IL-12RB1: a novel immune prognostic biomarker for oral squamous cell carcinoma and linked to PD-1/PD-L1 expression in the tumor immune microenvironment
Introduction
Immuno-oncology (I-O) has been an active and growing field ever since Dr. William Coley observed in 1893 that cancer symptoms could be relieved by acute bacterial infections (1). Immunoediting includes 3 distinct but connected phases (2). In the first step, “immune-surveillance”, tumor-associated antigens (TAAs) activate the immune system and precancerous cells are eliminated; in the second step, “immune equilibrium”, a few abnormal cells achieve a balance between evading immune surveillance and being destroyed by the immune system, which manifests clinically as a dormant occult tumor; in the third phase, “immune escape”, the mutated cells evade the immune system’s elimination more efficiently and the tumor begins to grow, invading and metastasizing (3). Based on these theories, activation of the immune system to treat cancer has become the central topic of I-O in the past decades. However, due to serious systemic toxicity, the clinical results of simple immunotherapies such as IL-2 treatment were not as positive as hoped (4). As we have learned more about I-O, it has become clear that the tumor microenvironment (TME) formed by the extracellular matrix, immune cells, cancer cells, and other tumor-associated cells play a key role in tumorigenesis, invasion, metastasis and recurrence (5,6). Recent studies have shown that functional changes of tumor-infiltrating lymphocytes (TILs) in the TME obviously affect tumor growth and the outcome of immune checkpoint blockade therapy (7,8). Programmed cell death 1 (PD-1) engaged its ligands, programmed death-ligand 1 (PD-L1), was considered as a very important way to disable the TILs. Thus, efficiently reactivating TILs which have been disabled in the TME is a key goal of immune checkpoint blockade therapy (1). Blockade therapy especially in targeting the PD-1/PD-L1 axis had been widely applied to treat a variety of tumors (9).
Head and neck squamous cell carcinoma (HNSCC) is in the top 10 most common cancers worldwide (10). In 2016, the United States Food and Drug Administration (FDA) first approved anti-PD-1/PD-L1 therapy for advanced HNSCC, and by 2019 it was regarded as first-line drug treatment for patients with metastatic/recurrent/inoperable HNSCC (11,12). Oral squamous cell carcinoma (OSCC) is the most common type of HNSCC, typically occurring in the oral mucosa, palate, and throat and characterized by squamous differentiation (13,14). In the past few years, hampered by tumor heterogeneity and various immune conditions of patients, the efficacy of PD-1/PD-L1 axis blockade therapies has been limited for OSCC (15). TILs, especially cytotoxic CD8+ T cells, are pivotal for immune therapy due to complex mechanisms (16). Studies have attempted to accurately distinguish the characteristics of TME and predict the therapeutic effect of anti-PD-1/PD-L1 inhibitors. For instance, Tsakiroglou et al. found that OSCC patients with high frequencies of proximal CD8+ and PD-L1+ cells had poor prognosis in overall survival (OS) (17). Foy et al. further showed that OSCC patients with a higher CD8+ T cell infiltration received a significantly higher clinical benefit from PD-1 blockade treatment (18). However, many patients still show no clinical response to anti-PD-1/PD-L1 therapy.
Therefore, it is crucial to identify more novel immune prognostic biomarkers for patients with OSCC and to improve the efficacy of anti-PD-1/PD-L1 therapies. With this aim in mind, we used a series of methods, including ESTIMATE algorithm, gene expression correlation analysis, single-cell RNA-sequencing (single-cell RNA-seq) of OSCC, immunohistochemistry (IHC), and immunofluorescence (IF), to identify potential predictive indicators for OSCC and anti-PD-1/PD-L1 therapy. We present the following article in accordance with the REMARK reporting checklist (available at https://atm.amegroups.com/article/view/10.21037/atm-21-6915/rc).
