Sublaminar polyester bands for the correction of idiopathic and neuromuscular scoliosis
Introduction
Scoliosis is a three-dimensional deformity of the spine with lateral, antero-posterior and rotational components. The goal of surgery in patients with scoliosis is to restore both frontal and sagittal alignment.
During the past decades, multiple studies have assessed the outcome of different surgical implants such as pedicle screws, hooks, sublaminar wires and hybrid constructs for the management of adolescent idiopathic scoliosis (AIS) and neuromuscular scoliosis (NMS). However, the best type of instrumentation to use in the management of patients with AIS and NMS remains controversial.
Since the introduction of the Harrington’s rod, several surgical techniques and instrumentations have been developed to control deformity progression.
In 2009, Mazda et al. (France) have introduced the use of the sublaminar bands (SB) for the treatment of patients with AIS and NMS (1). The principle of reduction with SB is the so-called posteromedial translation of the spine, initially described by Resina and Alves (Portugal) (2), and later developed and popularized by Luque (Mexico) (3). In Luque’s system, two L-shaped rods are placed on either side of the spine and wired to each of the vertebrae. The L-rods are contoured or bent to conform the curve and to provide proper sagittal alignment. The wires are threaded through the spinal canal at each vertebral level and are then twisted around the rods on each side of the spine (3).
The hardware to perform spinal correction through SB and segmental fixation has been developed only over the past decade (1) although the principles of posteromedial translation introduced by Resina and Alves (2) and Luque (3) are thirty to forty years older. As a matter of fact, segmental spinal instrumentation with Luque wire fixation has been the standard treatment of NMS for more than three decades (3).
This article aimed to provide a review of how SB can restore normal frontal and sagittal spine alignment in patients with AIS and NMS.
Surgical technique
The surgical procedure utilizing SB is performed by posterior approach only, with the patient in prone position. Following exposure of the spine, two types of constructs can be performed: the band-only construct and the hybrid construct.
The band-only construct is characterized by two bilateral claws at the upper-instrumented vertebra and SB as thoracic and lumbar anchorages; iliac and/or S1 screws complete the instrumentation. This construct is used in non-ambulatory patients only (NMS) (4). The progressive SB tensioning allows the reduction of the curvature in both frontal and sagittal plane by posteromedial translation (1-3).
The hybrid construct is characterized by two bilateral claws at the upper-instrumented vertebra, several pedicle screws as distal anchorages and SB between upper claws and distal screws. Pedicle screws are free hand inserted and are placed before SB insertion. This construct can used in ambulatory patients with AIS or NMS, and in non-ambulatory patients with NMS (4). The progressive SB tensioning allows the reduction of the curvature in both frontal and sagittal plane by posteromedial translation (1-3).
Segmental SB fixation can be achieved with the same technique in both band-only and hybrid constructs. The polyester SB is passed under the lamina with an insertion technique similar to that of Luque wires, but, with use of the soft polyester bands instead of rigid metal wires, complications sometimes associated with Luque wires have not been observed (5,6). Prior to SB passage, the ligamentum flavum and the inferior edge of the lamina may be partially resected to facilitate insertion of the SB. The SB should be inserted under the lamina, near the midline under the spinous process, in a caudal-to-cephalad direction. Compared to Luque wires, the band offers a higher surface of bony contact than the wire, thus allowing higher reduction forces (5-7). However, despite the reported safety of the SB, some surgeons remain reluctant at the idea of approaching the canal (7).
Once the SB is passed under the lamina, then all connectors are slid on the rod previously contoured. The set screw locking the connector to the rod stabilizes the construct and avoids undesired rotation during SB tensioning. The reduction is done sequentially by progressively tensioning all the bands with the tension pulley. This gradually translates the spine towards the rods and reduces the deformity by sharing forces between all the implants (posteromedial translation) (8).
Two rods are then connected to the upper claws and to the distal screws in order to obtain a rigid frame. In particular, dual rods ensure both reduction and stabilization of the deformity. Once the desired reduction is achieved, the band is locked within the connector by tightening the band locking set screw. Cobalt-Chrome (CoCr) rods are used more frequently due to the higher rigidity compared to Titanium (Ti) rods. To increase further the stiffness of the construct 6 mm CoCr can be used. In patients with NMS with severe pelvic obliquity, iliac and/or S1 screws can be added to both types of constructs and an iliac connector can be used to connect the screws to each rod.
Ponte osteotomies can also be performed at and around the apex of the deformity in all patients in order to soften the spine and to facilitate correction on both sagittal and coronal plane (4,9).
Discussion
Since their introduction (1), the efficacy of SB for the correction of AIS and NMS has been investigated by several authors. Overall, SB can provide good coronal plane correction, comparable to pedicle screw constructs, as well as good correction in the sagittal plane, even in patients with preoperative hypokyphosis; comparable results have been reported for patients with AIS and NMS (Figures 1-3) (1,4,10-12).
