images during ENB navigation using the IllumisiteTM platform. Figure (A) shows the tip of locatable guide pointing directly at the lesion (represented by green ball) after peripheral navigation. In Figure (B), the locatable guide is removed, but there are positional sensors embedded in the extended working channel, showing its tip pointing also at the lesion. In Figure (C), the cross hair is shown pointing slightly off center at the lesion which would require further manipulation to ensure target view, while the tip of catheter is shown to be 2 cm from the target lesion. ENB, electromagnetic navigation bronchoscopy.

The use of the IllumisiteTM platform can greatly simplify the workflow of transbronchial microwave lung ablation, thanks to its improved navigation accuracy. Previous models without extended working channel (EWC) positional electronics often experienced off-centre needle deployment after the locatable guide (LG) was removed, as the EWC would return to its original curvature. However, with the continuous positional data provided by the IllumisiteTM EWC, the CrossCountryTM needle can be advanced directly at the green ball in the most accurate view. Unlike previous platforms, this technology also provides the exact distance between the centre of the nodule and the tip of the EWC, allowing for precise placement of the ablation catheter tip (Figure 2C). By advancing the EWC 1 cm beyond the centre of the lesion and placing the ablation catheter flush to the EWC, the centre of ablation coincides with the centre of the lesion, reducing the need for multiple CBCT scans. The first-ever ENB microwave ablation using the IllumisiteTM fluoroscopic navigation platform was successfully performed in mid-2022 (28,29).

Mobile C-arm machines can provide high-quality intra-operative reconstructed CT images, making transbronchial ablation more accessible to institutes without built-in hybrid theatres. Examples of these machines are the Cios Spin® by Siemens Healthineers (30,31) (as shown in Figure 3), the O-armTM O2 imaging system by Medtronic (32), OEC 3D by General Electric (33), and RFD 3D by Ziehm Imaging (34). A case series utilizing the Cios Spin® found an 80% navigation success rate and an 80% diagnostic yield for biopsy in 10 cases (35). While mobile C-arms are comparable in ease-of-use to floor-mounted CBCT machines and can identify most lung lesions, they may not be able to visualize sub-centimeter pure ground glass nodules. To expand the use of mobile C-arms for lung nodule ablation, further tools for marking, image overlay, and segmentation capabilities are necessary to ablate nodules that are difficult to visualize on fluoroscopy (35). To address this issue, IonTM by Intuitive has recently integrated the Cios Spin® within its own robotic bronchoscopic platform, allowing for automatic image transfer from the mobile C-arm machine to the IonTM bronchoscope during procedures (36). This may be the first step towards streamlining workflow and improving efficiency by integrating imaging from mobile units into navigation and ablation platforms. We would like to stress the importance of high resolution 3D imaging for determining the ablation success, and mobile systems currently available suffer from lower resolution than floor-mounted systems. While augmented fluoroscopy can help operators reach the lesion, confirmation of catheter location by 3D imaging is still necessary before ablation.

Figure 3 This figure shows the operating room setup during Cios Spin® mobile C-arm image acquisition.

The size of the ablation zone is a significant factor in determining the range of early lung cancers that can be treated using bronchoscopic ablation. It is important to note that the typical post-ablative morphology of concentric ground glass opacities (GGO) on CT includes an outer rim of denser GGO that retains viability (37). This means that the ablation size seen on a CT scan overestimates the true coagulation necrosis area by 4.1 mm (38). Therefore, to ensure adequate tumor kill, multiple authors recommend a margin of at least 5 mm on CT scan assessment (38-40). The maximal size of a lung nodule for the EmprintTM ablation catheter, taking into account a 5 mm margin on both sides, is 2.5 cm for a maximal single ablation. This can be extrapolated to 3 cm if double or triple ablation is planned. In our experience with MWA, the mean minimal ablation margin is 5.51 mm, and the size of the ablation zone is not significantly associated with the presence of emphysema, solidity of lesion, or the presence of a ≥3 mm diameter blood vessel within 5 mm of the lesion. Further studies are required to investigate the factors influencing the actual size of the ablation zone. In addition to improving the design of ablation coils to produce a wider ablation zone, metallic nanoparticles such as nanoshells, comprising gold as the metallic component and silica as the dielectric material (41), could be injected into the tumorous region to enhance the effect of microwave heating as metals reflect microwave.


