The efficacy and safety of simultaneous integrated dose reduction in clinical target volume with intensity-modulated radiotherapy for patients with locally advanced esophageal squamous cell carcinoma
Introduction
Esophageal cancer (EC) is one of the most leading cause of cancer mortality worldwide (1). For patients at early clinical stage, surgical resection remains the main treatment. Several robust data have suggested that pre-operative chemoradiotherapy followed by surgery improved overall survival (OS) relative to surgery alone for patients with localized, operable EC (2,3). While many EC patients are inoperable at the time of diagnosed or refuse surgery for personal reasons. For these patients, concurrent chemoradiotherapy (CCRT) is the standard care (4).
In Western countries, the predominant histological type of EC is adenocarcinoma, whereas in China, squamous cell carcinoma (SCC) is the most common type of EC (5,6). These two types exhibit different biological characteristics and treatment response (7,8). EC patients who undergo definitive CCRT in Europe and North America typically receive a total dose of 50.4 Gy, which has been accepted as the standard radiation dose based on the results of the Radiation Therapy Oncology Group (RTOG)-8501 (4) and RTOG 94-05 (9). Meanwhile, in China, a dose of 60 Gy is preferred, owing to the high local recurrence rate after receiving RT with the recommended standard radiation dose (10). However, some studies have suggested that the increased radiation-induced toxicity, which can lead to decreased treatment intensification, should not be ignored (11,12). The optimal radiation dose for esophageal squamous cell carcinoma (ESCC) has been a topic of clinical investigation in an attempt to achieve better survival outcomes for many years.
Conventional intensity-modulated radiotherapy (C-IMRT) delivers same radiation dose to gross tumor volume (GTV) and clinical target volume (CTV). With the remarkable development of RT technology, modern radiation techniques offer the advantage of optimizing radiation dose distribution by simultaneously conferring a higher RT dose to the gross tumor and a relatively lower dose to the subclinical disease (13-15). Advanced RT techniques seem to provide appropriate solution for the arguments of the optimal radiation dose for ESCC. In recent years, simultaneous integrated dose reduction in CTV with IMRT (SIR-IMRT) has been applied widely in clinical settings for the curative treatment for ESCC, with the treatment planning of selectively delivering definitive radiation dose of 60 Gy to the GTV and a lower dose of 54 Gy to the CTV, which potentially reduces irradiation toxicity. Although previous studies have reported that 45–50 Gy could effectively eradicate subclinical disease, no convincing data has compared the clinical outcomes between SIR-IMRT and C-IMRT for ESCC (16-18).
In this study, we retrospectively compared the clinical efficacy and treatment-related toxicity between SIR-IMRT and C-IMRT in the treatment of patients with inoperable ESCC.
We present the following article in accordance with the STROBE reporting checklist (available at http://dx.doi.org/10.21037/atm-20-4366).
Methods
Data source
The data in this study was obtained from Tianjin Medical University Cancer Hospital and included sufficient information on patient demographics, disease characteristics, treatment details, tumor control, survival outcomes, and toxicities. All procedures performed in this study involving human participants were in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the Ethics Committee of Tianjin Medical University Cancer Institute and Hospital (No. bc2020052). Patient data was retrieved from hospital medical record system, so an informed consent form was not required. The patient’s personal data has been secured.
Patient selection and study design
The study flow diagram is shown in Figure 1. A total of 579 EC patients who received radical RT at the hospital between March 2010 and September 2016 were enrolled as the initial study population. The eligibility criteria were as follows: (I) aged ≥18 years; (II) pathologically confirmed as ESCC; (III) clinical stage of TanyNanyM0 or M1 only with supraclavicular or abdominal lymph node metastasis, based on the 6th edition of the American Joint Committee on Cancer (AJCC 6th) tumor node metastasis (TNM) stage classification; (IV) with an inoperable tumor or refused surgery; (V) underwent radical IMRT or IMRT-based chemoradiotherapy; (VI) Karnofsky performance status (KPS) score ≥70; and (VII) complete clinical data.
A total of 518 EC patients treated with definitive IMRT met the above criteria, and they were excluded if they met the following criteria: (I) non-SCC histology or other coexisting primary tumors; (II) prior thoracic radiotherapy or surgery; (III) radiation dose (delivered to PTV) <60 Gy or >60 Gy; (V) unconventional dose fractional RT.