According to some authors, pedicle screw instrumentation offers a greater potential for curve correction in the coronal plane (1,13-15). However, restoring thoracic kyphosis is important to avoid junctional complications at both extremities of the instrumented spine. Posteromedial translation using SB has been shown to more effectively correct hypokyphosis than pedicle screw constructs while providing equivalent results in the coronal plane. In addition, the restoration of thoracic kyphosis is generally followed by an adaptation of the adjacent curvatures with improved cervical lordosis and lumbar lordosis (11-15).
Moreover, the relative low density of SB usually required to obtain an efficient and long-lasting correction in patients with scoliosis (AIS and NMS) treated by hybrid constructs should be taken into account in the global cost of scoliosis surgery compared to all pedicle screw-constructs.
SB insertion: is it safe?
Despite the reported safety of the SB, some surgeons remain reluctant at the idea of approaching the canal (7).
SB are made of polyester or acrylic material and do provide a safe alternative to sublaminar Luque-type wires (made of stainless steel) as well as an increased contact area between SB and bone (SB width: 3 to 5 mm) allowing higher corrective forces and reduced laminar fracture risk as metallic wires have a tendency to cut through the bone during correction and allows progressive reduction at multiple apical levels simultaneously (1). In particular, SB have been proven to have the same stress resistance as steel or Ti alloy (metallic) sublaminar wires. Moreover, in contrast to pedicle screws, SB have pullout loads that are independent of bone mineral density. The progressive multiple-level reduction avoids any abrupt traction on the spinal cord and it contributes to reduce the risk of neurological injury further.
Compared to metallic wires, the soft polyester or acrylic SB have been designed to avoid neurological complications during insertion or removal: SB are supple and, once inserted, cannot be inadvertently pushed into the canal. In addition, SB avoid adverse effects related to the presence of metallic wires under the lamina (14,15).
It is important to note that approaching the canal carries the potential risk of neurological injury. To minimize such risk it is possible, as an alternative to sublaminar placement, to wrap the SB around the transverse process of the thoracic vertebrae [sub-transverse bands (STB)]. Hirsch et al. (11) showed that thoracic spine STB and SB can achieve similar correction rate in patients with moderate AIS. Moreover, the STB technique incorporates technical ease with minimal risk of neurological injury and biomechanical stability comparable to SB (1,6,10,13-15). In addition, it is possible that the STB being more lateral than the lamina, might provide greater leverage for correcting the axial deformity (11).
In conclusion, the optimal use of SB requires a strict learning of their insertion technique under the lamina in order to minimize the risk of injuring the cord. SB can be considered as safe as any other spine implant in a trained surgeon’s hands.
AIS
Coronal plane correction
Posteromedial translation using hybrid constructs associating lumbar pedicle screws, upper thoracic hooks (upper claw) and thoracic SB (apex) provides equivalent coronal plane correction compared to all pedicle screws and hybrid constructs with hooks and pedicle screws (13-17).
A recent literature review by Sales de Gauzy et al. reported that hybrid constructs with SB can achieve a good coronal plane correction of the main thoracic curve (66% to 71%) with low loss of correction at 24 months follow-up (3% to 4%) (18).
La Rosa et al. reported the efficacy and safety of hybrid constructs with SB in correcting coronal deformity and restoring physiological thoracic kyphosis in patients affected by AIS. In particular, they reported 72% average frontal plane correction and a loss of correction of 7°±2° at 12 months post-surgery (19). The relative flexibility of this type of hybrid construct may explain the loss of correction during the first six months following surgery, while the fusion is not completely acquired. Moreover, most of the time the loss of correction has been shown to be not clinically relevant.
Additionally, Ilharreborde et al. pointed out the reduction in operative time and blood loss in comparison to a group of patients treated with hybrid constructs with hooks in the thoracic region and pedicle screw (5). On the other hand, Palmisani et al. found opposite results and reported the increase in operative time and blood loss in comparison to a group of patients treated with all pedicle crew constructs and concluded that SB can be considered a valid alternative to pedicle screws in presence of hypoplastic pedicles (20).
In our experience, and at least in authors’ hands, SB insertion tend to take more time than placing a pedicle screw. A slightly prolonged surgical time should be considered in both patients with AIS and NMS.
Restoration of thoracic kyphosis
The use of SB has been proven to increase postoperative thoracic kyphosis in patients with AIS, particularly in those with hypokyphosis (1,10,11,16). Ilharreborde et al. (5) reviewed 35 patients with AIS treated by hybrid constructs with SB. They were able to restore thoracic kyphosis in 69% of patients; interestingly, 87.5% of patients with lordo-scoliosis showed a significant improved of thoracic hypokyphosis to values close to normal (16° increase of thoracic kyphosis, on average) (5,18).
Similarly, Fletcher et al. have demonstrated that all pedicle screw constructs were less efficient than hybrid constructs with SB in the restoration of thoracic kyphosis in patients with AIS (21). In addition, Hirsch et al. have shown that SB induced a 55% vertebral derotation (11).
Angelliaume et al. reported that both CoCr and Ti rods can achieve similar coronal plane correction in patients treated by posteromedial translation and hybrid constructs. However, CoCr might be used for better sagittal alignment improvement in hypokyphotic patients (22). Similar results were recently reported by Canavese et al. in patients with NMS (average 24° increase in thoracic kyphosis and restoration of normal sagittal alignment in 85% of cases) (4).
