Novel immunotherapy clinical trials in malignant pleural mesothelioma
Perspective on Mesothelioma

Novel immunotherapy clinical trials in malignant pleural mesothelioma

Zachary E. Tano1, Navin K. Chintala1, Xiaoyu Li1, Prasad S. Adusumilli1,2

1Thoracic Service, Department of Surgery, 2Center for Cell Engineering, Memorial Sloan Kettering Cancer Center, New York, NY, USA

Correspondence to: Prasad S. Adusumilli, MD, FACS, FCCP. Associate Attending and Deputy Chief, Thoracic Service, Department of Surgery, Member, Center for Cell Engineering, Memorial Sloan Kettering Cancer Center, 1275 York Ave., New York, NY 10065, USA. Email:

Abstract: In this article, we review ongoing novel clinical trials currently investigating immunotherapeutic approaches for patients with malignant pleural mesothelioma (MPM). There is a dearth of effective therapeutic options for patients diagnosed with MPM and metastatic cancers of the pleura; these diseases have an estimated annual incidence of 150,000. Modulating the immune microenvironment to promote antitumor immune responses by systemically and regionally delivered therapeutic agents is an active area of investigation. We have conducted a review of the clinical trials database for clinical trials actively recruiting MPM patients. We focused on novel therapeutic agents administered either systemically or intrapleurally to modulate the tumor immune microenvironment. Herein, we have summarized the published results of early phase clinical trials. A total of 43 clinical trials met our inclusion criteria. These trials are investigating immunologic agents (n=20) and antibody directed therapies (n=23). The regional intrapleural delivery technique (6 trials) is used to administer chemotherapy agents (3 of 6 trials) and immunotherapy agents (3 of 6 trials), including chimeric antigen receptor T cells (1 of 6 trials). Current clinical trials modulating the MPM immune microenvironment and the combination of these novel agents with standard of care therapy provide a promising area of investigation for MPM therapy.

Keywords: Chimeric antigen receptors; regional immunotherapy; mesothelin; adoptive T-cell therapy; checkpoint blockade

Submitted Jan 21, 2017. Accepted for publication Feb 23, 2017.

doi: 10.21037/atm.2017.03.81


Malignant pleural mesothelioma (MPM) is a regionally aggressive, treatment-resistant cancer characterized by a prolonged incubation period following asbestos exposure (1). The majority of MPM patients present with unexplained pleural effusion, chest wall discomfort, or no symptoms. A recent International Association for the Study of Lung Cancer (IASLC) mesothelioma project involved the analysis of outcomes of an international database of mesothelioma patients and resulted in proposed changes to the TNM staging of the disease (2-4). Although MPM is a regional disease confined to the hemithorax, distant metastasis is possible during later stages of the disease (5). Malignant pleural mesothelioma is classified into 3 histologic subtypes—epithelioid, biphasic, and sarcomatoid—with epithelioid being the most common and associated with improved survival following treatment compared with the other histologic subtypes (5-7). However, we propose that, within epithelioid MPM, patients with the pleomorphic subtype have a poor prognosis equivalent to sarcomatoid MPM (8). Current treatment options for patients with MPM include pleurectomy and decortication, extrapleural pneumonectomy for resectable disease with or without induction chemotherapy, and/or intensity-modulated radiation therapy (5). In the largest series published to date, we reported that median overall survival (OS) for patients with mesothelioma was 12.5 months (n=939) (5). The dismal prognosis for those diagnosed at an early stage despite multimodality therapy has led investigators to explore novel therapies to combat this disease. One aspect of the emerging novel therapy is immunotherapy and it already has shown promising results in other thoracic solid tumors such as non-small cell lung cancer (NSCLC) (9,10).