Finally, a total of 257 patients were selected and categorized into 2 groups based on radiation modality: 137 patients in the C-IMRT group, and 120 patients in the SIR-IMRT group. For patients who received conventional IMRT, the prescribed radiation dose was 60 Gy to the planning target volume (PTV). For patients with SIR-IMRT, the GTV received the same prescribed dose as the C-IMRT group, while the doses to the CTV and PTV were simultaneously decreased to 54 Gy. Table 1 summarizes the general clinical data of both groups.
Full table
Treatment strategy
All enrolled patients underwent radical IMRT with elective node irradiation. The GTV included any visible primary tumor as well as any involved regional lymph nodes detected by CT, esophagogram, and endoscopy. To create the CTV, the GTV was expanded by a margin of 3.0 and 0.6 cm at the long and lateral axes, respectively. A margin of 0.5 cm around the CTV was drawn to outline the PTV. The planning GTV (PGTV) was reached uniformly by expanding by 0.5 cm around the GTV in the SIR-IMRT group only.
In the C-IMRT group, the prescribed dose was 60 Gy in 30 fractions of 2.0 Gy per fraction. In the SIR-IMRT group, the prescribed dose was 60 Gy in 30 fractions of 2.0 Gy per fraction to the GTV and PGTV, with a dose of 54 Gy in 30 fractions of 1.8 Gy per fraction to the CTV and PTV. All doses delivered met the requirement that 95% of the PGTV and PTV receive the prescribed dose. The dose constraints to organs at risk (OAR) were as follows: lung V20 ≤30%, V30 ≤20%, and the mean lung dose ≤16 Gy; heart V30 ≤40%, V40 ≤30%, and the mean heart dose ≤28 Gy; and the maximum dose to the spinal cord <45 Gy. A total of 215 patients received concurrent or sequential platinum-based chemotherapy, including 5-FU-cisplatin, paclitaxel-cisplatin, oxaliplatin-capecitabine.
End points
Local/regional failure was defined as the persistence or recurrence of the primary tumor or regional lymph nodes. The end points included OS, progression-free survival (PFS), locoregional recurrence-free survival (LRRFS), and treatment-related toxicities. OS was defined as the length of time from the date of first treatment to the date of the last follow-up or death from any cause. PFS was defined from the time of first treatment to disease progression, and LRRFS was defined as the time to recurrences of primary tumor or regional lymph nodes. Patients who did not experience disease progression were recorded at the date of death or last follow-up. Treatment-related toxicities were evaluated according to the Common Terminology Criteria for Adverse Events (CTCAE) 4.0 criteria.
Statistical analysis
The Kaplan-Meier method was used to assess OS, PFS, and LRRFS and curves were compared by log-rank tests. Dichotomous data between groups were compared by chi-square test. Continuous variables were compared by using the Mann-Whitney U test. All statistical analyses were carried out using SPSS software (version 24.0, IBM SPSS, CA, USA). A two-sided P value of <0.05 was considered to represent statistical significance.
Results
Patient characteristics
A total of 257 ESCC patients who underwent IMRT were enrolled in this study including 137 with C-IMRT and 120 with SIR-IMRT. The characteristics of the 257 eligible patients are summarized in Table 1. No significant differences were found between the two groups in relation to the distribution of age, gender, KPS score, cigarette smoking, tumor location, clinical stage, tumor length, GTV volume, or treatment with chemotherapy/CCRT or not (P>0.05, Table 1).
Patterns of first failure
During the follow-up period, 132 (51.4%) of the 257 patients experienced disease progression: 53 (20.6%) developed first failure at the local site alone, 32 (12.5%) experienced at the regional site, 74 (28.8%) had local, regional, or local-regional (locoregional) recurrence, and 37 (14.4%) experienced distant failure. There were no significant differences in the incidence of local (P=0.142), regional (P=0.436), locoregional (P=0.668), or distant (P=0.243) first progression between the C-IMRT and SIR-IMRT group. The distribution of first progression is summarized in Table 2.
