Hemodynamic testing using three-dimensional printing and computational fluid dynamics preoperatively may provide more information in mitral repair than traditional image dataset
Introduction
Mitral valve repair (MVR), including wedge resection of the leaflet, mitral annuloplasty, and mitral clip, has been recommended as the preferred surgical treatment of primary mitral regurgitation (MR) in recent years (1,2), because it better protects cardiac function compared with MV replacement. However, surgeons, especially younger, less-experienced ones, are often reluctant to repair the MV because the outcome of the operation is considered unpredictable (3,4). A second operation may be needed if MV function does not improve significantly after repair. Furthermore, possible complications, including perivalvular leakage, systolic anterior motion (SAM) of the anterior MV leaflet (AML), and left ventricular outlet (LVOT) obstruction (5,6) after MVR are also concerns for surgeons before surgery. About 5–10% of patients who undergo MVR for myxomatous MV disease develop LVOT obstruction caused by SAM (7-9). This can be life-threatening when it occurs because of the rapid change in hemodynamics.
In recent years, various methods for simulating surgery in vitro have been more widely applied for cardiovascular diseases, including three-dimensional printing (3DP) (10,11) and computational fluid dynamics (CFD) (12). Traditional medical image datasets that have customarily been used in cardiac dimension assessment and diagnosis of cardiovascular disease are now seeing novel application in surgical simulation and surgical decision-making. In this study, we used multimodality image data, including 3D transesophageal echocardiography (3D-TEE) and computed tomography angiography (CTA), and attempted to simulate MVR in vitro using 3DP and CFD for patients with primary MR. The outcome of our surgical simulation might provide references for cardiovascular surgeons, thereby assisting them in choosing the optimal surgical strategy. We present the following article in accordance with the MDAR reporting checklist (available at http://dx.doi.org/10.21037/atm-20-7960).
Methods
Retrospective cohort
Multimodality image data set
From September 2016 to November 2018, we retrospectively enrolled 35 patients who had MR and were prepared to have MVR at Renmin Hospital of Wuhan University (15 male patients, 20 female patients). The inclusion criteria were the following: moderate or more severe MR; anatomy of the MV suitable for MVR (Carpentier type II, part of Carpentier type I with clefts or isolated damage to the valve from previous infective endocarditis); good 3D-TEE image quality that clearly displayed the mitral leaflets; no history of allergy to CT contrast agents. Of note, for patients with mitral annular calcification, the severity of the calcification was qualitatively determined as mild (limited increased echodensity of aortic annulus), moderate (extensive echodensity involving >50% of ring circumference, but with preservation of leaflet mobility), and severe (extensive echodensity involving entire circumference of aortic ring, and with limitation of leaflet excursion) (13). The exclusion criteria were the following: severe cardiac dysfunction [left ventricular (LV) ejection fraction (EF) <30%]; severe renal dysfunction; severe calcification of the annulus; severe calcification and fibrosis of the MV leaflets. We excluded the patients with an EF <30% according to the 2017 American College of Cardiology/American Heart Association (AHA/ACC) Focused Update of the 2014 AHA/ACC Guideline for the Management of Patients with Valvular Heart Disease (14), which indicates that patients with an EF <30% are weakly recommended (Class: IIb) for MV surgery. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by Clinical Research Ethics Committee of Renmin Hospital of Wuhan University (No. WDRY2018-K032) and informed consent was taken from all individual.
CTA and 3D-TEE were performed in all patients before surgery with a 256-row Revolution CT scanner, an ADW 4.6 workstation, and a Vivid iq (GE Healthcare). The scanning range of CTA was about 5 cm from the level of the tracheal bifurcation to the diaphragm. A prospective electrocardiogram (ECG)-gated breath hold scan was performed using a contrast agent tracking technique. The region of interest (ROI) was placed at the ostium of the coronary artery for monitoring. When the CT value in the ROI exceeded 180 HU, the scan was triggered manually. The scanning parameters were as follows: tube voltage 100–120 kV, tube current 300–650 mA, detector configuration 256 rows ×0.625 mm, ball tube speed 0.28 s/r, and scanning layer thickness 0.625 mm. The original image data were stored in digital imaging and communication in medicine (DICOM) format and transmitted to the GE ADW 4.6 workstation.