Robotic-assisted bronchoscopy (RAB)

RAB was originally developed with the aim of improving the accuracy and efficacy of lung nodule biopsy. In comparison to conventional bronchoscopy and other types of guided bronchoscopy, such as virtual bronchoscopy (VB), radial endobronchial ultrasound (r-EBUS), and electromagnetic navigation bronchoscopy (ENB), RAB offers certain advantages, including direct visualization of the airways and greater depth of navigation, up to the 9th generation of airways (42). At present, there are two major players in the RAB market, namely the Auris Health MonarchTM platform by Ethicon (43) and the Ion platform by Intuitive (44). The MonarchTM RAB system utilizes a telescopic mother-daughter configuration with a 6 mm outer sheath and a 4.4 mm inner scope, utilizing electromagnetic navigation and peripheral vision for guiding navigation. The inner bronchoscope has a 4-way steering control, providing greater maneuverability compared to conventional bronchoscopy. Additionally, the RAB system provides structural support while the inner scope is advanced, reducing the risk of scope prolapse in proximal airways. The IonTM RAB system consists of an articulating catheter with a 3.5 mm outer diameter and a thin 1.8 mm removal visual probe, which employs fiberoptic shape-sensing for peripheral navigation. Shape-sensing technology allows for the reconstruction and display of the entire shape of a thin, flexible optical fiber with ultra-high speed feedback, providing operators with an unprecedented 3-dimensional perspective on the location of the tip of the catheter. Moreover, this technology enables adjustment and realignment when passing relatively rigid instruments through the bronchoscope. There are other new players joining the market. The Galaxy SystemTM by Noah Medical (45) provides a single-use bronchoscope with 4.0 mm outer diameter and 2.1 mm working channel, and uses proprietary digital tomosynthesis (TiLT+ TechnologyTM) via augmented fluoroscopy to confirm tool-in-lesion (46). Their recent animal MATCH study had up to 95% tool-in-lesion rate. Vision during biopsy can be maintained (47).

RAB has demonstrated excellent navigation and diagnostic yield in cadaveric and early human trials, with success rates ranging from 88–97% and diagnostic yield of 77–97% (48-54), particularly when combined with radial endobronchial ultrasound (r-EBUS). In lesions without bronchus sign, RAB was reported to have a diagnostic yield of 54%, which was higher than the previously reported yield of 31–44% using non-robotic systems (55). The latest interim results from a multicenter observational real-world robotic bronchoscopy biopsy study (TARGET study) reported navigational success in 97.5% and nodule localization by radial EBUS in 91%, although diagnostic yield data has yet to be published (56,57). The improved accuracy of RAB can be attributed to its ability to maneuver and control the distal end of the scope, as well as to aim instruments with greater precision through multiple active articulation points within the scope (58,59) (Figure 4). RAB combined with cone-beam CT in the hybrid operating room streamlines the navigation process and further enhances accuracy in ablation catheter placement (Figure 5). Currently, the prospective multicenter single-arm POWER study using the Neuwave Flex microwave ablation system and Auris Monarch platform is underway (clinicaltrials.gov NCT05299606) (Figures 6,7).