MPM tumor immune microenvironment

It was hypothesized that MPM was the result of chronic inflammation following trapped asbestos fibers in the pleura. To characterize the immune microenvironment in MPM tumors, we first performed a semi-quantitative assessment of inflammatory response in the tumor and stroma on routine hematoxylin and eosin stained (H&E) slides of epithelioid tumors obtained from MPM patients (n=175) (11). Each tumor was assessed histologically for acute and chronic inflammatory response within the tumor and the stromal components. Inflammatory response was graded as low or high. Patients with high chronic inflammatory response in the stroma (n=59) had improved survival compared with patients with low response (n=116; median OS 19.4 vs. 15.0 months, P=0.01). On multivariate analysis, chronic inflammation in the stroma was an independent predictor of survival (HR =0.659; 95% CI, 0.464–0.937, P=0.02) (11). As a next step, we conducted a comprehensive investigation of immune responses in tumor and tumor-associated stroma in epithelioid MPM with the goal of identifying prognostic immune markers. We investigated 8 types of tumor-infiltrating immune cells within the tumor nest and tumor-associated stroma, as well as tumor expression of 5 cytokine/chemokine receptors in 230 patients (12). On multivariate analysis, stage and presence of tumoral CD20 (B lymphocytes) were independently associated with survival. Analysis of immunologically relevant cell combinations showed that high CD163+ tumor-associated macrophages and low CD8+ lymphocyte infiltration had worse prognosis than other groups and low CD163+ tumor-associated macrophages and high CD20+ lymphocyte infiltration had better prognosis than other groups (12). Multiple studies have demonstrated the prognostic role of T and B lymphocytes and macrophages (12-15). Other investigators have published data showing the presence of immunosuppression in MPM through analysis of T-cell inhibitory receptors (16) and chemokines, such as C-C motif chemokine ligand 2 (CCL2), which is a factor in the protumor M2 macrophage recruitment (17). Recently available multi-color immunofluorescence techniques have allowed investigators to study the distribution and co-localization of immunostimulatory, as well as immunosuppressive cells within the tumor microenvironment on a single slide. Figure 1 is an example of a human MPM tumor characterized by our laboratory. To tilt the immune microenvironment balance towards an antitumor immune response, several immunomodulatory agents are currently being investigated.

Figure 1 Multiplex immunofluorescence image of human mesothelioma. MSLN, mesothelin; FoxP3, forkhead box P3; CD4, CD4+ T-cell; CD8, CD8+ T-cell; SMA, smooth muscle actin; COL, collagen

Novel therapies for MPM

For the purpose of this review, we searched the term “pleural mesothelioma” on the publicly available clinical trials database (; this yielded 189 results at the time our search was conducted (October 2016). We narrowed our focus to trials that are ongoing or actively recruiting patients and trials that are using either immunomodulatory agents or novel delivery methods. We excluded studies that were non-therapeutic, energy therapy focused (including radiation therapy), systemic chemotherapy focused, kinase inhibitor or other non-antibody inhibitor focused, and those designated as suspended, terminated, withdrawn, complete, or with an unknown status. Ultimately, 44 trials met our criteria; 2 additional relevant trials that were retrieved during a review of the published literature were also included. These trials have been categorized into different groups (Figure 2)—regional (intrapleural) therapies, immunotherapies, and antibody directed therapies.

Figure 2 Flowchart of study methodology. *, search term consisted of “pleural mesothelioma”; **, 3 studies listed in multiple categories.

