Impact of anesthesia methods on perioperative systemic inflammation and long-term outcomes in patients undergoing surgery for hepatocellular carcinoma: a propensity score-matched analysis

Introduction

Worldwide, the incidence and mortality of liver cancer rank sixth and fourth, respectively, among malignant tumors (1). China is a region with a high incidence of liver cancer, and more than half of the new cases of liver cancer in the world every year occur in China (1-3). Surgical resection is still the preferred method for liver cancer treatment (4), but surgical trauma can lead to a series of systemic metabolic, inflammatory, and neuroendocrine responses, which in turn suppress the immune surveillance function of patients promoting postoperative cancer progression (5,6). Recent study has shown that in addition to surgical trauma, a variety of perioperative factors can affect the anti-tumor immune function and are associated with cancer recurrence (7). Among these factors, increased attention has been paid to the impact of the choice of anesthesia methods on the perioperative anti-tumor immune function and the oncologic long-term prognosis (8-11).

Some inflammatory and immune responses related indicators, such as the neutrophil-to-lymphocyte ratio (NLR), the lymphocyte-to-monocyte ratio (LMR) and the systemic immune-inflammation index (SII), have been proposed as prognostic markers for malignant tumors (12,13). A sub-analysis from an ongoing randomized controlled trial shows that regional analgesia in combination with propofol during breast cancer surgery attenuates the inflammatory response as measured by NLR (14). Another sub-analysis of patients undergoing hepatic resections for non-primary liver cancers demonstrates that epidural anesthesia strongly modulates the perioperative inflammatory response (15). However, it is unclear whether general anesthesia (GA) alone and GA combined with a thoracic epidural block [general-epidural anesthesia (GEA)] can affect those markers and translate in improved oncologic outcomes in patients undergoing liver cancer surgery. We hypothesize that the use of GEA (versus GA) is an independent predictor of longer survival in patients undergoing partial hepatectomy. Therefore, we conducted a retrospective study to evaluate the effect of different anesthetic and analgesic methods on perioperative inflammatory indicators, postoperative metastasis and recurrence and long-term prognosis in patients undergoing partial hepatectomy for primary liver cancers.

We present the following article in accordance with the STROBE reporting checklist (available at http://dx.doi.org/10.21037/atm-20-3704).

Methods

The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). This study was approved by the Ethics Committee of Fudan University Shanghai Cancer Center (FUSCC), China (No. 202003011-3). All patients were consent the data for research use when receive treatment. From January 2014 to December 2017, patients receiving selective curative resection for hepatocellular carcinoma at FUSCC were enrolled in this retrospective cohort. The inclusion criteria were as follows: postoperative pathology shows hepatocellular carcinoma, diagnosis of primary liver cancer stage I–III according to the eighth edition of American Joint Committee on Cancer (AJCC) TNM staging, complete clinical basic information, perioperative laboratory test results and postoperative follow-up data. The exclusion criteria included age younger than 20 years; pathology-confirmed non-hepatocellular cell carcinoma, preoperative chemotherapy and radiotherapy, preoperative infectious diseases, autoimmune diseases and other malignant tumors, loss of follow-up and lack of perioperative hematology records.

Endpoints

The primary endpoints of this study were disease-free survival (DFS) and overall survival (OS). The endpoint of this study was OS, which was defined as the period from the patient’s date of surgery to the time of death or last follow-up. DFS was defined as the interval between the date of surgery and the date of tumor recurrence or December 31, 2018. Follow-up was continued until December 2018 or until the patient died. Secondary endpoints included NLR, LMR and SII and compare grade of postoperative complications, length of stay (LOS), dosage of sufentanil use and times of patients requiring rescue analgesia in both groups.

Anesthesia care

No premedication was given before anesthesia induction. Routine monitoring, including electrocardiography, pulse oximetry, end-tidal carbon dioxide, invasive blood pressure monitoring, and a central venous catheter, was used for each patient. In the GEA group, the patients received epidural puncture at mid-thoracic levels (T7–T9), followed by insertion of an epidural catheter. The patients were tested with 3 mL of 2% lidocaine through the epidural catheter before anesthesia induction. Patients in the GEA group received 8 mL of 0.375–0.5% ropivacaine after the induction of GA, plus 4 mL of ropivacaine every 50 min until the end of surgery. At the end of the operation, the patients in the GEA group received a patient-controlled epidural analgesia (PCEA) pump (0.1% ropivacaine and 0.5 µg/mL sufentanil, background 3 mL/h, bolus 4 mL, lockout time 15 min) for 48 h.