Figure 4 During robotic bronchoscopy by Auris MonarchTM, the left hand panel shows the real-time bronchoscopic view, middle panels show bull’s eye view with cross hair in centre and lesion represented by yellow ball, while the right hand panels show the pre-operative CT scan images in 3 perpendicular axes. CT, computed tomography.
Figure 5 Intraoperative layout during robotic bronchoscopy. Figure (A) shows the operator standing on the right side of patient manipulating the robotic bronchoscope by Auris MonarchTM (which has been inserted through the endotracheal tube) using a controller. The screen (*) shows real time bronchoscopic view during the initial registration process. Figure (B) shows robotic bronchoscopy used together with cone-beam CT in hybrid operating room to further improve the accuracy of navigation, biopsy or treatment. A screen shows robotic navigation (*) and another screen shows real time fluoroscopy (#), while another operator advances biopsy tools through the robotic bronchoscope (@). CT, computed tomography.
Figure 6 Operative setup when performing robotic ENB microwave ablation is similar to that during robotic ENB biopsy using Auris MonarchTM, except that the treatment catheter is connected to the microwave generator on the left. ENB, electromagnetic navigation bronchoscopy.
Figure 7 This shows the overlay of two pre-ablation CT scans with ablation catheter positioned on each side of nodule (target 2) to perform bracket ablation. The catheter was put in position 1 with ablation performed, then renavigated to position 2 to deliver a second ablation, in order to ensure adequate margin on both sides of nodule. CT, computed tomography.

Other ablative energies and adjuncts

Cryoablation has been utilized for lung nodules in a percutaneous manner since the mid-2000s. Pressurized carbon dioxide or argon gas expansion can cause temperatures to drop to −20 to −40 ℃ (60). Cryoablation offers several advantages such as larger ablation zone sizes, independence from impedance, preservation of bronchovascular structures, no effect from tissue charring, and good visibility of the iceball on CT (61-63). However, the primary drawback is the lengthy time per freeze-thaw-freeze cycle, which takes around 25 minutes per ablation, in contrast to 10 minutes for MWA (64). Currently, there are no commercially available transbronchial cryoablation models on the market, although early studies in in-vivo porcine models have shown satisfactory coagulative necrotic zones and safety (65,66).

Bronchoscopic thermal vapor ablation (BTVA) is a well-established technique for minimally invasive lung volume reduction in severe emphysema (67). In 2021, it was applied to lung cancer treatment for the first time in humans. The single-arm treat-and-resect feasibility study demonstrated that 330 Cal thermal vapor energy delivered to target segments containing the lung cancer resulted in large, uniform ablation zones in four out of five patients (68). Upon lobectomy five days after vapor ablation, two patients exhibited complete or near-complete necrosis of target lesions, and no major procedure-related complications were observed. However, non-uniform ablation zones resulted in significant remaining viable tumor cells in one case. While BTVA may not be sufficient as a standalone treatment modality for cancer, it may be used as an adjunct to microwave ablation (MWA). This approach involves the transbronchial ablation of cancerous nodules using established technology, followed by BTVA to capture the margins, satellite nodules, and spread-through-air-space surrounding the nodule, potentially lowering the local recurrence rate.


Pulsed electric field (PEF)

PEF is a high-voltage, high-frequency, non-thermal ablative modality that increase the transmembrane potential of a cell above critical threshold, leading to disruption of membrane integrity and creation of microscopic pores in cell membranes (electroporation). Electric pulses in the nanosecond domain, in contrast to millisecond or microsecond domain, are able to penetrate into cells and organelles creating millions of 1nm-wide pores in plasma membrane and organelle membranes (69). Cells die via osmotic swelling and apoptosis without denaturing cellular and stromal proteins, releasing intact tumour-associated antigens into surrounding tissue. These antigens are processed by antigen-presenting cells, triggering immunogenic cell death with release of HMBG1, promoting tumour-specific T-cell response and recruiting T cells to tumours. Similar immune-mediated abscopal effects, where localized treatment causing shrinking of tumour at a distance from treated volume, occurs after radiotherapy too, and have been demonstrated in animal models of melanoma (70) and colorectal tumours (71).