A 3D-TEE volume probe (6vt-d) was used to obtain the 3D-TEE data with a frequency of 3.0–8.0 Mhz. A clear 2D image of the MV was obtained with the probe at the mid-esophagus level, and the valve was integrated into the sampling frame. The sampling frame rate was 8–12 frames/s. The total gain and probe angle were adjusted appropriately before entering 4D mode. Finally, the full volume images of 5 consecutive cardiac cycles were stored and imported into the EchoPac workstation (GE Healthcare) for postprocessing analysis in DICOM format.
3D digital model
Both the CTA and 3D-TEE DICOM images in 35% R-R interval were derived and imported into postprocessing software, including Mimics 19.0 and 3-matic 11.0 (Materialise, Leuven, Belgium). The CTA image data were segmented to create the digital model of the left heart cavity while the 3D-TEE data were postprocessed to exactly recreate the MV structure. Threshold segmentation is mainly used in data post-processing. The range of threshold is set at 180–850 HU in the CTA image, and the 3D mask (mask) of the left heart cavity can be obtained using the CT heart function in the software. The range of threshold was set at 70–240 HU in the 3D-TEE image to exactly recreate the MV structure. Points on the mitral annulus with small movement were marked as registration points, and the two different modes of cardiac imaging were fused. Finally, a 3D digital model of the left heart system, including left atrium (LA), LV, aorta (Ao) and MV, was obtained using the fusion method (Figure 1). It was saved in STL format after smoothing and noise reduction. Mitral annular calcification was segmented by raising the value of the threshold and then saved separately in STL. After being printed, the calcified section was combined with the silicone valve model for integration into a whole model.
3DP dynamic model
The 3DP dynamic model had two main components: a flexible 3DP model and a mock circulatory system (MCS). Unlike traditional 3D printing, which usually uses rigid materials such as polylactic acid and acrylonitrile butadiene styrene, we made a flexible 3DP model using our specific mold modeling method. First, the left heart system model was further processed to create a mold. The mold was then 3D-printed using soluble material (polyvinyl alcohol, PVA). The printing temperature was 185 °C with the heating bed at 60 °C. The thickness of each layer was 0.1 mm. A custom-made special silicone (mixture of silicone, starch, cellulose, and hardener in specific proportions) was stirred evenly and degassed in a vacuum defoamer for approximately 10 minutes. The silicone mixture was then poured into the 3D mold and allowed to solidify for approximately 6 hours. After that, the model was placed in water to remove the shell, and the flexible 3D model was completed (Figure 2). The flexible 3D model had a tensile modulus of 0.31 mPa, which is similar to that of cardiac muscles and the MV.
The MCS was powered by an air compressor (Figure 3), and a programmable logic controller (PLC) was used to control the driver. The compressed gas generated by the air pump was transferred to a pressure cell surrounding the flexible 3D model to make it contract and relax rhythmically. A pressure-elevating water tower was used as the systematic compliance component to simulate afterload in systole. The MCS generated a maximum systolic pressure of 107 mmHg, which is near physiological conditions. To simulate in vivo blood flow resistance, solutions with a viscosity similar to blood (~3.5–4.5 mPa/s) were also needed. Water, glycerol, dextran, and surfactants were mixed as the substitute. Nylon scattering particles with a diameter of 5 µm were also added for better echographic imaging. After being combined with the MCS, the flexible 3DP model of the MV could open and close in vitro as it does in vivo.
CFD
Comsol Multiphysics 5.5 (COMSOL Inc., Stockholm, Sweden) was used to reconstruct the mesh of the left heart system (Figure 4). Before being imported into Comsol Multiphysics, the mesh quality of the left heart model was simply refined using the remesh function in 3-matic. “Boundary partitioning” and “Repair tolerance” were also adjusted appropriately after the mesh was imported into COMSOL, to further refine its quality. In material science, it is assumed that the blood is an incompressible Newtonian fluid: blood viscosity μ =0.0035 kg/ms; density ρ =1,050 kg/m3. A fluid-solid interaction (FSI) multiphysics interface was used to model the physics which are involved when blood and heart tissue affect each other. It was assumed that heart tissue is rigid, impermeable, and wall sliding. Heart rate was assumed to be 75 beats/min and the cardiac cycle was t =0.8 s. Blood flow in the left heart conforms to the following continuity equation of mass conservation and 3D unsteady Navier-Stokes equation of momentum conservation:
u, v, and w represent velocity components in the X, Y, and Z directions respectively.