In all patients, GA was induced with sufentanil, propofol, and rocuronium in all patients. The patients were then endotracheally intubated and GA maintained with 2.0–3.0% sevoflurane mixed with oxygen/air. Repeated injections of sufentanil and rocuronium were given as necessary during the operation. The patients in the GA group received a patient-controlled intravenous analgesia (PCIA) pump (0.6 µg/mL sufentanil, background 3 mL/h, bolus 4 mL, lockout time 15 min) for 48 h. The PCEA and PCIA pumps were removed on POD 2, and flurbiprofen at a dosage of 100 mg was used for postoperative pain rescue per times in both groups.

We retrospectively collected the data from the database of the FUSCC clinical information system. The medical information, including the baseline demographic characteristics, medical history, primary diagnosis, operative details (procedure type, anesthesia time and estimated blood loss), anesthesia methods, pathology results (tumor encapsulation, size, number, and vascular invasion), grade of surgical complications and the LOS, was recorded and reviewed for each patient. The neutrophil, lymphocyte, monocyte, and platelet counts were recorded within 3 days before surgery (preop), on the first day after surgery (POD 1) and on the third day after surgery (POD 3). NLR, LMR and SII were calculated based from routine laboratory tests. SII was defined as follows: SII =  neutrophil  ×  platelet/lymphocyte. We performed 3 years’ follow-up (every three months in the 1st and 2nd year and every 6 months in the 3rd year) by medical record review and telephone contact.

Statistical analysis

The primary goal of this retrospective analysis was to compare the effect of different anesthesia methods on the OS and DFS rates of patients with hepatocellular carcinoma who underwent liver tumor resection. The Kaplan-Meier method was used to calculate OS and DFS. The secondary goal of this retrospective analysis was to compare the effects of GA and GEA on the patients’ perioperative inflammatory indicators and inflammatory scores and compare Grade of postoperative complications, LOS, dosage of sufentanil use and times of patients requiring rescue analgesia in both groups.

Categorical data are expressed as N (%), and the chi-square test was used for differential analysis; continuous data are expressed as the mean ± standard deviation, and the t-test for two independent samples was used for differential analysis. The Mann-Whitney test was used for differential analysis. Cox proportional hazards regression models were used to compare risk factors between the different groups by using univariate models. A two-sided 5% α level was used to determine the statistically significant variables in the model. Variables that were significant in univariate analysis were put into a multivariate model using the forward conditional method, which was used to fit a multivariate model.

To adjust the selection bias in this retrospective study, we conducted a propensity score matching analysis. The model contained 16 covariates: age, ASA, surgical procedure, anesthesia time, tumor encapsulation, tumor number, preoperative AFP, surgical methods, surgical type, tumor size, TNM staging, vascular invasion, coagulation function, liver cirrhosis, estimated blood loss, blood transfusion. The Greedy 5→1 digit match algorithm was used to match the baseline covariates, so that the two study groups (GEA or GA) would have similar propensity scores. SPSS 17.0 was used to analyse the results, P value <0.05 was considered statistically significant.

Results

A total of 801 patients undergoing selective curative resection for hepatocellular carcinoma were enrolled in this study. After applied the exclusion criteria, 415 patients remained in the GEA group, and 386 remained in the GA group. After propensity score matching analysis, there were 386 patients remained in the GEA group, and 386 remained in the GA group (Figure S1) The patients’ demographics, including age, gender, ASA grade, operative details, pathological results and TNM staging, were similar between the groups (Table 1). The standardized differences for all covariates were 5.36% in the post-matching cohort, suggesting substantial reduction of bias between the two groups (Table 1).

Table 1 Patient and treatment characteristics for both groups
Full table

Primary endpoint

In this study, the median follow-up time for all patients was 36.2 months (95% CI, 35.7 to 36.6). The Kaplan-Meier survival curves for the GA and GEA groups are shown in Figure 1. The shapes and Cox model analysis of the curves over time suggest that the OS rate at 3 years after surgery was significantly shorter in the patients in the GA group than in the patients in the GEA group (54.2% vs. 62.3%, P<0.001, Figure 1A), with a hazard ratio of 1.60 (95% CI, 1.23 to 1.73; P<0.001). The DFS rate at 3 years after surgery was also significantly lower in the patients in the GA group than in the patients in the GEA group (41.2% vs. 52.5%, P<0.001; Figure 1B), with a hazard ratio of 1.34 (95% CI, 1.07 to 1.60; P<0.001).