Methods
Data collection
The gene expression profiles of 144 patients with OSCC were obtained from The Cancer Genome Atlas (TCGA) data portal (https://portal.gdc.cancer.gov/). Only those patients whose histological diagnosis was OSCC and whose primary sites were buccal, tongue, gingival, and oropharynx were included in our analysis. An additional Gene Expression Omnibus (GEO) cohort, GSE41613, was downloaded to validate our results. The “GEOquery” R package was used to obtained gene expression profiles and GPL data (19). Clinical data of survival and outcome were also downloaded from the TCGA and GEO data portals.
Calculation of immune and stromal scores, identification of differentially expressed genes (DEGs), and function enrichment analysis
Immune and stromal scores were calculated by the ESTIMATE algorithm from the “limma” package (20). A fold change of >2 and an adjusted P value of <0.05 were set as the threshold to screen for DEGs. Heatmaps and clustering were generated by the web tool ClustVis (21). Functional enrichment analysis of DEGs was conducted using the Database for Annotation, Visualization, and Integrated Discovery (DAVID) (22) to identify Gene Ontology (GO) categories, including cellular components (CCs), biological processes (BPs) and molecular functions (MFs). Pathway enrichment analysis from the Kyoto Encyclopedia of Genes and Genomes (KEGG) was performed though the DAVID database. A false discovery rate (FDR) of <0.05 was considered the cut-off.
Identification of prognostic genes in DEGs extracted from the TCGA database and validation of those genes in the GEO database
A Kaplan-Meier survival analysis was performed to explore the relationship between the OS of patients with OSCC and the gene expression levels of the DEGs extracted from the TCGA database. The relationship was calculated by log-rank test. Then, gene expression data of a cohort of 97 patients with OSCC were downloaded from GEO, an independent cancer database. To verify the value of the prognostic genes identified from the TCGA database, Kaplan-Meier plots were used to illustrate the relationship between OS and gene expression levels in the validation set.
Correlation analysis between the expression of the prognostic genes and PD-1/PD-L1 in the GSE41613 cohort
The prognostic genes screened from the previous step and PD-1/PD-L1 expression levels were downloaded from the validation cohort. A correlation analysis of the expression of the prognostic genes and PD-1/PD-L1 was applied and a P value of <0.05 was considered statistically significant.
Screening of the cluster of cells expressing interleukin 12 receptor subunit beta 1 (IL-12RB1), G protein-coupled receptor 25 (GPR25), and cytotoxic T-lymphocyte associated protein 4 (CTLA4) by the single-cell RNA-seq of OSCC in GSE103322
The single-cell RNA sequence dataset (GSE103322), which consisted of 5,902 single cells from 18 patients with oral cavity tumors, was downloaded from the GEO database and analyzed according to the pipeline of the “Seurat” R package (23). In brief, the data were normalized and scaled. Then, principal component analysis (PCA) was performed to approach linear dimensional reduction. After determining the dimensionality of the dataset, non-linear dimensional reduction was applied with the Uniform Manifold Approximation and Projection for Dimension Reduction (UMAP) algorithm (24). Cells were successfully classified into 17 separate clusters. Differential expression analysis was applied to find the marker genes of these clusters. Afterwards, each cluster was annotated by singleR and CellMarker (25,26). The top 3 marker genes of each cluster were visualized by dotplot. Expression of IL-12RB1, GPR25 and CTLA4 in these clusters were visualized with UMAP projection and violin plot.
Evaluation of IL-12RB1 expression pattern by hematoxylin and eosin (H&E), IHC, and IF staining of the histologic microarray of patients with OSCC
Human tissue microarrays were attained from the First Affiliated Hospital of Sun Yat-sen University. The clinical characteristics of 92 patients with OSCC were downloaded from the medical record database. All patients had no preoperative radiation or chemotherapy and were informed of the purpose of our study. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the ethics committee of the First Affiliated Hospital of Sun Yat-sen University (No. 2017-173), and informed consent was taken from all the patients. All tissues were embedded in paraffin, and 4 µm sections were prepared.