Surgical simulation using 3DP model and CFD
Surgical simulation was performed using both the dynamic 3DP model and CFD. For the dynamic 3DP model, two experienced cardiothoracic surgeons were invited to perform MVR with the same-sized annuloplasty ring as used in patients; meanwhile for CFD simulation, different digital models of annuloplasty rings with diameters from 26 to 38 mm were designed using 3-matic. The simulation of MVR was accomplished using Meshmixer software (Figure 5).
The severity of MR was assessed qualitatively and quantitatively before and after the surgical simulation and compared with in vivo 3D-TEE data. The grade of MR from 1 to 4 was defined as mild, moderate, moderate to severe, and severe, respectively. In the quantitative assessment, vena contracta width (VCW) was measured both in vitro and in vivo.
Prospective cohort
A total of 20 patients who had MR and underwent MVR between December 2018 and September 2020 were prospectively studied. Patients were divided into a 3DP-guided group and an image-guided group, and preoperative surgical simulations using the 3DP dynamic model and CFD were performed for patients in the 3DP-guided group. The optimal surgical strategy was decided based on the results of the simulation. For the patients in image-guided group, surgical decision was based on traditional image analysis of the 3D-TEE and CTA images. Rate of transformation to mitral replacement, surgery time, surgical outcomes, and surgical complications were compared between groups.
Statistical analysis
Continuous and categorical variables are described respectively as the mean ± standard deviation and percentages. For continuous variables, a paired t‐test was used for paired data on the basis that differences between groups conformed to the laws of a normal distribution. A P value <0.05 (bilateral test) was considered to indicate a statistically significant difference.
Results
Retrospective cohort
Comparison of surgical outcomes in vitro and in vivo
The 35 patients included in our study (Table 1) comprised 2 patients with moderate MR, 5 patients with moderate-to-severe MR and 28 patients with severe MR. Of them, 32 patients suffered from MV prolapse attributed to degenerative disease, including 26 cases of posterior MV leaflet (PML) prolapse, 2 cases of AML prolapse and 4 cases of multi-segment prolapse involving both the AML and PML. In total there were 14 cases of successful MVR and 21 cases of transfer to MV replacement.
Full table
In all patients, the grade of MR and the VCW measured in vitro and in vivo before surgery were highly consistent (Tables 2,3, Figure 6). With the 3DP model, 3 patients were assessed as moderate MR, 4 as moderate-to-severe MR, and 28 with severe MR. Only one patient was assessed as moderate MR in vitro but had moderate-to-severe MR in vivo, and one patient was assessed as moderate-to-severe by CFD but was severe in vivo (Table 2).
Full table
Full table
Surgical simulations were successfully done in vitro (both dynamic 3DP model and CFD) for all 14 patients who had MVR. The grade of MR and the VCW showed a significant decline after the surgical simulation (Figure 7). The difference between the data obtained in vitro and in vivo was not statistically significant (P<0.05, Table 3, Figure 6).
Simulation of patients transferred to mitral replacement
Patients with severely prolapsed MV
There were 21 patients who were transferred to mitral replacement. Of them, 11 had a severely prolapsed PML and excessive removal contributed to adverse outcomes after surgery and even a second operation. We simulated the MV repair procedure in these patients using the 3DP model and CFD, and found that 5 of them tolerated surgery well with only minor MR. The other 6 patients had mild or more MR after surgery. Details of the patients before and after surgery are summarized in Table 4.
Full table
Special cases
Of the 21 patients who were transferred to mitral replacement, there was one with Barlow disease (BD). The MV leaflets were redundant, with prolapse of P2 and P3. 3D-TEE showed billowing of both AML and PML, especially the P3 segment. Color Doppler showed severe MR originating from the PML. One challenge of repairing BD mitral valves is the development of postoperative SAM of the AML, which is often associated with a tall PML. As the height of the PML increases, the coaptation point gets closer to the base of the AML, and the length of the AML beyond the coaptation point (residual length) increases. Residual AML is free to move in response to the drag created by the jet flow, which can cause SAM and LVOT obstruction. We simulated the procedure with different PML lengths from 14.0 to 19.0 mm (with an 0.5 mm increase on each attempt). The residual length of the AML ranged from 2.8 to 5.4 mm (Table 5). The results show that SAM and LVOT obstruction occurred when the PML length reached 16.5 mm, with a residual length of the AML at 4.2 mm (Figure 8). The pressure gradient at the LVOT reached 17.2 mmHg after repair, but was only 6.8 mmHg before surgery.
