Narrative review of vascular iatrogenic trauma and endovascular treatment
Introduction
Although the words “primum non nocere” (Latin for first do no harm) are often misattributed to Hippocratic oath, it nonetheless remains a guiding principle for physicians of every specialty. While avoidance of any harm to patients is impossible, interventions which provide a net benefit to patients are frequently undertaken. No treatment is without risk, however harm caused by medical therapy is the exception rather than an expected outcome. The objective of this narrative review is to help the reader better understand the risk factors of iatrogenic injury, clinical and imaging findings, and potential treatment options with a focus on endovascular and minimally invasive treatments.
We present the following article in accordance with the Narrative Review reporting checklist (available at http://dx.doi.org/10.21037/atm-20-4332).
Methods
A literature search was conducted using PubMed (US National Library of Medicine, Bethesda, MD, USA). No studies were excluded based on year of publication. Studies which investigated risk factors, rates, clinical signs, imaging findings, and management of iatrogenic injury were included, with an emphasis on minimally invasive and endovascular management.
Chest
Lung biopsy
Lung cancer is the most common cause of cancer related deaths worldwide (1). Percutaneous biopsy allows for diagnosis and targeted therapy but is not without risk (Figure 1). Despite its utility, complications do occur at a relatively high frequency, with an overall complication rate of 38.8% for CT-guided core biopsy (2). The most common complication is pneumothorax, occurring in approximately 25% of biopsies (2) (Figure 2). Hemoptysis occurs in between 1.7% and 4.1% of patients (2). Other rare complications include air embolism and tumor seeding (3).
Risk factors for pneumothorax include emphysema, long needle pass, smaller lesions, fissure puncture, multiple needle passes across the pleura (4). Risk factors for significant pulmonary hemorrhage include deep location, older age, female sex, and emphysema (5). The initial treatment for pneumothorax is supplemental oxygen; a chest tube is indicated if the pneumothorax is symptomatic, growing, or pneumothoraxes with >35 mm of pleural separation (6).
Swan-Ganz catheter placement
In patients with difficult to manage cardiogenic shock, pulmonary artery catheterization may be indicated to help with titration of pressor medications and fluid administration (7). Major and minor complications associated with pulmonary arterial catheter placement occur in 4.4% and 23% of cases respectfully (8). Complications can include inadvertent arterial puncture (approximately 1.9% of cases), pneumothorax (0.5% of cases), catheter induced thrombosis (1.9–22% of cases, depending on site of vascular access), cardiac arrhythmias (12.5–70%), damage to cardiac valves or chordae (0.9%), and rarely pulmonary arterial rupture or perforation (0.03–0.20%) (9). Case reports have described ventricular perforation as a potential complication (10). Unfortunately rupture of the pulmonary artery is associated with an overall mortality rate of 53–70% (8). Potential treatment options include surgery or minimally invasive endovascular procedures (8). A small series of 6 patients who developed traumatic pulmonary artery pseudoaneurysms following swan-ganz catheter placement treated with coils, absorbable gelatin embolics (gelfoam) had a technical success rate of 100%, with no patient developing recurrent hemoptysis and 4 of 6 patients eventually being discharged from the hospital (11).
Chest tube
Chest tube placement, also known as thoracostomy tube, is a commonly performed procedure for the treatment of pleural space disease including pneumothorax, empyema, pleural effusions, and trauma. Reported complication rates from thoracostomy tube placement are highly variable, ranging from 1–40%, however a recent meta-analysis of 29 papers and 949 patients found a complication rate of 19% (12). Complications associated with thoracostomy tubes can broadly be described as insertional (injuries caused at the time of placement, 14.4–15.3%), positional (malfunction of the tube or damage to structures following a successful placement, 53.1–68.9%), removal (new or persistent pneumothorax, or bleeding 16.2–16.7%), or infection (0–14.8%) (12,13).