Regional therapies

Local recurrence after multimodality therapy for MPM is common and affects more than half of patients (18). Furthermore, systemic therapies lack sufficient infiltration and persistence within MPM tumors to be effective. As MPM is a regionally aggressive disease with rare metastases, regional therapies are being investigated in an effort to improve local control. In the hyperthermic intraoperative cisplatin (HIOC) chemotherapy approach, a cohort of MPM patients at low-risk for recurrence who had undergone macroscopic complete resection and received standard of care plus HIOC had a longer interval to recurrence (27.1 vs. 12.8 months, P=0.0084, n=103) and greater OS (35.3 vs. 22.8 months, P=0.026, n=103) than patients who received standard of care treatment alone (19). In the transarterial chemo-perfusion approach, mitomycin C, cisplatin, and gemcitabine were delivered by cannulation through the femoral artery to arteries that fed the tumor (20). This treatment resulted in 36% of the treated tumors (14 of 39) achieving a partial response and a decrease in tumor volume from 839.6±590 mL (range, 3.9–1,972.2 mL) to 137±399.8 mL (range, 0.88–1,131.4 mL; P=0.00012), as well as 49% of the treated tumors (19 of 39) experiencing stable disease (20).

Novel delivery methods are not only limited to chemotherapeutic agents. Regional delivery of novel agents into the pleural space is being conducted with oncolytic viruses and chimeric antigen receptor (CAR) T cells, as discussed in the following section.


T-cell therapy

During CAR T-cell therapy, a patient’s own T cells are harvested by apheresis and genetically engineered to express the CAR that specifically targets a cancer cell surface antigen. A CAR consists of a recombinant receptor that targets a defined antigen and activates the T-cell through one or more intracellular signaling domains (21). For instance, our construct, a fully human mesothelin (MSLN)-targeted CAR, incorporates an extracellular MSLN-specific scFv linked to transmembrane and intracellular signaling domains (CD28 and CD3-ζ) (22). Antigen-targeted CAR T cells are expanded ex vivo and infused into the patient following preconditioning, typically using cyclophosphamide. Upon encountering the target antigen in vivo, CAR T cells activate, proliferate, and persist. This is why they are called a “living drug” in contrast with other therapeutic agents that are typically metabolized.

Remarkable successes reported with CAR T-cell therapy in patients with acute lymphoblastic leukemia are attributed partly to the ability to target a single antigen, CD19, that is expressed on all neoplastic cells but not in any normal tissue other than the B-cell lineage (23). To select a cancer-associated antigen that is overexpressed in the majority of MPM cells with limited expression in normal tissue we and other investigators have selected MSLN. In a large cohort of epithelioid MPM tumors (n=139) we have shown that MSLN is uniformly and strongly expressed on MPM cancer cells with limited expression in the pleura and pericardium (24-26). In both preclinical models and patient tumors, MSLN expression is associated with invasion and MMP-9 secretion (24). Several clinical trials utilizing an immunotoxin or Listeria-based vaccine approach have already demonstrated that MSLN-expressing cancer cells can be targeted safely (27-29).

In our clinically relevant orthotopic MPM mouse model (30) a single, low dose of MSLN-targeted CAR T cells delivered into the pleural cavity eradicated the tumor at a 30-fold lower dose than systemically delivered CAR T cells and outperformed the systemically delivered T cells in terms of T-cell activation, proliferation, persistence, tumor eradication, and survival (22). More importantly, we have demonstrated that the beneficial effect of regionally administered CAR T cells is CD4 T-cell dependant. Intrapleurally administered CAR T cells were able to circulate and distribute to systemic sites. These promising results have led to the development of our phase I study of MSLN-targeted CAR T cells administered intrapleurally as a single infusion, with or without prior cyclophosphamide therapy, which is currently recruiting patients diagnosed with MPM or other secondary pleural malignancies from lung and breast cancers (NCT02414269). As an additional safety measure our CAR contains the iCaspase-9 suicide gene that acts as a safety switch. When AP1903, an otherwise inert molecule, is administered it dimerizes with iCaspase-9 to activate intrinsic T-cell apoptotic pathways (31-33).