First, malignant and non-malignant cells in the section was confirmed by H&E staining. IHC and IF was performed as reported before (27,28). In brief, paraffin sections were routinely deparaffinized, rehydrated, and processed for antigen retrieval in pH6.0 citrate antigen retrieval solution. For IHC, slides were incubated with rabbit anti-IL-12RB1 antibodies (1:150, Abcam) at 4 °C overnight. Then, sections were incubated with horseradish peroxide (HRP)-labeled goat anti-rabbit secondary antibodies for 60 min at 37 °C, followed by 2% 3,3'-diaminobenzidine (DAB) chromogenic solution for 10 seconds at room temperature. Nuclei were then counter-stained with Mayer’s hematoxylin before slides were sealed. For IF, slides were co-incubated anti-IL-12RB1 (1:150, Abcam) with anti-CD3 (1:150, Abcam), anti-CD68 (1:150, Abcam), anti-PD-1 (1:150, Abcam), or anti-PD-L1 (1:150, Abcam) at 4 °C overnight. Then, all slides were incubated with fluorescence conjugated secondary antibody for 60 minutes at room temperature, protected from light. Finally, nuclei were stained with 4',6-diamidino-2-phenylindole (DAPI) before slides were sealed with an antifade mounting medium. Images were visualized with a fluorescence microscope.
With respect to the IL-12RB1 expressed in malignant cells and tumor-infiltrating immune cells, the IHC scores were detected in malignant and non-malignant cells in the tissues, which were calculated by multiplying the proportion of positively stained cells by the staining intensity (29). A Kaplan-Meier curve was used for the survival analysis, and univariate and multivariate Cox regression analyses were used to assess the prognostic factors linked to OS. P values of <0.05 were considered significant.
Statistical analysis
All data were shown as mean ± standard deviation. Data were analyzed and plotted by the GraphPad Prism 8.0 (GraphPad Software Inc., San Diego, CA, USA) and SPSS Statistics 25.0 software (IBM Corp., Armonk, NY, USA). The data were evaluated using Student’s t-test to determine significance between two groups. The Kaplan-Meier curve was used to evaluate OS, and the log-rank test was used to estimate differences between the survival curves. P value of <0.05 was considered statistically significant.
Results
Association of immune scores with OS of OSCC in the TCGA database and identification of the DEGs profile with the group of immune scores
The gene expression profiles of 144 patients with OSCC were downloaded from the TCGA database. Using the ESTIMATE algorithm, we found that stromal scores ranged from 15,102.03 to 22,822.44, and immune scores ranged from 17,834.73 to 21,900.78. After dividing these cases into high and low score groups, we found that there was no significant difference between the high and low stromal score groups (Figure 1A). However, the Kaplan-Meier survival analysis showed that the high immune score group had better OS than that of the low immune scores group (Figure 1B). To further reveal the DEGs profiles in the high and low immune score groups, we analyzed Affymetrix microarray data of the 144 patients. As shown in the heatmaps in Figure 1C, 331 genes were upregulated and 8 genes were downregulated in the high score group compared to those of the low score group. After applying GO and KEGG analyses, we found that the top GO terms were mainly concentrated in the external side of the plasma membrane and involved in BPs such as immune response regulation and classical pathway complement activation, and in MFs such as antigen binding (Figure 1D-1F). Additionally, all the pathways that were identified from the KEGG analysis were deeply involved with cell adhesion molecules and other immune responses (Figure 1G).
Identification of prognostic genes from the DEGs and further validation in the GSE41613 cohort
To identify the key genes that effect OS time, we performed a Kaplan-Meier curve analysis. As shown in Table S1, 90 genes from the 339 DEGs extracted from the TCGA database had a significant effect on prognosis. To detect the genes with the best predictive value, we downloaded and analyzed the data of gene expression from an additional cohort of OSCC cases in the GEO database. Thus, 23 genes among the 90 prognostic genes were further confirmed to be tightly linked to OS time (Figure 2).
Correlation analysis showed that the expression of 13 genes were related to PD-L1 expression, while 3 genes were linked to the level of PD-1
We further downloaded the expression profile of PD-L1 (CD274) and PD-1 (PDCD1) in the GSE41613 cohort. According to the correlation analysis, the expression of 13 genes (IL-12RB1, GPR25, CTLA4, CCR5, CD40LG, CXCR3, IDO1, IGHV1-69, IRF8, SH2D1A, TIGIT, TRAC, and BTLA) was closely related to PD-L1 level, while 3 genes (IL-12RB1, GPR25, and CTLA4) were linked to the expression of PD-1 (Figure 3A,3B). Moreover, the Venn diagram indicated that these 3 genes (IL-12RB1, GPR25, and CTLA4) were commonly related to the expression of PD-1 and PD-L1 (Figure 3C).