Full table
Another patient, a 62-year-old woman, had a small left heart cavity, which is also a risk factor of postoperative LVOT obstruction. Echocardiography showed that the LV endsystolic dimension was 41 mm. Of note, the patient had suffered from hypertension for more than 10 years. The LA dimension was 36 mm (reference: 25–35 mm) and the ascending aorta dimension was 37 mm (reference: 23–32 mm). The interventricular septal (IVS) thickness was 14 mm (reference: 6–10 mm), which could increase the risk of LVOT obstruction after surgery. Firstly, we simulated MV repair in vitro without any intervention to the IVS. The results showed that pressure gradient at the LVOT reached 18.4 mmHg. We further attempted septal myectomy in the model (with 0.5 mm decrease of the IVS thickness on each attempt) and found an optimistic surgical outcome when the IVS thickness was less than 12.0 mm (Table 6, Figure 9). This suggested that conservative medical treatment (e.g., betablockers) or surgical intervention would be necessary to avoid adverse outcomes for this patient.
Full table
Comparison of surgical simulation using the 3DP dynamic model and CFD
Data obtained using the 3DP dynamic model and CFD was highly consistent. The difference in VCW between the 3DP model and CFD was not statistically significant (P<0.05). However, compared with CFD, it took more time for the surgical simulation and hemodynamics testing in the 3DP model, with an average time of about 6 hours for 1 patient, compared with only 1 hour with CFD (Table 7).
Full table
Prospective cohort
Mean age, sex, and severity of MR in the 3DP-guided group and image-guided group were not statistically different. Mitral repair was done for 3 patients in the image-guided group and 6 patients in the 3DP-guided group. Although not statistically different, the rate of transfer to replacement was significantly lower in the 3DP-guided group (Table 8). Surgery time was also lower in the 3DP-guided group. No complications occurred in either group.
Full table
Discussion
The 2017 AHA/ACC Guideline for the Management of Patients with Valvular Heart Disease (1) recommends MV repair in preference to MVR when surgical treatment is indicated for patients with chronic severe primary MR. Compared with MV replacement, postoperative anticoagulation is not required after MVR, which can reduce the occurrence of endocarditis and thromboembolic events. LV function is also well protected with the MV preserved. However, MVR is a complicated procedure with high technical requirements, and uncertainty in the surgical outcome and possible postoperative complications have limited its widespread application. About 3.5 million patients in China are now suffering from valvular heart disease, with MR accounting for a large proportion, according to the national cardiovascular disease report in 2018 (15). With the aging of China’s population, there will be an increasing number of patients with MR attributable to valvular degeneration. Further efforts are needed to ensure more patients benefit from MVR and to reduce the adverse reactions caused by anticoagulant drugs.
Traditionally, medical image data, including CTA and 3D-TEE, are mainly used in the diagnosis of cardiovascular disease. In recent years, the development of 3DP technology and its application in the medical field have reduced the singular reliance on image analysis. 3DP cardiovascular models provide surgeons with impressive insights and better understanding of the location and size of lesions, which cannot be achieved with 2D images. However, previous studies were focused on forming rigid anatomical models made of hard polymers (16-21), whereas a 3DP dynamic model made of flexible silicone can offer more detailed information concerning hemodynamics. Although CFD has also been applied for mitral repair simulation in previous research, models of the left heart system are often simplified and derived from only one modality (e.g., MRI) (22). Furthermore, the simulation of possible complications after mitral repair and comparisons of 3DP dynamic models and CFD have not been discussed in the literature.
The objective of our study was to simulate the MV repair procedure using a 3DP dynamic model and CFD, hoping to address or provide a reference for certain clinical issues that have particularly troubled surgeons. First, in a retrospective cohort, we evaluated the accuracy of hemodynamic testing in our 3DP dynamic model and CFD by comparing the data obtained in vitro and in vivo. The grade of MR and the VCW measured in vitro and in vivo had high consistency, both before and after the surgical simulation, which proved that the 3DP dynamic model and CFD can be used to predict surgical outcomes. Next, we examined 11 cases of patients transferred to mitral replacement with severely prolapsed MVs. The results showed that 5 patients would have good outcomes after surgery while the other 6 were not recommended for mitral repair with mild or more residual MR.
