Survival analysis of second primary malignancies after cervical cancer using a competing risk model: implications for prevention and surveillance
Introduction
Cervical cancer (CC) represents 6.6% of all female cancers and is the 4th leading cancer in women worldwide (1), accounting for approximately 569,000 new cases and 311,000 new deaths annually (2). Depending on the clinical stage and histological type, the 5-year survival rate of CC patients differs slightly. Generally, it reaches 60–85% in stage I, 30–60% in stage II, 20–40% in stage III, and less than 15% in stage IV. Adenocarcinomas of the cervix have a worse prognosis than squamous cell cancers (3). For patients with early-stage CC, surgery and adjuvant chemotherapy or radiotherapy continue to be the main treatment approaches. In contrast, for patients with advanced-stage (stage IVB), systemic chemotherapy remains the first choice (4). Increased screening has resulted in the earlier detection of CC and the extensive application of advanced therapeutic techniques in clinical practice, and the survival of CC patients has therefore improved significantly (5). However, most CC survivors still face several long-term risks, including recurrence, metastasis, or the development of second primary malignancies (SPMs) (5,6). SPMs are histologically different from primary cancer and occur at a different site (7). Moreover, SPMs now account for approximately 17% of all incident cancers reported each year to the National Cancer Institute’s Surveillance, Epidemiology, and End Results (SEER) program (8). Population-based studies pointed out that CC survivors were at great risk of developing SPMs (9), and these patients were even more likely to die from their SPMs than from their initial cancers (10).
Several studies showed that age (11) and therapies (12) were associated with the development of SPMs in patients with CC. However, previous studies mostly focused on the overall risk relative to the general population and failed to provide the individualized risk of SPMs. In addition, the traditional survival analyses such as standard Kaplan-Meier (KM) and Cox regression methods used in these studies do not consider death as a competing event to SPMs, thus leading to an overestimated risk of developing SPMs (13).
In this study, we aim to comprehensively compare the characteristics of CC patients with and without SPMs using a large population-based cohort, and to establish a competing-risk nomogram to identify the potential risk factors of SPMs after the diagnosis of CC. The corresponding nomogram was also validated for clinical convenience. We present this article in accordance with the TRIPOD reporting checklist (14) (available at http://dx.doi.org/10.21037/atm-20-2003).
Methods
Patients
Data were extracted from the November 2017 release [1992–2015] of the Surveillance, Epidemiology, and End Results (SEER) database. The SEER database collected information on demographics, and cancer incidences, characteristics, and survival from cancer registries across the United States (15). CC patients were identified according to the International Classification of Diseases of Oncology, 3rd edition (ICD-O-3) site code (C53.0, Endocervix; C53.1, Exocervix; C53.8, Overlapping lesion of cervix uteri; C53.9, Cervix uteri).
The study period was restricted from 1998 to 2010 because 1998 was the first year that complete surgery information was available. We limited the analyses to patients diagnosed before 2010 to ensure at least a 5-year follow-up after the initial diagnosis. As suggested in the SEER database, we considered patients histologically diagnosed with a new malignancy 2 months or more after the diagnosis of the first primary cancer as SPM patients (16). Furthermore, patients were considered qualified if (I) their diagnosis was not reported from death certificate or autopsy; (II) they were aged between 20 and 79; (III) essential covariates were not missing. We subsequently excluded CC patients with SPMs diagnosed within 2 months after the initial diagnosis (Figure 1).
Study outcome and covariates
The outcome of interest in this study was the occurrence of an SPM. Underlying covariates included patients’ demographics (age and race), clinicopathological characteristics (tumor grade, SEER stage, and histologic type), and treatments to the initial CC (radiotherapy and surgery).
Statistical analyses
Statistical analyses and plotting were performed with R (version 3.5.3; R Foundation for Statistical Computing, Vienna, Austria). The overview of the study design is shown in Figure S1. The characteristics of patients from the SEER cohort were summarized with counts and percentages, and were compared by the Pearson chi-square test. In this sample, a considerable proportion of patients died before the development of SPMs, and a conventional Cox proportional hazard regression analysis, which cannot consider death as a competing event, would lead to overestimated hazard risks (17). Therefore, the Fine and Gray subdistribution hazard model was used to estimate the risk of the occurrence of SPMs in the presence of competing risk (13) using the R package cmprsk. To select the most relevant potential factors in the final prediction model, a backward stepwise method was applied based on the Bayesian Information Criterion (BIC) (18) using the package crrstep in R. Cumulative incidence function (CIF) plots were generated to show the estimated probabilities of developing SPMs over time. KM plots were used to describe the overall survival (OS) of enrolled patients. When the KM curves for those with and without SPMs crossed with each other, the difference in restricted mean survival times (RMST) between the two groups was tested (19) using package survRM2 in R.