Full table
Local control and survival
At a median follow-up of 19.6 months, the 1-, 2-, and 3-year OS rates for the entire cohort were 74.1%, 47.0%, and 41.1%, respectively. The 1-, 2-, and 3-year PFS rates were 57.2%, 36.7%, and 33.3%, respectively; and the 1-, 2-, and 3-year LRRFS rates were 80.8%, 59.0%, and 50.7%, respectively. The median OS, PFS, and LRRFS were 20.5, 14.3, and 39.0 months, respectively. In the C-IMRT group and the SIR-IMRT group, the 1-, 2-, 3-year OS rates were 71.5%, 44.3%, vs. 44.3%, and 77.9%, 52.1%, and 32.9%, respectively (P=0.825) (Figure 2A), and the 1-, 2-, and 3-year PFS rates were 57.1%, 34.1%, 34.1% vs. 57.3%, 41.8%, 28.5%, respectively (P=0.880) (Figure 2B). The 1-, 2-, and 3-year LRRFS rates were 80.8%, 60.0%, 55.4%, respectively, in the C-IMRT group, and 80.8%, 57.0%, and 41.8%, respectively, in the SIR-IMRT group (P=0.216) (Figure 2C). No significant differences were observed in OS, PFS, or LRRFS between the two groups (Figure 2).
Subgroup analyses of locoregional control and OS
Table 3 lists the results of stratified analysis of locoregional control and OS in the C-IMRT and SIR-IMRT groups. For ESCC patients with GTV volume >40 cm3, no difference was observed in the rate of locoregional control between the two groups (P=0.317), while the C-IMRT group had a slightly better rate of OS than the SIR-IMRT group (P=0.069). C-IMRT was also associated with relatively higher rates of locoregional control and OS in patients who did not undergo chemotherapy (P=0.087 and P=0.056, respectively) or concurrent chemotherapy (P=0.066 and P=0.051, respectively), although the differences were not statistically significant.
Full table
Toxicities and dose of OARs
The incidence and severity of treatment-related toxicities are shown in Table 4. The incidence of acute radiation esophagitis in patients who received SIR-IMRT was significantly lower than in those who received C-IMRT (≥ grade 2, 35.0% vs. 46.7%, P=0.046). Thrombocytopenia was more common in the C-IMRT group than in the SIR-IMRT group, but the difference was not statistically significant (P=0.068). No significant differences were observed between the rates of other toxicities of any grade in the two groups, including radiation pneumonitis and hematologic toxicities.
Full table
Acute severe adverse events occurred at a low frequency in both groups and are detailed in Table 5. In patients who received C-IMRT or SIR-IMRT, statistically similar rates of radiation esophagitis (8.0% vs. 4.2%, P=0.622), radiation pneumonitis (0.7% vs. 0%), and myelosuppression (12.4% vs. 7.5%, P=0.169) of grade 3 and above were observed.
Full table
Compared with the delivered dose to OARs in the C-IMRT group, the lung V30 and the maximum dose to the spinal cord in the SIR-IMRT group were significantly reduced (P=0.013 and P=0.047, respectively). No differences were observed in lung doses (V5, V20, mean dose) or heart doses (V30, V40, mean dose) between the two groups. The dose parameters of OARs in both groups are presented in Table 6.
Full table
Discussion
ESCC was reported to have high local failure rate and poor survival outcome with standard radiation dose of CCRT (7). Some studies have suggested that radiation dose escalation was an effective measure to improve local control, but the dose-reduced toxicity should not be underestimated (8,9). Therefore, emerging researches focus on optimizing radiation delivery based on modern RT techniques (10-12). In this study, we retrospectively analyzed the clinical efficacy and safety of SIR-IMRT in the treatment of ESCC. The results demonstrated that SIR-IMRT provided similar locoregional control and survival outcomes compared to C-IMRT, with reduced toxicity for ESCC patients who received definitive RT. Our findings might put SIR-IMRT forward as an efficient and safe treatment option for patients with ESCC, although further confirmation in randomized controlled trials is merited.
CCRT has been widely accepted as the standard of care for patients with locally advanced EC. However, since the tumor local control and survival outcomes associated with CCRT are still poor, the optimal radical RT dose has long been the subject of intense debate (19-24). In China, where the predominant histological type of EC is SCC, a total radiation dose of 60 Gy is preferred for EC patients who undergo definitive treatment. SCC possesses different biological characteristics to adenocarcinoma, which accounts for the majority of EC cases in Western countries. Welsh et al. reported that 50% of EC patients experienced local failure after receiving definitive chemoradiotherapy with a total dose of 50.4 Gy. Of all cases of local failure, 90% were in the GTV, 23% in the CTV, and 12% in the PTV (10). This result demonstrated that the recommended dose of 50.4 Gy might be sufficient to achieve good control in subclinical areas, while local control can be improved by increasing the primary tumor radiation dose. Earlier studies also suggested that 45–50 Gy could effectively sterilize subclinical metastases, and a minimum of 60 Gy was required to control unresectable solid tumors (16-18). Hence, in the present study, SIR-IMRT simultaneously delivered radiation doses of 60 Gy to the primary tumor and 54 Gy to the subclinical regions.