Interestingly, Battista et al. reported short term outcomes of hybrid constructs with SB for the treatment of hyper-kyphosis (n=17). They found a lower rate of proximal junctional kyphosis (5.8%) compared to previously published works. They concluded that this technique can protect the fixation within the upper instrumented vertebrae of long segment posterior spine fusions (23).
Sagittal plane changes of adjacent spine segments
In patients with AIS, the restoration of good sagittal plane alignment is as important as deformity correction on the frontal plane (Figures 1,2) as it directly correlates with the quality of life in adulthood (24).
SB hybrid technique has been shown to provide better sagittal plane correction compared to all-pedicle screw constructs, especially in hypokyphotic patients. Moreover, the restoration of normal thoracic kyphosis results in changes on adjacent sagittal curvatures during follow-up. Blondel et al. reported that lumbar lordosis is a parameter that secondarily adjusts to the improved sagittal balance, induced by the restoration of the thoracic kyphosis. In particular, sagittal alignment changes were seen after 6 months from index surgery (25).
Restoration of normal thoracic kyphosis also induce an augmentation of cervical lordosis, during the whole follow-up time and starting immediately after surgery. Several authors reported similar results despite the use of different instrumentation and even bracing (26-28).
The restoration of thoracic kyphosis in patients with AIS managed by hybrid construct with SB contributes to improve the sagittal alignment of adjacent spine segments.
NMS
While the SB technique has already demonstrated benefits in both coronal and sagittal plane correction in patients with AIS, there is a paucity of reports about its use in patients with stiff neuromuscular curves, i.e., NMS.
Albert and LaFleur retrospectively reviewed 29 patients with NMS who underwent segmental spinal instrumentation with SB and pedicle screws (hybrid construct). They reported 69% average postoperative main curve correction (mean of 28 degrees) and restored sagittal vertical alignment in 97% of patients, which is comparable to pedicle screw constructs. Moreover, correction was maintained at 29 months follow-up (29). Moreover, Albert and LaFleur pointed out the decrease the potential complications associated with every level transpedicular fixation in patients with a highly dysmorphic and osteoporotic spine (29).
Canavese et al. prospectively assessed 20 patients with NMS and found comparable results. They confirmed that rigid neuromuscular deformities can be successfully managed by posteromedial translation and SB. In particular, Canavese et al. reported 49% correction in curves with reduction less than 30% on bending films and found that a physiological kyphosis could be achieved in 88% of the patients; moreover, a gain of 23 degrees on average on the sagittal plane was recorded in patients with hypokyphosis (4).
Desai et al. retrospectively reviewed a cohort of 21 patients with stiff neuromuscular curves. Desai et al. achieved a mean 39% correction on the coronal plane which was maintained at last follow-up visit; a mean 2 degrees loss of correction was observed in their group of patients although it was not clinically relevant (30). They also reported two complications associated and five complications non-associated to SB for an overall rate of complications of 33% (7 out of 21 patients). Complications directly related to the use of sublaminar instrumentation included transient proprioceptive deficit (1 patient), prolonged paraparesis (1 patient), disengagement of the rod from an iliac screw (1 patient), proximal junctional kyphosis (1 patient), non-infected wound drainage (2 patients), and perioperative death (1 patient) (30). Canavese et al. reported a lower rate of complication (20%) and did not observe any major neurologic complications nor death, during and/or after surgery. Despite these differences, the rate of complications reported by Canavese et al., Desai et al. and Albert and LaFleur is similar to other publications dealing with patients with NMS (4,29-35).
In terms of coronal correction SB achieved a comparable Cobb angle reduction rate than Luque-Galveston instrumentation in neurological scoliosis (50% in average) and are associated to a lower rate of complications: 20% instead of 47% in the Lonstein study (36).
In conclusion, SB used in a hybrid or in a band-only construct (Figure 3) in patients with stiff spinal deformities secondary to neuromuscular conditions, appear to be safe in a trained surgeon hands and can achieve well-balanced spine in both coronal and sagittal planes.
Management of deep post-operative spine infection
Issa et al. have shown that the use of SB is not associated with an increased risk of deep post-operative infection nor with a decreased rate of bacterial eradication. They reported SB removal was needed in 2 out of 594 cases (0.3%), and both cases were chronic infections (37).
Canavese et al. found similar results and also highlighted that Vacuum Assisted Closure (VAC) therapy for the management of deep spinal infections can be safely used in patients with AIS and NMS treated by hybrid construct with SB (38,39).
Conclusions
While achieving correction of deformity in the coronal plane at least equivalent to the best reported results of all-screw or hybrid constructs (hooks), the SB technique provides better correction in the sagittal plane, especially in hypokyphotic patients. SB allow high corrective forces with reduced laminar fracture risk; in addition, the use of SB is not associated with increased risk of neurological injury nor with an increased risk of deep postoperative infection.
Acknowledgments
None.
Footnote
Conflicts of Interest: The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
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