Figure 1 Impact of anesthesia methods on long-term outcomes in patients undergoing surgery for hepatocellular carcinoma. (A) OS curves from the date of surgery by anesthesia method; (B) DFS curves from the date of surgery by anesthesia method. OS, overall survival; DFS, disease-free survival; GEA, general-epidural anesthesia; GA, general anesthesia.

The OS and DFS against anesthesia method and other variables were compared in a univariate Cox model and then in a multivariable Cox regression. In the univariate analysis, we observed that the anesthesia method, age, AFP level, vascular invasion and the ASA status were associated with a worse impact on OS and DFS (Table 2). GA was related with an HR (95% CI) of 1.28 (1.07–2.02) for OS and an HR (95% CI) of 1.06 (1.03–1.71) for DFS after multivariable analysis for known confounding factors (Table 3). Other variables related to a significant increase in the hazard of death after multivariable analysis included age, higher AFP level, vascular invasion, and higher ASA status. The multivariate analysis after propensity score matching analysis demonstrated that GA were independent predictors of poor survival and high risk of recurrence (HR 1.28, 95% CI: 1.07–2.02, P<0.001; HR 1.06, 95% CI: 1.03–1.71, P<0.001), respectively (Table 3).

Table 2 Univariate analysis of OS and DFS
Full table

Table 3 Multivariable Cox proportional of OS and DFS
Full table

Secondary outcomes

There was no statistically significant difference in preoperative inflammatory indicators [systemic inflammation-based scores (NLR, LMR and SII)] between the two groups (P=0.331, P=0.743, P=0.252; Figure 2A,B,C, respectively). The NLR and SII were significantly increased in all patients on the first day after the operation compared with before the operation (P<0.001; Figure 2A,C, respectively), and they were slightly decreased on the third day after the operation compared with the first day after the operation (POD1) but still higher than before the operation (P<0.05, respectively, Figure 2A,C). The LMR was significantly decreased in all patients on the first day after the operation (POD1) compared with before the operation (P<0.001, Figure 2B). On the first and third days after the operation, both NLR and SII were significantly lower in the patients in the GEA group than in the patients in the GA group (P<0.001, respectively, Figure 2A,C), whereas LMR was significantly higher in the patients in the GEA group than in the patients in the GA group (P<0.001, Figure 2B). Notably, the incidence of postoperative complications in the patients in the GEA group was lower (P<0.001, Figure 3A), and the average hospital stay of the patients in the GEA group was 7.4 days, which was less than that (10.8 days) of the patients in the GA group (P<0.001, Figure 3B). The average intraoperative sufentanil use and postoperative times of patients requiring rescue analgesia, were significantly lower in the GEA than in the GA group (P<0.001, 31.6 vs. 51.3, 1.6 vs. 4.6, respectively, Figure 3C,D).

Figure 2 Perioperative NLR (A), LMR (B) and SII (C). (*P<0.01 compared with GEA group; ^#P<0.01 compared with pre-op). GEA, general-epidural anesthesia; GA, general anesthesia; NLR, neutrophil to lymphocyte ratio; LMR, lymphocyte to monocyte ratio; SII, system inflammatory index.

Figure 3 Impact of anesthesia methods on short-term outcomes in patients undergoing surgery for hepatocellular carcinoma. (A) Grade of postoperative complications, (B) LOS, (C) dosage of sufentanil use and (D) times of patients requiring rescue analgesia in both groups (*P<0.01 compared with GEA group). GEA, general-epidural anesthesia; GA, general anesthesia; LOS, length of stay.

Discussion

Surgery is one of the most important treatment methods for solid tumors, a series of studies have shown that surgery itself can promote the dissemination of circulating tumor cells, and surgical trauma can promote angiogenesis, further inhibit the already fragile anti-tumor immune function of cancer patients, and promote the dissemination and progression of micrometastases, thereby affecting the long-term prognosis of cancer patients (5,16,17).