Viral therapy

Advances in genetic analysis and recombinant engineering facilitated viruses to be mutated and repurposed for either oncolysis or gene transfer. An oncolytic virus is a genetically engineered virus that can selectively replicate within dividing cells, such as cancer cells, and kill cancer cells without damaging normal tissue (34). With advances in understanding tumor immunology, investigators have shown that treatment with viruses can break the immune tolerance within the tumor microenvironment (35,36). ONCOS-102 is a granulocyte-macrophage colony-stimulating factor (GM-CSF)-expressing oncolytic virus. GM-CSF expression within the tumor recruits antigen presenting cells (APC) and natural killer (NK) cells, as well as activates and matures APCs, which may induce antitumor immunity (36). A case study in a phase I clinical trial of treatment with ONCOS-102 demonstrated infiltration of CD8+ lymphocytes into the tumor and induction of Th1-type polarization in the tumor-infiltrating immune cells (36). Vaccinia is another oncolytic virus that is an attractive candidate for viral therapy due to its large genome that permits foreign gene insertion, its ability for tumor tropism, and its history of safety as a smallpox vaccine (37). Vaccinia has been shown to have an oncolytic effect on MPM cells in vitro and to be successful in treating MPM when delivered intrapleurally in a preclinical mouse model (38). These preclinical results led to a clinical trial (NCT01766739) that is currently recruiting patients.

In another approach to viral therapy, viruses are engineered to incorporate genes that may translate into therapeutic proteins in the virus-infected cells. For instance, the enzyme thymidine kinase (TK) produced by the genetically modified herpes simplex virus (AdvHSV-tk) is harmless to human cells as they naturally lack a substrate to TK (39). However, ganciclovir, a substrate administered intravenously, is metabolized into a cytotoxic nucleotide by the virus-infected cells. The treatment of malignant glioma patients with this approach resulted in increased median survival from 37.7 to 62.4 weeks (n=36) (39). A phase I study (NCT01997190) investigating the safety of this approach with valacyclovir as a prodrug in MPM patients. Similarly, Sterman et al. focused on intrapleural injection of replication-deficient adenoviruses, which encode genes for interferon (IFN) β or IFNα, that target mesothelial cells (40,41). The infected mesothelial cells deliver IFN into the pleural space to stimulate the immune system (40). In this study, patients (n=40) received first-line (n=18) or second-line (n=22) neoadjuvant chemotherapy prior to intrapleural infusion of the viruses; the overall response rate (ORR) was 25%, the disease control rate was 88%, and the median OS was either 12.5 months (first-line) or 21.5 months (second-line) depending on the type of neoadjuvant chemotherapy administered (40).


Dendritic cells are potent APCs that are capable of inducing immune responses by presenting neoantigens to naïve T cells in the secondary lymphoid organs; this characteristic has led to dendritic cells being increasingly used as vaccine adjuvants (42). In one approach, dendritic cells have been exogenously matured with cytokines, pulsed with tumor lysate, and re-infused as therapy in preclinical and clinical settings (42). In a completed clinical trial (NCT00280982) vaccination with antigen-pulsed dendritic cells induced cytotoxic activity against autologous tumor cells in a subgroup of patients (43). In another recent trial of MPM patients (n=10) (NCT01241682) dendritic cell vaccination composed of autologous tumor lysate-pulsed dendritic cells combined with cyclophosphamide resulted in 7 patients who survived ≥24 months and 2 patients who survived 50 and 66 months after treatment (44). Tumor cell lysates and a multipeptide vaccine are also being investigated as vaccines in two other clinical trials (NCT02395679 and NCT02661659, respectively). Similarly, synthetic peptide analogues of WT-1, a protein abundantly expressed in mesothelioma (45), have been shown to stimulate human T cells to kill mesothelioma cell lines (46). The safety and immunogenicity of the synthetic analogue WT-1 peptide vaccine has been shown in a pilot trial where 6 of 9 patients demonstrated CD4+ T-cell proliferation and 5 out of 6 HLA-A0201 patients mounted a CD8+ T-cell response against WT-1 specific peptides. The stimulated T cells were capable of cytotoxic response against the WT-1 positive cells (47,48). Currently, three clinical trials are utilizing the WT-1 peptide based approach (NCT02649829, NCT01890980, and NCT01265433). CRS-207 is a live, attenuated strain of Listeria monocytogenes that activates the innate and adaptive immune system, and is engineered to express MSLN. In an ongoing clinical trial (NCT01675765) 38 patients have been enrolled at the time of this report and, of those evaluable, 59% had partial response and 35% had stable disease (94% overall disease control rate). Median progression free survival (PFS) was 8.5 months and median OS had not been reached (49).