In recent years, the rapid development of RT technology has seen three-dimensional treatment planning become widely applied in clinical settings. Such developments include IMRT, simultaneous integrated boost-IMRT (SIB-IMRT), and volumetric-modulated arc therapy (VMAT), which can deliver a higher RT dose to the gross tumor and a lower dose to the surrounding normal tissue in a more precise manner than can be achieved by conventional RT (13-15). In this study, the doses to the CTV and PTV were significantly decreased in the SIR-IMRT group (54 vs. 60 Gy), but there was no obvious increase in the rate of locoregional failure (27.5% vs. 29.9%, P=0.668), which indicated that 54 Gy was able to effectively control subclinical disease. In relation to treatment-related toxicity and the dose to OARs, patients with SIR-IMRT developed acute radiation esophagitis less frequently (P=0.046), and had significantly lower lung V30 (12.0% vs. 13.2%, P=0.013) and maximum spinal cord volume (43.1 vs. 43.3 Gy, P=0.046) than the C-IMRT group. Severe adverse events occurred at a low frequency in both groups, and no significant difference was observed between two groups in rate of ≥ grade 3 toxicities. Furthermore, there was no statistical difference in long-term survival between SIR-IMRT and C-IMRT group (2-year OS rate, 52.1% vs. 44.3%, P=0.825). We can conclude based on these results that SIR-IMRT is a safe and effective option for patients with unresectable ESCC.
Data from Anderson Cancer Center in the United States showed that an SIB-IMRT plan of 64.8 Gy (28 fractions at 2.3 Gy per fraction) to the GTV and a standard dose of 50.4 Gy (28 fractions at 1.8 Gy per fraction) to the CTV and PTV could enable an escalated radiation dose to be safely delivered to the primary tumor, while simultaneously reducing the dose to proximal critical structures including the heart, lungs, and liver (15). A phase II trial conducted by Yu et al. suggested that patients treated with IMRT with prescribed doses of 50.4 Gy to the CTV (1.8 Gy/fraction) and 63 Gy to the GTV (2.25 Gy/fraction) achieved favorable locoregional control (3-year LRRFS, 67.5%) with a low toxicity profile (25). A phase I/II trial that enrolled 46 patients with locally advanced EC who were treated with SIB-IMRT (63 Gy to the GTV and 50.4 Gy to the PTV) between 2010 and 2015, showed that the treatment protocols were well tolerated and achieved promising local control rates (with 6-month, 1-year, and 2-year local recurrence rates of 22%, 30%, and 33%, respectively) (26,27). Our results were compatible with these studies. However, it is worth mentioning that in our study, patients who had large tumor burden (GTV >40 cm3) or who did not receive chemotherapy/concurrent chemotherapy were more likely to benefit from C-IMRT. Therefore, individualized RT plans should be implemented in accordance with the specific conditions of patients in clinic.
This study was limited by its retrospective nature, which resulted in a lack of uniformity in the chemotherapy regimens of patients. Moreover, the relatively small number of patients enrolled might limit the generalizability of our conclusions. Our results must therefore be confirmed by prospective studies with larger sample sizes.
In summary, SIR-IMRT proved to be an effective and safe option for patients with unresectable EC treated by definitive RT. Its use should be further explored in large-scale randomized controlled trials.
Acknowledgments
Funding: The study was supported the Clinical Trial Supporting Foundation of Tianjin Medical University Cancer Institute & Hospital (Grant No. C1707).
Footnote
Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at http://dx.doi.org/10.21037/atm-20-4366
Data Sharing Statement: Available at http://dx.doi.org/10.21037/atm-20-4366
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/atm-20-4366). The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. All procedures performed in this study involving human participants were in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the Ethics Committee of Tianjin Medical University Cancer Institute and Hospital (No. bc2020052). Patient data was retrieved from hospital medical record system, so an informed consent form was not required. The patient’s personal data has been secured.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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