The single-cell RNA-seq of OSCC in the GSE103322 cohort showed that IL-12RB1 was mainly expressed in the cluster of epithelial cells and immune cells
As the composition of malignant and non-malignant cells in the TME was found to be heterogeneous in HNSCC by Puram et al. (30), we wanted to investigate the expression pattern of IL-12RB1, GPR25, and CTLA4 among these heterogeneous cells. Thus, we downloaded a single-cell RNA sequence dataset (GSE103322) from the GEO database. This dataset consisted of 5,902 singles cells from 18 patients with oral cavity tumors. We reanalyzed the data following the pipeline of the R package “Seurat” and clustered the cells into 17 clusters as visualized by UMAP projection. We annotated these 17 clusters according to the marker genes (Figure 4A). Our results showed similar cells clusters to those found by Puram et al. As shown in Figure 4B, the tumor cells consisted of 17 kinds of cells, including cancer cells and immune cells. Interestingly, we found that IL-12RB1 was mainly expressed in epithelial cells and immune cells, especially in CD8+ T cells and the CD4+ T conv cluster (Figure 4C,4D). However, GPR25 was poorly expressed in OSCC (Figure 4E,4F) and CTLA4 was only expressed in T cells (Figure 4G,4H).
The expression pattern of IL-12RB1 and colocalization staining of IL-12RB1 and CD3, CD68, PD-1, and PD-L1 in OSCC tissue
As the expression of CTLA4 and GPR25 was relatively low in the OSCC tissue, we focused on IL-12RB1. IHC and IF were performed to confirm the expression pattern of IL-12RB1 in patients with OSCC. As shown in Figure 5A,5B, compared with H&E staining, we found that IL-12RB1 was expressed in both malignant and non-malignant cells. The results of IF staining showed that IL-12RB1 was colocalized with CD3 and CD68, the biomarker protein of T cells, and macrophages (Figure 5C,5D). Furthermore, IF staining showed that IL-12RB1 and PD-1 or PD-L1 were also co-expressed in those cells (Figure 6A,6B).
The degree of IL-12RB1 expression was tightly associated with OS of OSCC in the tissue microarray
In the microarray comprising 92 OSCC samples and 60 samples of adjacent normal oral epithelia, the IHC score for each tissue was calculated by multiplying the proportion of positively stained cells by the staining intensity to evaluate the IHC staining. As shown in Figure 7A, IL-12RB1 was mainly expressed in the cytomembrane of malignant and non-malignant cells; meanwhile, significantly higher expression of IL-12RB1 was found in OSCC tissues than that in normal oral epithelial tissues (Figure 7B). To further elucidate the prognostic role of IL-12RB1 in patients with OSCC, we investigated the relationship between IL-12RB1 expression and patient outcome using the long-term follow-up period as the variable. The Kaplan-Meier curve showed that a higher score of IL-12RB1 in the non-malignant cells indicated a better prognosis of OSCC, but the high and low IHC scores of malignant cells had no significantly effect on OS time (Figure 7C,7D). Furthermore, the IL-12RB1 expression levels were significantly associated with clinical stage and node metastasis but not with age, gender, or pathologic differentiation (Table 1).