Antibody directed therapies

Immunotherapy treatments with antibodies in clinical trials exemplified by amatuximab have directly targeted MSLN, which has resulted in 40% of patients achieving partial responses and 51% achieving stable disease. Other findings included 6-month PFS of 51% (95% CI, 39.1–62.3), median PFS of 6.1 (95% CI, 5.8–6.4) months, and median OS of 14.8 (95% CI, 12.4–18.5) months (n=89) (28). Antibody treatments in clinical trial investigations also encompass inhibitory receptor blockade that produced objective responses in diseases such as NSCLC and melanoma (10), and applications that allow antibodies to induce cytotoxicity by conjugation to an immunotoxin (27).

Checkpoint blockade

The activated T-cell, as part of the cell mediated immune response, is regulated by checkpoint molecules, such as programmed cell death protein 1 (PD-1), its ligand programmed death receptor ligand-1 (PD-L1), and cytotoxic T lymphocyte-associated antigen-4 (CTLA-4), all of which prevent immune overstimulation. Checkpoint interactions lead to immune tolerance of tumors and several checkpoint inhibitors that modulate this function are currently being studied (50). High levels of PD-1 on CD4+ and CD8+ T cells have been shown in MPM (16). Also, PD-L1+ MPM tumors were found to have increased expression of PD-1 on their associated CD4+ and CD8+ T cells in comparison with PD-L1-tumors (51). Additionally, PD-L1+ tumors were associated with lower median survival (4.79 vs. 16.3 months, P=0.012, n=77) (52) and non-epithelioid histology (51,52).

Pembrolizumab is a monoclonal antibody against PD-1 used to treat patients with PD-L1+ tumors in the KEYNOTE-028 trial (NCT02399371). This trial yielded an ORR of 24% (confirmed and unconfirmed) and 52% of patients achieved stable disease, which is a disease control rate of 76% (n=25) (53,54). Multiple clinical trials utilizing pembrolizumab for patients with MPM, as well as trials targeting PD-L1, are ongoing and recruiting patients (Table 1). Avelumab is a human anti-PD-L1 IgG1 antibody being used to treat 53 patients with advanced unresectable mesothelioma in the JAVELIN trial (NCT01772004) (54,55). Results indicate that the unconfirmed ORR was 9.4%, stable disease was achieved in 47.2% of patients, disease control rate was 56.6%, and median PFS was 17.1 weeks (95% CI, 6.1–30.1) (55). In patients where PD-L1 status was determined, patients who were PD-L1+ (n=14) had an ORR of 14.3% and median PFS of 17.1 weeks (95% CI, 5.4–not evaluable) as opposed to patients who were PD-L1− (n=25) had an ORR of 8.0% and median PFS of 7.4 weeks (95% CI, 6.0–30.1) (55). Tremelimumab is a monoclonal antibody against CTLA-4 and several clinical trials have been completed that have studied tremelimumab as a treatment for MPM (56). In one clinical trial (NCT01655888) 29 patients with unresectable MPM received tremelimumab and disease control was achieved in 52% of patients with a median duration of 10.9 months (95% CI, 8.2–13.6), 1 patient achieved a partial response, and 38% achieved disease control rate (57).