Complications following MV repair, such as LVOT obstruction, are another consideration for surgeons in their selection of procedure. Risk factors for LVOT obstruction include a tall PML (>1.5 cm), a ratio of AML to PML length >1.3, distance between the IVS and coaptation point (LVOT height) <2.5 cm, increased basal IVS thickness >1.5 cm, and small LV cavity (LV end-diastolic dimension <4.5 cm) (23,24). However, these standards are not absolute or applicable to every patient. In our study, we discussed 2 special cases of potential LVOT obstruction. One was a patient with BD, the other had a small heart cavity. LVOT obstruction occurred when the PML length was >16.5 mm in the BD patient, and when IVS thickness was >12.0 mm in the patient with a small heart cavity. This demonstrated the great potential and advantages of 3DP modeling and CFD in individualized diagnosis and treatment.
A comparison of the 3DP model and CFD with traditional image data is given in Table 7. The 3D material object demonstration, surgical simulation, preoperative hemodynamic testing, and possible complications are all factors that cannot be obtained from traditional image datasets. We compared the 3DP dynamic model and CFD for hemodynamic testing in vitro. The difference between the degree of MR and the VCW measured in both the model and CFD was not statistically significant. The main advantage of our 3DP dynamic model is the vivid morphological display it offers surgeons and its ability to mimic the texture of heart tissue. Younger or inexperienced doctors can be trained using our 3DP model, thus improving their surgical skills. However, CFD is more convenient to perform and can be used to obtain hemodynamic parameters of interest, such as the velocity and pressure gradient, at any point inside the heart.
We further studied a prospective cohort that was divided into a 3DP-guided group and a traditional image-guided group. The results showed that the rate of transfer from repair to replacement, along with surgery time, could be reduced with the aid of the 3DP dynamic model and CFD analysis before surgery. This validated the clinical value of our model and of CFD in improving the benefit to patients of MV repair with reduced surgery time.
Although more than 95% of primary MR cases can be successfully repaired in expert centers, repair rates vary widely depending on the experience of the center and the surgeons (25). Our 3DP dynamic model and CFD, despite being derived from 3D-TEE and CTA image data, can offer unique information on hemodynamics, surgical outcomes, and possible postoperative complications that are not available from traditional image datasets. Such information could provide essential guidance, especially for inexperienced surgeons, in surgical decision-making.
Study limitations
There are several limitations in our study to address. First, except for concerns about outcomes and complications, there are other difficult issues that surgeons have to overcome in mitral repair, such as reconstruction of chordae and papillary muscles. These procedures are not easy to simulate in vitro due to limits in the field of view of 3D-TEE and CTA imaging. In our study, 8 patients had rupture of chordae, which contributed to their transfer from MVR to replacement. This could not be simulated in vitro. Secondly, the rate of postoperative MR regurgitation increases linearly with time. It has been found that freedom from MR reduces to 82.2% at 5 years and to 64.9% at 10 years (26). Our study, although showing great potential in predicting the short-term effects of mitral repair, has limited value in predicting long-term outcomes and disease recurrence. Thirdly, the sample size was relatively small. We paid more attention to the methodology and feasibility of in vitro surgical simulation, demonstrating that 3DP and CFD are useful tools in surgical decision-making.
Finally, multiple factors are taken into consideration when surgeons are making surgical plans for a specific patient, including age, coexisting disorders, and medication use. Our study could only provide references concerning surgical outcomes and possible complications, but was not determinative.
Conclusions
We proved that a 3DP dynamic model and CFD could offer detailed outcome-relevant information for MR. For the prediction of surgical outcomes, the grade of MR and the VCW measured in vitro and in vivo had high consistency both before and after surgery. Furthermore, for challenging cases, 3DP with CFD has shown great potential in individualized surgical planning. Medical images are being transformed into powerful tools in the surgical treatment of cardiovascular diseases.
Acknowledgments
Funding: This study was funded by the National Natural Science Foundation of China (No. 81771849).
Footnote
Reporting Checklist: The authors have completed the MDAR reporting checklist. Available at http://dx.doi.org/10.21037/atm-20-7960
Data Sharing Statement: Available at http://dx.doi.org/10.21037/atm-20-7960
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/atm-20-7960). The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by Clinical Research Ethics Committee of Renmin Hospital of Wuhan University (No. WDRY2018-K032) and informed consent was taken from all individual.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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