Table 1
Variables | Univariate analysis | Multivariate analysis | |||
---|---|---|---|---|---|
HR (95% CI) | P | HR (95% CI) | P | ||
IL-12RB1 expression in malignant cells (low vs. high) | 1.07 (0.57–2.01) | 0.842 | 1.10 (0.58–2.07) | 0.781 | |
IL-12RB1 expression in non-malignant cells (low vs. high) | 0.50 (0.26–0.93) | 0.029* | 0.45 (0.24–0.86) | 0.015* | |
Age (≤60 vs. >60) | 1.61 (0.84–3.07) | 0.150 | – | – | |
Gender (male vs. female) | 1.12 (0.56–2.20) | 0.754 | – | – | |
T classification (T1+2 vs. T3+4) | 1.16 (0.53–2.53) | 0.714 | 1.342 (0.60–3.00) | 0.473 | |
LN metastasis (LN− vs. LN+) | 2.13 (1.11–4.10) | 0.023* | 2.34 (1.20–4.56) | 0.013* | |
Histological (well vs. moderate) | 0.71 (0.26–1.95) | 0.503 | 0.74 (0.27-2.05) | 0.563 | |
Histological (well vs. poor) | 0.74 (0.37–1.46) | 0.381 | 0.70 (0.34–1.34) | 0.255 |
*P<0.05. OS, overall survival; OSCC, oral squamous cell carcinoma; HR, hazard ratio; CI, confidence interval; IL-12RB1, interleukin 12 receptor subunit beta 1; LN, lymph node.
Discussion
TME has been confirmed to play a critical role in the tumorigenesis and development of OSCC. Immune cells, an important component of TME, have a significant effect on the invasion and therapeutic resistance of tumors (31). In 2016, as a response to the encouraging clinical results of immune checkpoints inhibitors, the FDA approved anti-PD-1/PD-L1 therapy for patients with advanced HNSCC (11). In current clinical practice, PD-1/PD-L1 therapy is selected based on the intensity of PD-L1 expression by IHC. However, due to the heterogeneity of tumors, there are still a considerable number of patients for whom this treatment has poor curative effect (15). Therefore, it is important to identify the biomolecules that can predict or even affect the accuracy and efficacy of anti-PD-1/PD-L1 treatment for OSCC.
In the present study, we found that immune scores were associated with the OS of OSCC, and that the GO terms of 339 DEGs were mainly involved in the regulation of the immune response. Then, through validation in an independent cohort of OSCC, 23 genes were found to be tightly linked to OS time, of which 13 genes were positively correlated with PD-L1 expression and 3 genes were positively correlated with the expression of PD-1. Interestingly, we found that IL-12RB1, CTLA4 and GPR25 were positively associated with PD-1/PD-L1 expression. Furthermore, we analyzed the single-cell RNA-seq of OSCC in GSE103322 and found that only IL-12RB1 was highly expressed in epithelial cells and immune cells, especially in CD8+ T cells and the CD4+ T conv cluster. Finally, we used IHC and IF to confirm that IL-12RB1 was expressed in both cancer cells and immune cells, such as T cells and macrophages, and also co-expressed with PD-1/PD-L1 on the cytomembrane. The tissue microarray also confirmed that IL-12RB1 was highly expressed in OSCC tissue, and a high score of expression in stromal cells was a prognostic risk factor for OS in OSCC. Thus, we suggest that the activation of IL-12RB1 may have a potential effect on the OS of patients with OSCC and the expression of PD-1/PD-L1 in the tumor immune microenvironment, further affecting the efficacy of PD-1/PD-L1 axis inhibitor treatment.
IL-12RB1, encoded by the gene IL12RB1, is a type I transmembrane receptor that can bind to the P40-domain of IL-12/IL-23 and promote their immune response separately (32). IL-12, including 2 subunits (P35 and P40), was discovered from B cell lines and was regarded as a “natural killer-stimulatory factor” and “cytotoxic lymphocyte maturation factor” (33,34). As another member of the IL-12 family, IL-23 is also structured by 2 disulfide linked subunits, a light p19 chain (α chains), and a heavy P40 chain (β chains) (35). It is generally accepted that IL-12 and IL-23 are pro-inflammatory/pro-stimulatory cytokines, balancing with other negative feedback members in the IL-12 family, such as IL-27 or IL-35 (36). Consistent with its important role in regulating the immune response, IL-12 has been confirmed to be tightly associated with immune-related diseases (36). Epidemiological studies have found that IL-12 polymorphisms are closely related to cancers (37). Due to its ability to activate cytotoxic cells from the immune response, IL-12 is regarded as a potential antitumor drug (38). The antitumor mechanism of IL-12 involves various aspects, including increasing the synthesis and secretion of IFN-γ and enhancing the cytotoxicity of natural killer (NK) cells, CD4+ cells, and CD8+ T cells (38,39). The activity of IL-12 depends on the binding of its subunits to the receptors (P40 IL-12RB1 and P35 IL-12RB2). Therefore, the expression of IL-12RB1 affects the development of tumors. Additionally, Kundu et al. found that in prostate cancer patients, the serum level of P40 was much greater than that in healthy people. Meanwhile, excess P40 binding to IL-12RB1 reduces the antitumor effect of normal IL-12, resulting in immune evasion of the tumor cells (40). Therefore, it can be inferred that reducing the production of P40 and increasing the expression of IL-12RB1 might be beneficial to tumor therapy. In the current study, we found that the survival prognosis of the higher IL-12RB1 expression group was better than that of the low expression group.