Thoracentesis
It is estimated that approximately one hundred and seventy-eight thousand thoracenteses are performed annually (14). Common complications include hemorrhage (hemothorax and chest wall hematoma), pneumothorax, and re-expansion pulmonary edema (15) (Figure 3). A cohort study examining over 9,300 thoracenteses found rates of hemorrhage at 0.18%, pneumothorax 0.61%, and re-expansion pulmonary edema at 0.01% (16). Hemorrhage is a rare complication of thoracentesis with an incidence rate from 0.12–2% and often due to laceration of an intercostal artery (ICA) or an associated branch (Figure 4). Cadaveric studies show increased tortuosity of the ICA within 6 cm of midline, in patients older than 60, and in more cephalad rib spaces (17). Physician-performed US was found to be 86% sensitive for identifying the ICA with median time to locate the vessel of 42 seconds for portable US and 18 seconds for high-end US (18). One study including >19,000 thoracenteses showed that US guidance was associated with a 38.7% reduction in hemorrhage and 16.3% reduction in pneumothorax (19).
Risk factors for pneumothorax include BMI <18, removing >1,500 mL, and two or more needle passes (16). Moderate coagulopathies (considered INR greater than 3 and platelets less than 25,000/microL) and mechanical ventilation were not found to increase risk of complications (17).
Risk factors for hemorrhage include renal disease, small pleural effusion, obesity, complicated pleural space, suboptimal patient position, lack of operator experience, lack of ultrasound guidance, and large-volume drainage (15).
Liver
Percutaneous transhepatic biliary drainage (PTBD)
PTBD allows for relief of malignant obstruction of the biliary system. There is a high technical success rate of PTBD, ranging from 91.2–100%, with a non-dilated biliary system being a common cause for technical difficulty (20). PTBD has similar therapeutic success rates and overall complication rates when compared to endoscopic biliary dilation. However, meta-analysis found PTBD to be more likely to cause bleeding (OR 1.81) and tube dislocation (OR 3.41). Traumatic complications of PTBD include injury to the hepatic artery or portal vein, bile leak, and duodenal perforation (21,22). Studies of PTBD catheter placements reported an overall complication rate of ranging from 5.2–10.8% (20,23) (Figure 5).
Liver biopsy
Liver biopsy is a minimally invasive procedure which allows for further evaluation of liver pathology and is a gold standard in the workup of fibrosis, chronic hepatitis, and liver cancer (24,25). Complications include hemorrhage, which has been reported from 0–10.9%, with most studies reporting rates less than 2% (26-28).
Transjugular intrahepatic portosystemic shunt (TIPS)
TIPS treats portal hypertension through the creation of a connection between the portal venous system and hepatic venous system. Technical success rates are high; however, complications can affect patient prognosis and include acute liver failure, hepatic encephalopathy, hemorrhage, biliary injury, thrombosis, and shunt migration or dysfunction (29) (Figure 6). Unfortunately, many patients with portal hypertension and liver disease have elevated INR and low platelets, further increasing the risk of bleeding (29). Internal jugular vein and hepatic vein access should be performed under ultrasound and fluoroscopic guidance to avoid arterial access or right atrial injury (29). Arterial injuries are rare and occur in less than 2% of TIPS cases (30). If there is an injury to the portal venous system patients can suffer rapid blood loss due to underlying portal hypertension, and if significant injury is suspected portal venography should be performed to identify and treat the source of bleed (29). Portal vein dissections can be treated with the extension of the TIPS stent over the dissection flap (31). Liver capsule transgression occurs in 33% of TIPS cases, however, hemorrhage related to capsule injury only occurs in 1–2% of cases (32). Following the procedure liver laceration causing intra-abdominal hemorrhage has been reported up to 8 days following TIPS in patients treated with heparin, and case reports have reported hemorrhage up to 2 weeks following the procedure in patients treated with heparin or warfarin (29,33). Patients who are able to tolerate a brief cessation of anticoagulation can avoid the rare but potentially morbid complication (29). Hepatic encephalopathy occurs in 5–35% of patients following TIPS and can occur days or months after placement, however this complication can be largely avoided with strict adherence to lactulose regimens and protein restricted diets (29). Patients with severe encephalopathy or acute liver following TIPS, stent occlusion should be considered (29).