In mice models, nanosecond pulsed electric field induced hepatocellular carcinoma cell death, increased its phagocytosis by human macrophage cell by eliciting a host immune response against tumour cells (72). Safety of transbronchial delivery of pulsed electric fields in lungs have been reported in swine models, revealing well-demarcated treatment effect and structurally intact major airways and vessels, without disruption of pleura (73). There is also postulation that lesions treated with PEF may have increased PD1 expression allowing synergistic treatment with anti-PD1 checkpoint blockade (74,75).

Recently, the treat-and-resect INCITE ES study reported the potential of PEF to induce anti-tumoral immune response after PEF (Aliya System, Galvanize Therapeutics) had been applied to lung cancers either percutaneously or transbronchially (72) (Figure 8). Tertiary lymphoid structures (TLS), which is a strong prognostic biomarker associated with patient survival benefits in NCSLC (76,77), have been demonstrated in higher maturity (52% vs. 17%) and higher density than control in resected lung cancers which have previously been treated with PEF within 21 days. These TLS occur both within the tumour at the periphery of cell depletion zone (absence of tumour cellularity due directly to PEF application), and also proximal to the PEF delivery zone (72). The application of PEF did not impact surgical field or increase adhesions, and was not associated with serious adverse events in the 30 patients treated. Importantly, sensitive structures including bronchi, pleural and vessels larger than arterioles were not disrupted by PEF. Cytokine trends also demonstrated a downregulation of IL-6 (related to angiogenesis and metastatic potential), initial upregulation and subsequent downregulation of interferon-gamma (related to innate immune response), and upregulation of BCA-1/CXCL13 (crucial for generating TLS) (72).

Figure 8 Operative set up during transbronchial pulsed electric field ablation. The endobronchial applicator is inserted into the bronchoscope on the right side of photo, and is connected to appliances on the left side which includes the electrical signal generator, and impedance and ECG monitors. ECG, electrocardiography.

Photodynamic therapy (PDT)

PDT involves systemic administration of a photosensitizer approximately 40–50 hours before direct illumination of tissue with visible light. Upon absorption of light at appropriate wavelength, the photosensitizer becomes excited and generates reactive oxygen species, leading to the destruction of tumour cells (78). The most commonly used photosensitizers porfimer sodium (first generation) and talaporfin sodium (second generation) preferentially binds to intracellular membranes in cancer cells, leading to tumour-specific apoptosis and microvascular damage to tumour bed. The advantage of PDT over thermal ablation is that it generates no heat and leads to less fibrosis and scaring than other forms of localized necrosis (79). The integrity of organ is preserved as the biological effect is photochemical instead of thermal, leaving minimal effect on collagen connective tissue. Sunlight precautions for several weeks is required after treatment to avoid photosensitivity, which is usually mild. Multiple sessions of PDT is also possible within the photosensitive period.

Since 1995, PDT has been approved across many countries for the ablation of obstructing endobronchial tumours with excellent results (79). The delivery of PDT in earlier days require rigid bronchoscopes, but with the advent of flexible bronchoscopes and navigation techniques, deeper peripheral lung lesions can also be potentially treated via interstitial PDT, or intratumoral delivery of light. Percutaneous interstitial PDT usually involves placement of multiple optical fiber diffusers to illuminate the target tumour, and the number and location of these diffusers depend on tumour size (80). A Japanese pilot study utilizing CT-guided percutaneous insertion of up to 6 diffusers per patient showed 78% partial response and no progressive disease at 4 weeks for NSCLC (78). A more recent study 1 complete response, 3 stable disease and 1 progressive disease at 6 months follow up after percutaneous PDT for 5 patients (81). However, this is limited by the risk of pneumothorax, thus transbronchial PDT has been developed. Case reports of treating NSCLC with ENB placement of PDT diffusing fiber reported feasibility and no complications, and subsequent lobectomy showed tumour necrosis with no viable remaining tumour (82). Another phase 1 study utilizes a new laser probe, the composite-type optical fiberscope which allows accurate laser irradiation with simultaneous visualization, to perform endobronchial PDT for 7 patients with peripheral lung cancers. At 6 months post-treatment, complete response was found in 3 cases and stable disease in 4 cases (83). A major difference between central PDT and peripheral PDT is that the former usually requires follow up bronchoscopy to clean necrotic tissue out of large airways, while it is not mandatory in the latter. Nevertheless, transbronchial PDT needs to overcome the limitation of small treatment zone, of approximately 12 mm diameter with a single laser fiber. An ingenious method described infusion of high refractory index lipiodol into a segmental bronchial tree via bronchoscope in a swine model (84). The lipiodol acts as a light diffuser allowing PDT light to be transmitted through airways instead of the conventional straight line of light, thus penetrating more lung tissue.