To quantitatively generate individualized predictions and identify high-risk patients (20), a competing-risk nomogram was established to estimate the 3-, 5-, and 10-year probabilities of developing an SPM by incorporating the points of significant predictors based on the final model using the R packages nomogramEx and nomogramFormula. Calibration was assessed by plotting the observed probabilities against the expected probabilities via a bootstrap resampling method with 200 bootstrap samples. Additionally, decision curve analysis (DCA), a novel method to provide a direct clinical interpretation, was applied to calculate the net benefit using the rates of true and false positives for various screening thresholds (21).
A two-sided P value less than 0.05 was considered statistically significant, and the results of all survival models were presented as subdistribution hazard ratios (sdHR) with corresponding 95% confidence intervals (95% CI).
Results
Characteristics of the study population
A total of 34,295 patients were included in the present study, among whom 2,154 (6.3%) developed SPMs during the 18-year follow-up. The mean age at initial CC diagnosis was 47.6 years in the full cohort and was 53.1 years among those who developed SPMs. The mean age at the second cancer diagnosis was 58.3 years. The demographic and clinicopathological characteristics of these patients are shown in Table 1. Overall, 60.7% of CC patients without SPM were diagnosed before age 50, while 59.3% of the patients with SPMs were aged >50 years. Besides, racially black (13.8%) patients, patients with local or regional disease (89.6%), and patients treated with radiotherapy (24.7%) seemed to be vulnerable for a subsequent malignancy (P<0.001). However, no statistically significant associations were found in the comparisons of primary sites, histological types, or surgical treatments. Patients with SPMs experienced better OS within 6 years after initial diagnosis than those without (P<0.001, Figure 2). The RMST of those with and without SPMs were 129.0 and 144.6 months, respectively (P<0.001, Figure S2).
Full table
When the major sites of SPMs were compared, the lung, breast, female urogenital system (including the bladder, kidney, vagina, corpus uteri, ovary, and cervix uteri) were found to be the most common, accounting for 21.0%, 18.8%, and 12.0%, respectively (Table 2). Moreover, we observed that SPMs in the lung were more common in elderly patients (chi-square test, P<0.001). Besides, the median interval between the diagnosis of initial CC and the SPMs was 100 months for lung and bronchus cancer, and 62 months for female breast cancer.
Full table
Risk factors for developing SPMs
Variables with P value <0.05 in Table 1 were further analyzed in the multivariable competing-risk analysis, and backward stepwise BIC selection was used to determine the most significant predictors. Four variables, including age, race, radiation treatment, and SEER historical stage, were retained in the final optimal model. Age ≥65 (sdHR: 4.55; 95% CI: 3.78–5.46; P<0.0001), black race (sdHR: 1.42; 95% CI: 1.19–1.70; P<0.0001), radiation treatment (sdHR: 1.25; 95% CI: 1.14–1.38; P<0.0001) and localized SEER historical stage (sdHR: 2.76; 95% CI: 2.27–3.35; P<0.0001) were identified to be independently associated with a higher risk of SPMs (Table 3). The 3-, 5-, and 10-year cumulative incidences of the development of SPMs in CC survivors were also estimated (Figure 3).
Full table
Nomogram for predictive cumulative incidence
Based on the predictors mentioned above, a competing-risk nomogram was generated to estimate the 3-, 5-, and 10-year cumulative incidences of SPMs after the diagnosis of initial CC (Figure 4). Age emerged as the strongest predictor, followed by the SEER stage, race, and radiotherapy. Figure 4 demonstrates that the scoring with the nomogram effectively discriminated the risk of SPMs. Patients in the development group were stratified into three groups according to the predicted 10-year risk using the nomogram: the high risk (>75th percentile of the group, points: 164.1), medium risk (25th–75th percentile of the group, points: 122.2) and low-risk (<25th percentile of the group, points: 109.3). The weight of each factor involved in the nomogram and the score of each patient are summarized in Figure S3. By calculating the total score of these clinical features, the risk of SPMs across time can be easily determined. The calibration curve showed good agreement between the observed incidences and predictions, with the data points close to the 45° diagonal line (Figure 5). Moreover, for predicting the 5- and 10-year probabilities of developing SPMs after the diagnosis of CC, the DCA demonstrated that the clinical net benefit of the nomogram was larger than that in hypothetical all-developing or non-developing scenarios (Figure 6) for a wide range of thresholds (3.5% to 14.0%).
Discussion
This current study used the SEER database, which was considered the gold standard for cancer registries in the US and globally (22), to profile the characteristics of SPMs in CC survivors. As noted, 6.3% of those patients developed subsequent cancer within a median follow-up time of 7.1 years, and those with SPMs tended to be older, black in race, with localized disease, and underwent radiotherapy treatment. By analyzing the CC patients’ survival outcomes in different periods, we found that 6.4 years after the initial CC diagnosis, the prognosis in patients with SPMs was significantly worse than those without. This indicated that metachronous SPMs showed a significant late survival disadvantage due to both increased physical and psychological burden (23). However, current follow-up guidelines mainly focus on the recurrence or metastasis of CC, and insufficient attention has been paid to CC survivors.