Transarterial chemoembolization (TACE)
TACE is commonly performed for the treatment of unresectable hepatocellular carcinoma. Major complications are reported in approximately 5% of cases, with a risk of death approaching 1% (34). Arterial access is required for TACE, and although complications related to puncture site is rare, hematoma may develop in up to 2% of patients and rarely pseudoaneurysm of arteriovenous fistula may develop (34). Hepatic and celiac artery injury including arterial spasm, dissection, or thrombosis are more common and observed in 0.5–2.7% of cases (35) (Figure 7). Due to the high rates of normal variants in hepatic arterial anatomy, non-target embolization is a potential complication, and can cause significant iatrogenic injury (34). Common sites of nontarget embolization include gastric arteries, gastroduodenal artery, cystic artery, parasitized blood supply from the inferior phrenic artery, and even cutaneous branch embolization such as the superior epigastric artery (34). Arteriovenous shunting or porto-venous shunting can result in pulmonary embolization (34). Following the procedure post embolization syndrome (fever, malaise, right upper quadrant pain, nausea and vomiting) is observed in up to 90% of patients (34). Infection following TACE can be seen in 2–3% of patients receiving prophylactic antibiotics, and 11% of patients without prophylactic antibiotics (36).
Spleen
Pathologies that involve the spleen are numerous, and include infection, malignancies including lymphoma, leukemia, and melanoma, and systemic diseases. Differentiating splenic pathology can be difficult to diagnose based on imaging characteristics alone, therefore histologic evaluation is often indicated (37). Unfortunately, early reports of core needle splenic biopsy found high rates of major bleeding (38). Subsequent series using fine needle aspiration reported no bleeding complications, but at the expense of limited diagnostic utility (37,39). More recent studies with small sample sizes or using pooled data from both fine needle aspiration and core needle biopsy reported low complication rates (40-43). A 2016 study of 97 patients undergoing core needle biopsy of the spleen reported an overall complication rate of 8.2%, but a major complication rate of 1% (hemothorax requiring chest tube, transfusions, and embolization of bleeding pseudoaneurysm) (37). Another recent study reviewing 52 cases of core needle splenic biopsy reported a major complication rate of 0% and a minor complication rate of 1.9% (44). Given the recent reports of low complication during splenic biopsy, it should not be withheld when pathologic diagnosis is clinically indicated (37).
The spleen can also be injured during therapeutic embolization. Splenic partial embolization is often indicated in patients with hypersplenism and thrombocytopenia, and can avoid risks associated with surgical splenectomy including portal and mesenteric vein thrombosis and post splenectomy infection (45-47) (Figure 8). Although partial splenic embolization has advantages over splenectomy, this procedure is not without risk, and reported complications include post embolization syndrome, pneumonia, atelectasis, or abscess (45). Splenic abscess has a high mortality rate (reported up to 16%), and occurs in 6.8% of patients undergoing splenic embolization (48-50). Once splenic abscess is identified, appropriate treatment with antibiotics and surgical or catheter abscess drainage can reduce mortality rate to 5.6% (48,51). Prophylactic antibiotic therapy is indicated for these patients to reduce risk of infection (48).
Renal
Renal biopsy
Percutaneous renal biopsy is a commonly performed procedure to diagnose renal disease, however this procedure is not without risks. The most commonly reported major risk is severe bleeding (52) (Figures 9-11). One study which included 500 consecutive percutaneous renal biopsies found a major complication rate of 2.4% and 41.2% minor complication rate (53). There were no deaths reported in this study, but 1.8% of patients required blood transfusions, and one patient required endovascular embolization (53). Minor complications included hematoma detected by imaging, drop in hemoglobin greater than or equal to 1 g/dL, and hematuria (53). Another more recent retrospective study of 644 patients reported major bleeding in 4.3% of cases (28 total patients). Of these patients, 4 required endovascular embolization and 1 required surgery to control bleeding (52). Interestingly they found the only patient characteristic that was associated with a need for blood transfusion was baseline hemoglobin at the time of biopsy, with an odds ratio of 13.6 for patients with a hemoglobin less than 10 (52).