Through correlation analysis of gene expression level, we found that IL-12RB1 was tightly positively related to the expression of PD-1 and PD-L1. This is a very interesting phenomenon that has not been reported before. Through the single-cell RNA-seq and IHC analyses, we confirmed that IL-12RB1 was highly expressed in the cancer cells and immune cells of OSCC. This differs from the results of previous studies, which have suggested that IL-12R is predominantly expressed in immune cells, especially on NK cells and T cells (41,42). Notably, we further found that IL-12RB1 was co-expressed with PD-1/PD-L1 in T cells. We hypothesized that activation of IL-12RB1 could affect the expression of PD-1/PD-L1 in cancer cells and immune cells via a previously unrecognized pathway, thus affecting the survival prognosis and efficacy of PD-1/PD-L1 axis therapy. This putative mechanism may include two processes: (I) direct activation of PD-1/PD-L1 expression through the crosstalk of intracellular signal pathways; and (II) regulation of PD-1/PD-L1 expression through the IL-12/interferon gamma (IFN-γ) axis and its downstream signaling pathway. Quatrini et al. found that IL-12 together with glucocorticoids increased PD-1 transcription and mRNA translation, eventually leading to an increased expression of PD-1 in NK cells (43). Previous studies have shown that the bioactive function of the IL-12 family is mainly mediated by the Janus kinase-signal transducers and activators of transcription (JAK-STAT) family (32,44). The STATs cause the nuclear translocation of the PD-L1 transcription factors IRF, S6K, and AP-1 (Jun/Fos) either in a direct way or through the PI3K/Akt/mTOR and MEK/Erk pathways, resulting in an effect on PD-L1 encoding (11). In addition, IL-12R activates the mediated mitogen-activated protein kinase 3/6 (MKK3/6)/p38/AP-1 axis, which upregulates the expression of PD-L1 (45). Various studies have shown that the physiological function of IL-12 is mainly realized by increasing IFN-γ production, which can affect the transcription of PD-1 or PD-L1 through multiple signaling pathways (46,47).
In conclusion, our study, which used a variety of data mining methods, found that IL-12RB1 was tightly associated with PD-1/PD-L1 expression and may have a potential effect on treatments targeting the PD-1/PD-L1 axis. This study has some shortcomings, and further in vivo and in vitro experiments are needed to verify the effect of IL-12RB1 on the prognosis of OSCC and the PD-1/PD-L1 expression. This will be the direction of our future research.
Acknowledgments
The authors gratefully acknowledge Dr. Changchang Jia and Xinlin Chen for their technical support and expert advice.
Funding: None.
Footnote
Reporting Checklist: The authors have completed the REMARK reporting checklist. Available at https://atm.amegroups.com/article/view/10.21037/atm-21-6915/rc
Data Sharing Statement: Available at https://atm.amegroups.com/article/view/10.21037/atm-21-6915/dss
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://atm.amegroups.com/article/view/10.21037/atm-21-6915/coif). The authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the ethics committee of the First Affiliated Hospital of Sun Yat-sen University (No. 2017-173), and informed consent was taken from all the patients.
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(English Language Editor: C. Gourlay)