Future research will have to overcome PDT limitations, namely short half life of photosensitizer in plasma, fair tissue penetration, and moderate tumour specificity. Although PDT alone may be insufficient for tumour kill, it demonstrates synergistic effect when used with subsequent high dose radiotherapy providing up to 97% complete response rates. PDT may also prime the effect of immune checkpoint inhibitors in PD-1 axis, as brisk inflammatory reaction is demonstrated locally after PDT, inducing release of tumour antigen and proinflammatory mediators.


Endobronchial intratumoral injection of anti-tumour agents

Neoadjuvant inoculation of immunotherapy before surgical resection has been proposed to yield multiple benefits. Off-target toxicity of immune mediated medication is minimized as the agent is injected locally, and a much lower dose is required to generate a comparable local and systemic anti-tumour effect as compared to systemic immunotherapy (85). Therefore intratumoral delivery avoids problems with dose-limiting toxicity and allows the use of medications with poor systemic safety profiles. A higher concentration of immunotherapeutic drug within an antigen-rich tumour microenvironment provides superior T-cell priming (86). Within the tumour, the rich pool of antigens is able to stimulate a polyclonal anti-tumour response leading to a broad attack against tumour heterogeneity. To date, there are only a handful of completed intratumoral immunotherapy trials, and most used ex situ dendritic cell vaccines, and proof of concept has been achieved in soft tissue sarcomas showing enhanced T lymphocyte response and some clinical response (87).

Other agents that may be beneficial when injected intratumorally include gene therapy, immunostimulatory antibodies and small molecular immune modulators. Transfection of IL-12 gene via intratumoural electroporation has been shown to produce systemic antitumour effects in melanoma, leading to a 33% overall response and half of patients showing regression of untreated lesions in a metastatic setting (88,89). Locally administered immunostimulatory antibodies avoids issues with tissue penetration of systemic administration, and can be coupled with target binding sites on tumour infiltrating lymphocytes easily. Multiple clinical trials are ongoing investigating antibodies like EX40 agonistic antibody, MDX-447, anti-ATLA-4 antibodies (86).

Combination injection of small molecules like STING (stimulator of interferon genes) agonist together with checkpoint inhibitors shows anti-tumour activity in PD-1-naïve triple negative breast cancer and melanoma (90). Similarly, PD-1 blockage in combination with intratumoral delivery of TLR7 and TLR 9 promoted M1 polarization of macrophages, cytotoxic T cell and NK cell activities in pre-clinical models (91). Other pre-clinical trials showed that neoadjuvant oncolytic virotherapy sensitizes tumor to checkpoint inhibitors. Clinically, an oncolytic virus called HF10 has been injected locally together with ipilimumab producing 41% overall response rate in patients with metastatic melanoma (92).

The use of chimeric antigen receptors (CAR)-T cells have been met with great success in the treatment of hematological B cell malignancies. However, the application of systemic CAR T cells in solid tumours is met with greater difficulty including lack of tumour-specific antigen, inefficient infiltration of CAR T cells, antigen heterogeneity and immunosuppressive tumour microenvironment (93). Recent study has proposed that local ablative therapies like microwave ablation lead to release of tumour antigens and cytokines which in combination with CAR T cells can effectively stimulate systemic anti-tumour immune response via tumour microenvironment remodelling (94). In the study, AXL which is highly expressed in NSCLC but not in normal tissues is the target for CAR T cells, and combination therapy increases the mitochondrial oxidative metabolism of tumour-infiltrating CAR T cells in immunocompetent mice.