Percutaneous nephrostomy (PCN)
PCN is a minimally invasive technique that involves placing a small catheter into the renal collecting system. Four broad indications include relief of obstruction, diagnostic testing such as antegrade pyelography, access for interventions, and urinary diversion (53). The combined major and minor complication rate from PCN is approximately 10%, with a mortality rate ranging from 0.05–0.3% (52). One study of 318 PCN cases found a major complication rate of 3.1%, with sepsis being the most commonly reported major complication (2.2%) (54). Major hemorrhage was encountered in 0.6% of cases (54) (Figure 12). Death was reported in 2 patients, both due to sepsis (54). Standards of Practice published by the Society of Interventional Radiology summarizes the most commonly encountered major complications from PCN placement, citing septic shock as the most frequent major complication (1–10%), with rates of septic shock reaching 7–9% in patient with pyonephrosis (55). Other major complications include hemorrhage requiring transfusion (1–4%), vascular injury requiring embolization or surgery (0.1–0.6%), bowel transgression (0.2–0.5%), and pleural injury (0.1–0.6) (55).
Percutaneous cryoablation
Percutaneous cryoablation is frequently used to treat renal masses, especially in patients who are poor surgical candidates. One multi-institutional review of 271 radiofrequency and cryoablation treating small renal tumors found an overall complication rate of 11% (56,57). A more recent study of 573 procedures using cryoablation and radiofrequency ablation to treat small renal tumors found an overall complication rate of 11%, with a 6.6% major complication rate (56). There was no difference in major complication rate between radiofrequency ablation and cryoablation for treating small renal tumors (56). One study looking at only cryoablation found a complication rate of 12.4% (6.5% major), and a local recurrence rate of 8.3% (58). The most common complications following renal cryoablation are bleeding and hematuria, with bleeding occurring in 4.8% of cases (56) (Figure 13). Of the patients that experience bleeding, embolization is indicated in approximately half of cases (56). Increased size and central location of tumors were at greater risk of complication (56). Use of the modified RENAL (mRENAL) score has been shown to be a useful tool in predicting complications and recurrence following renal cryoablation by looking at factors such as lesion size, complexity, and location (exophytic, near collecting system) (58). One study investigating the use of the mRENAL score found that endophytic location was associated with increased risk of complications, and that only tumor size was associated with increased risk of local recurrence (58).
Percutaneous nephrolithotomy (PCNL)
PCNL involves percutaneously accessing the renal collecting system for the treatment of renal calculi. Risks and complications of PCNL are similar to PCN, however complication rates tend to be higher than PCN alone (55). Standards of Practice published by the Society of Interventional Radiology reported the most common complication of PCNL was hemorrhage requiring transfusion in 12–14%, followed by pleural complications including pneumothorax, empyema, hemothorax (8.7–12%) (55). One recently published systematic review found that the overall complication rate of PCNL was 6.2–15.2%, with ultra-micro equipment being associated with lower overall complications (59). No deaths were reported following PCNL for small to medium sized stones (59).