An increasing number of studies are paying close attention to the effects of anesthesia and other perioperative factors on the perioperative immune function and long-term prognosis of cancer patients (18). Previous studies have shown that epidural anesthesia and postoperative analgesia can reduce the use of general anesthetics, especially opioids, during the operation, prevent harmful stimuli from being transmitted into the central nervous system, provide a better analgesic effect, and reduce excessive stress responses caused by surgical trauma, thereby better protecting the immune function of cancer patients (8,19,20). Mounting evidence suggests that the systemic inflammatory response plays an important role in the pathogenesis and progression of tumors and is related to the OS of tumor patients (21,22). Several indicators related to inflammatory response, such as NLR, LMR, and SII, have been noted for prognosis-related indicators in malignancies (23-25). However, the effects of epidural anesthesia and analgesia on perioperative systemic inflammatory indicators in patients undergoing liver cancer surgery are still unclear. The results of this study show that patients who received GEA had fewer fluctuations in perioperative systemic inflammatory response, indicating that epidural anesthesia and analgesia can better protect the anti-tumor immune function of patients undergoing selective curative resection for hepatocellular carcinoma. This result is also consistent with our previous findings in colorectal cancer patients (12).

Postoperative acute pain is the main cause of hypothalamic-pituitary-adrenal axis (HPA axis) activation, which can lead to decreased NK cell activity and Th cell imbalance as well as immunosuppression (26,27). Opioids are one of the main drugs used for postoperative analgesia, but studies have shown that opioids can suppress anti-tumor immune function both directly and indirectly (28). The results of this study show that patients who received epidural anesthesia and analgesia used less opioids and had fewer instances of postoperative rescue analgesia, which indirectly suggests that patients who received epidural anesthesia and analgesia had an even better postoperative analgesic effect with the use of less opioids, which may also be the reason for the lower fluctuation in perioperative systemic inflammatory indicators in the patients of the GEA group.

For a long time, there has been controversy about the relationship between anesthesia methods and the long-term prognosis of cancer patients. Some studies have suggested that regional block anesthesia can improve the long-term prognosis of tumor patients (29,30), while others have suggested that anesthesia methods are not associated with the long-term prognosis of this patient population (31). A meta-analysis suggested that the effect of the anesthesia method on the long-term prognosis of tumor patients may be associated with the type of tumor (9). The results of this study indicate that both the postoperative OS rate and the postoperative relapse-free survival rate of liver cancer patients who received epidural anesthesia and analgesia were higher than those of the patients who received GA alone. Multivariate analysis also showed that GA alone was an independent risk factor for postoperative survival in patients with liver cancer. For other anesthetic agents, lidocaine is a widely used amide local anesthetic that can reduce general anesthetic use, minimize opioid consumption, and provide adequate analgesia when given systemically during oncological surgery (32). In addition, lidocaine has shown promising anticancer properties. Different mechanisms have been described as being responsible for the antimetastatic effects of lidocaine, including TRPV6 receptor inhibition (33), reduced epidermal growth factor activity (34), and time- and dose-dependent deoxyribonucleic acid demethylation in different cancer cell lines (35).

Our study has several limitations. The study was retrospective and not randomized; therefore, the risk of confounding is high. The data were come from a single center. Liver cancer is often accompanied by coagulation abnormalities, which is a contraindication for epidural anesthesia; therefore, patients who receive GA alone may have poor coagulation, which could also have had an impact on the results of this study. This study did not analyse the influence of other factors, such as perioperative fluid therapy and body temperature, on the prognosis of tumor patients. Although epidural anesthesia and analgesia may protect the perioperative anti-tumor immune function of patients through a variety of mechanisms and has become an important part of the enhanced recovery after surgery (ERAS) strategy for various cancer surgeries, including liver cancer (36,37), its effect on the mid- and long-term prognosis of tumor patients requires further clarification through multicenter prospective controlled studies.

Conclusions

In conclusion, this study suggests that epidural anesthesia and analgesia may reduce the impact of surgical trauma and stress on the perioperative systemic inflammatory response in patients undergoing scheduled liver cancer surgery, may protect the immune surveillance function after surgery and improve the long-term prognosis of patients with primary liver cancers. The results of this study need to be further validated by randomized controlled trials.

Acknowledgments

Funding: This research was supported by the National Natural Science Foundation of China (No. 81873948, 81871591), National Key R&D Program of China (No. 2018YFC2001904), Shanghai Shenkang Hospital Development Center Clinical Science and Technology Innovation Project (No. SHDC12018105).

Footnote

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at http://dx.doi.org/10.21037/atm-20-3704

Data Sharing Statement: Available at http://dx.doi.org/10.21037/atm-20-3704

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/atm-20-3704). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). This study was approved by the Ethics Committee of Fudan University Shanghai Cancer Centre (FUSCC), China (No. 202003011-3). All patients were consent the data for research use when receive treatment

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.

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