Intratumoral therapy to lung cancers is still faced with biochemical and technical obstacles. While systemic immunotherapy is dosed by patient weight, it is uncertain whether intratumoral drugs should be dosed according to local lesion size, systemic tumour burden, or to patient weight. Multiple injections with steerable needle may need to be specifically designed for endobronchial injection, and mechanisms should be in place to prevent backflow of the pharmaceutical agent. Alternatively, multiple needle delivery and incorporation of fast mechanical advancement into tumour may be required.


Other novel technologies to simplify transbronchial biopsy workflow

During endobronchial biopsy with navigation, extra imaging is often required in order to confirm tip of catheter/needle in lesion, usually by means of EBUS or CBCT. This confirmation is necessary to ensure higher yield, as navigation alone by ENB or virtual bronchoscopy may not be entirely accurate, especially when lesions are small. However, these additional steps can be labour intensive and time consuming. In 2022, the notion of intraoperative molecular imaging has been proven clinically safe and feasible. For example, intravenous injection of folate receptor-targeted fluorescent tracer which preferentially binds to malignant tumours allows surgeons to visualize non-palpable lung lesions during thoracoscopic surgery in 83% of patients, and shows compatible margin clearance as final pathology (95). Another group used a similar highly specific tumour cell-labelling fluorescence molecule VGT-309, which demonstrated high tumour-to-background ratio and visual localization of non-palpable tumours (96). Taking this concept a step further, future bronchoscopes with fluorescence reading capability will be able to identify such tumours visually within airways, thus providing a second confirmation of on-target biopsy.


Conclusions

The demand for parenchymal-sparing local therapies is on the rise due to the increasing prevalence of multifocal lung cancers and the growing population of patients who are ineligible for surgery. The latest evidence on the effectiveness of lung cancer screening has resulted in the discovery of more pre-malignant or early-stage lung cancers, which has shifted the focus from treatment to prevention. Transbronchial therapy is a crucial tool in the local treatment of lung cancers, with microwave ablation being the most promising option based on early and mid-term results. Adjuncts to improve the efficiency and precision of transbronchial ablation include mobile C-arm platforms, software to correct for CT-to-body divergence, metal-containing nanoparticles, and robotic bronchoscopy. Other forms of energy, such as steam vapor therapy, pulsed electric field and photodynamic therapy, are currently undergoing intensive investigation. The future of transbronchial therapies appears to extend beyond ablation and towards intratumoral injection of novel agents, such as immunomodulating agents, gene therapies, chimeric antigen receptor T cells, or their combinations which work synergistically to produce abscopal effects.


Acknowledgments

Funding: This work was supported by Research Grants Council (RGC) Hong Kong, General Research Fund (GRF) (No. 14111222).


Footnote

Provenance and Peer Review: This article was commissioned by the editorial office, Annals of Translational Medicine for the series “Lung Cancer Management—The Next Decade”. The article has undergone external peer review.

Peer Review File: Available at https://atm.amegroups.com/article/view/10.21037/atm-23-1430/prf

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://atm.amegroups.com/article/view/10.21037/atm-23-1430/coif). The series “Lung Cancer Management—The Next Decade” was commissioned by the editorial office without any funding or sponsorship. C.S.H.N. served as the unpaid Guest Editor of the series and serves as the Editor-in-Chief of Annals of Translational Medicine from January 2022 to December 2023. He is also a consultant for Johnson and Johnson, Medtronic USA and Siemens Healthineer. R.W.H.L. is a consultant for Medtronic USA and Siemens Healthineer. The authors have no other conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Chan JWY, Siu ICH, Chang ATC, Li MSC, Lau RWH, Mok TSK, Ng CSH. Review on endobronchial therapies—current status and future. Ann Transl Med 2024;12(4):75. doi: 10.21037/atm-23-1430

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