Endoscopic laser treatments
Urothelial carcinoma is a malignancy that involves the mucosal surfaces lining of the urinary system (60). The most common site of involvement is the bladder; however, involvement of the ureters and kidneys can be seen in 5–10% of all urothelial carcinoma (60). The gold standard for treatment of urothelial carcinoma is radical nephroureterectomy with bladder cuff excision (60). More recent recommendations published by the European Urology Guidelines recommend endoscopic treatment (including ureteroscopic laser treatment) alone for low grade urothelial malignancies (61). One recently published series of 25 patients treated with ureteroscopic laser ablation of upper pole urothelial carcinoma found that 64% remained disease free for 3 months, but only one patient remained disease free at 68 months (60). Another series of 66 patients with low grade upper tract cancer treated with laser ablation reported only 15.2% progressing to high grade disease (62). Complications included ureteral strictures, bleeding requiring transfusion, sepsis, and severe ureteral injury (60) (Figure 14).
Laser lithotripsy is another technique the urologist can use for renal stone ablation, and has a low overall complication rate, which are mostly attributed to endoscopic access rather than the laser itself (63). The most frequently reported complication from laser lithotripsy is fever, however hematoma and vascular injuries have been reported (63,64).
Partial nephrectomy
Partial nephrectomy is commonly performed for the treatment of small renal masses. Laparoscopic, robotic assisted, and open techniques are used, with similar oncologic outcomes (65,66). Laparoscopic partial nephrectomies have the advantage of decreased operative time, lower blood loss, and shorter hospital stay, however there are statistically similar complication rates (65). Meta-analysis comparing robotic assisted partial nephrectomy verses open partial nephrectomy found lower blood loss, decreased length of stay, and decreased postoperative complication rates (67-70). Following partial nephrectomy injury to the intrarenal arteries can result in pseudoaneurysm or hematoma, injury to the collecting system, infection, or tumor recurrence (71) (Figure 15). Delayed hemorrhage after partial nephrectomy has been reported in up to 2% of cases (72). Rates of hemorrhage due to pseudoaneurysm range from 0.4–1.4% (73,74).
Abdominal
Paracentesis
Paracentesis is a commonly performed diagnostic and therapeutic procedure. Bleeding complications are rare, with one observational cohort study with 69,859 paracenteses reporting a bleeding complication rate of 0.8% (75) (Figure 16). Another study reported the rate of hemorrhage from paracentesis at 0–0.97%, with risk factors for hemorrhage including renal disease, lack of operator experience, and lack of ultrasound guidance (76). Ultrasound guidance has been shown to reduce the risk of bleeding after paracentesis by 3-fold compared to paracentesis performed without ultrasound (75). One retrospective study including 3,000 paracenteses performed with ultrasound guidance by radiologists found that significant post-paracentesis hemorrhage occurred in only 0.19% of patients, with only a single case requiring embolization despite the fact that INR was over 2 in 14% of cases and platelets were under 50×10^3/µL in 12% of cases (77). Despite the low hemorrhage rate, when blood vessels are injured it is most commonly the inferior epigastric artery or vein, therefore identification of their location by ultrasound prior to paracentesis can further reduce risk of hemorrhage (78).
Drain placement
Percutaneous drain placement is one of the most commonly performed image guided procedures. Technical success rates are high, often exceeding 90% (79). Abscess drain is one of the most common indications for percutaneous image guided drain placement, and reduces morbidity and mortality compared to open surgical drainage (80). Overall complication rates from percutaneous abscess drain range from 5–9.8% (81). Following percutaneous abscess drain placement transient bacteremia is observed in up to 5% of cases, with septic shock reported in 1–2% of cases (79,82). Other potential reported complications include hemorrhage requiring transfusion (1%), superinfection of a previously sterile fluid collection (1%), bowel transgression requiring intervention (1%), and pulmonary pleural injury requiring intervention (1%) (82) (Figure 17). Complication rates are highly dependent on abscess location, patient comorbidities, and provider experience (82).