Table 1
Table 1 Current and upcoming trials (regional therapy and immunotherapy) for pleural mesothelioma
Full table

Antibody drug conjugates

Antibody drug conjugates combine the specificity of an antibody with the killing ability of a toxophore (27) or other molecules such as a tubulin inhibitor (58). Investigators have combined a MSLN antibody with an immunotoxin SS1P (27) and Anetumab ravtansine, a tubulin inhibitor (58). Anetumab showed antiproliferative activity specific for tumor cell lines expressing MSLN, inhibited MSLN-expressing xenografts in vivo, and was reported to be superior to standard of care regimens in preclinical studies (58). There are currently 6 clinical trials, with 4 trials in active recruitment, utilizing antibody drug conjugates.

Combination immunotherapies

In a recent study, we have demonstrated that a combination of CAR T-cell therapy and followed by checkpoint blockade resulted in remarkable tumor regression and improved OS in mice with MPM (59). The “living drug” CAR T cells were reactivated multiple times by repeated administration of checkpoint blockade agents. Alternatively, we have demonstrated that cell-intrinsic checkpoint blockade can be achieved by genetic engineering methods that provided sustained T-cell activation without the need for repeated antibody administration (60). This approach is currently being translated to a clinical trial.

Anti-CTLA-4 antibodies are also being evaluated in combination with other immunotherapy antibodies. Three clinical trials, NCT02588131 (NIBIT-MESO-1 trial), NCT02592551, and NCT02141347, are evaluating the combination of tremelimumab and durvalumab (anti-PD-L1). One clinical trial (NCT0271672) is evaluating the combination of ipilimumab (anti-CTLA-4) and nivolumab (anti-PD-1) (54). Another clinical trial (NCT02588131) is utilizing tremelimumab and durvalumab, and currently recruiting patients with MPM.

The potential to combine existing standard of care with upcoming novel immunotherapeutic agents is still developing. Although we excluded the review of radiation therapy clinical trials, de Perrot et al. from the University of Toronto reported intriguing results following a new approach of Surgery for Mesothelioma After Radiation Therapy (SMART), which involves an accelerated hemithoracic intensity-modulated radiation therapy followed by extrapleural pneumonectomy (61). Preclinical investigations have demonstrated potential immune responses following radiation therapy and augmentation of these responses by combining with immunotherapeutic agents (62). We have reported that a single dose of thoracic radiation prior to administration of CAR T cells has improved survival outcomes in a preclinical MPM model (63). More mechanistic insights into these combination therapy approaches will help translate benefits to mesothelioma patients.


Immunotherapeutic approaches and novel delivery methods are a promising area of investigation for potential treatments of MPM. As data evolves in these early phase trials, it will create a foundation for further investigations of combination therapy approaches such as a rational combination of immunotherapeutic agents (i.e., combination of immunotherapeutic agents with traditional agents such as chemotherapy and/or radiation therapy). Intrapleural administration, either using a pleural catheter or via interventional radiologic measures, provides an opportunity to deliver these novel agents directly to the tumor bed. However, following delivery, strategies for effective tumor infiltration and functional persistence remain future areas of investigation in the preclinical models.


We thank Alex Torres of the MSK Thoracic Surgery Service for his editorial assistance.

Funding: Authors laboratory research is supported by funding from the National Institutes of Health (P30 CA008748), the Mesothelioma Applied Research Foundation, the Baker Street Foundation, the Mr. William H. Goodwin and Alice Goodwin, the Commonwealth Foundation for Cancer Research, and the Experimental Therapeutics Center, and Stand Up to Cancer—Cancer Research Institute Cancer Immunology Translational Cancer Research Grant (SU2C-AACR-DT1012). Stand Up To Cancer is a program of the Entertainment Industry Foundation administered by the American Association for Cancer Research.


Conflicts of Interest: The authors have no conflicts of interest to declare.


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Cite this article as: Tano ZE, Chintala NK, Li X, Adusumilli PS. Novel immunotherapy clinical trials in malignant pleural mesothelioma. Ann Transl Med 2017;5(11):245. doi: 10.21037/atm.2017.03.81

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