Considering that approximately 1 in 16 CC survivors was observed to develop SPMs, intensive surveillance for SPMs in all CC survivors seems impractical. Therefore, a prediction tool to identify high-risk CC patients who may develop SPMs is an urgent need. In our present study, a competing-risk model-based nomogram was proposed as a convenient tool for clinicians to determine the high-risk CC survivors. Age, race, SEER historical stage, and radiotherapy were the potential risk factors for the development of SPMs. Ironically, the longer survival after the initial CC diagnosis led to an extended risk period and increased prevalence of SPMs, and several possible explanations were proposed. For example, older patients, especially those >50 years old, had almost twice the risk of SPMs. Considering the critical role of estrogen and its receptor in the process of tumor development, this phenomenon could be partly explained by the fluctuation of estrogen secretion during aging, especially during the perimenopausal period (24). Estrogen-related cancer development has also been documented in lung cancer and breast cancer (25,26). Moreover, due to the weakening of the immune surveillance after age 50, another potential mechanism is the increased risk of human papillomavirus-related malignancies (27).
The cumulative risk for SPMs was also higher in patients with localized disease. SEER stage, also known as the historic stage or summary stage, is the most basic way of categorizing how far a tumor has spread from its point of origin (28). Our results showed that the risk of SPM was higher among distant CC survivors than those with localized CC. Among the CC patients with distant metastasis, the competing effect of death led to a relatively lower incidence of SPM in comparison to those with localized CC.
Our study also demonstrated that radiotherapy increased the risk of SPM in CC patients. The damaging effect of X-ray beams towards genetic material in normal cells, and the unexpected sequela of radiotherapy, including secondary tumorigenesis, have been widely proposed by previous researchers (29-31). Moreover, the risk of SPMs was significantly associated with the doses and therapeutic regimen of radiotherapy. One study observed a highly significant linear dose-response correlation for the risk of secondary stomach cancer at distal sites that were closest to the radiotherapy fields and received the highest doses (32). The emerging use of intensity-modulated radiotherapy (IMRT) also accounts for this phenomenon since a larger volume of normal tissue is exposed to lower radiation doses, which is a result of the increased number of monitor units and radiation leakage in IMRT (33). Besides, the risk of SPMs caused by radiotherapy varies in different sites. Chen et al. found that occurrence of SPMs increased among the moderately and heavily irradiated sites, including the bladder, vagina, corpus uteri, and kidney (11). Taken together, radiotherapy and aging are both risk factors for SPMs, and the interaction between them still needs further exploration, as women who have acquired radiation therapy may undergo premature menopause (25,34). Therefore, physicians should weigh the benefits and potential threats more cautiously when prescribing radiotherapy to CC patients.
Current surveillance strategies have been generally aimed at screening CC for the recurrence or metastasis, especially the adjacent abdominal and pelvic organs, within five years postoperatively (34). Our findings suggest SPMs screenings should also be considered in the follow-up, and intensive follow-up strategies should be applied to high-risk SPM survivors (those >24 points according to our proposed nomogram). Close screening of gynecological tumors near the abdominal cavity should be given to those treated with radiotherapy every 3 to 6 months in the first 2 years. The screening of lung and breast cancer using sensitive biomarkers like CEA and CA199 and low-dose CT or breast ultrasonography should be done every 6 to 12 months in the next 3 to 5 years so as to detect these diseases as early as possible before the emergence of visible imaging evidence.
Although our study tried to overcome the shortcomings of previous studies, it still had inevitable limitations. First, acknowledged risk factors, such as HPV infection status (35), smoking status (36), family history, comorbidities, and detailed treatment regimens were not provided in the SEER database, thus limiting our ability to assess other clinical treatment modalities. Second, we failed to evaluate the detailed technique and dose of radiotherapy (37). Third, although we restricted our analyses to patients who were followed for more than 2 months after their initial CC to exclude synchronous cancers, it was possible that metastasis and recurrence of CC occurred later on in the study. Nevertheless, the definition of SPMs in the SEER database is strictly defined, and the SEER database is one of the best databases in cancer registration systems worldwide. Fourth, considering that treatment regimens during 1998–2010 might have shifted over time and may confound results, we decided to remove such patients. Further exploration in this field is needed to clarify the possible risk factors of SPMs and to provide an optimal long-term monitoring strategy for high-risk populations.
Conclusions
In conclusion, we developed a prediction model for SPMs risk based on clinical and demographic risk factors using data from a large population-based cohort. Our data confirmed that older age at diagnosis, black race, localized SEER stage, and radiation treatment were associated with an increased risk of SPMs after CC. The nomogram could help clinicians to determine the effectiveness of treatment for a given patient. Precautions on targeted surveillance and screening strategies for SPMs in high-risk CC survivors are warranted.
Acknowledgments
We extend our thanks to Dr. Guoshu Bi for all his valuable advice.
Funding: None.
Footnote
Reporting Checklist: The authors have completed the TRIPOD reporting checklist. Available at http://dx.doi.org/10.21037/atm-20-2003
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/atm-20-2003). The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013).
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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