Vascular access
Vascular access allows providers to administer medications, obtain diagnostic labs, and perform diagnostic and therapeutic procedures. Despite advances in techniques, vascular access is not without risk. Arterial catheterization carries a significant bleeding risk of 1.8–2.6%, with risk factors for significant hemorrhage including number of attempts, lack of ultrasound guidance, and a high entry site when accessing the femoral artery (76). Focal arterial injury as a result of catheterization can also occur, resulting in pseudoaneurysm. The most commonly accessed artery is the common femoral artery (CFA), and risk factors for pseudoaneurysm development at the CFA include advanced age, female gender, obesity, hypertension, sheaths greater than 6F in size, post procedure anticoagulation use, and periprocedural P2Y12 inhibitor use (83) (Figure 18). Treatment depends on the characteristics and size of the pseudoaneurysm and can include compression, injection of thrombin into the pseudoaneurysm, or surgical repair (84).
When venous access is attempted, there is a risk of inadvertent arterial access or arterial injury. Without ultrasound guidance the risk of accidental arterial access is 15%, but with ultrasound guidance the risk drops to 1% (85,86). When accidental arterial access occurs, management usually involves endovascular or open surgical removal and vessel repair (85,86) (Figure 19). Other factors that contribute to arterial injury include previous radiotherapy, obesity, lack of operator experience, previous surgery at site of vascular access, and multiple venous access attempts (85,86). In addition to inadvertent arterial access other potential complications include hematoma, hemothorax, pseudoaneurysms, dissection, AV fistula, limb ischemia, stroke, or death (85,86).
Dialysis interventions
The number of patients treated with dialysis has been steadily increasing every year, and adequate vascular access is needed for long term dialysis (87). Arteriovenous fistulas and arteriovenous grafts are two commonly used methods for dialysis access, however these are prone to stenosis (87). Percutaneous interventions can be used to maintain patency and increase the life of the fistula or graft (87). Angioplasty is commonly used to treat graft and fistula stenosis over 50% (87,88). Multiple studies have reported 50% success using angioplasty for maintenance of graft and fistula patency at 6-month and 1-year (89-91). The most common complication of angioplasty is vessel rupture, which can often be treated with temporary balloon tamponade or stent placement (92) (Figure 20). Cutting balloons and inappropriate balloon selection has been shown to increase the risk of rupture without increase in patency rates (93,94).
Musculoskeletal
Bone marrow biopsy
Iatrogenic injury during bone marrow biopsy is rare, but has been reported in the literature (95). Reported cases of arterial injury include circumflex iliac artery, iliolumbar artery, superior gluteal artery, median sacral artery, and anterior hypogastric artery (86,96-101). Although complication is rare, the most commonly reported complications include infection, hemorrhage, nerve injury, fracture, or needle tract seeding (95) (Figure 21).
Discussion and summary
Iatrogenic injury is an unfortunate risk of medical intervention. Adequate training, experience, and image guidance (such as real time ultrasound) can lower procedure complication rates; however, complications are not completely avoidable. Prompt recognition of iatrogenic injury and appropriate triage for further treatment can improve patient outcomes. Minimally invasive endovascular treatment is a potential option for patients with iatrogenic vascular injury in certain cases. Given the nature of iatrogenic injury, much of the reviewed research was either retrospective or case reports, and thus limited by their design. Further research is needed to help identify risk factors that would place a patient at greater risk of harm than benefit from an intervention. Further research is also needed to better define outcomes for patients with iatrogenic vascular injury treated with minimally invasive endovascular techniques verses conservative management or surgical intervention.
Acknowledgments
Finding: None.
Footnote
Provenance and Peer Review: This article was commissioned by the Guest Editor (Keith Bertram Quencer) for the series “Endovascular interventions in trauma” published in Annals of Translational Medicine. The article was sent for external peer review organized by the Guest Editor and the editorial office.
Reporting Checklist: The authors have completed the Narrative Review reporting checklist. Available at http://dx.doi.org/10.21037/atm-20-4332
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/atm-20-4332). The series “Endovascular interventions in trauma” was commissioned by the editorial office without any funding or sponsorship. KBQ served as the unpaid Guest Editor of the series and serves as an unpaid editorial board member of Annals of Translational Medicine from Aug 2019 to Jul 2021. The authors have no other conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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